EFTA01358461Set 10
2018-04-161p235w
Avila
Sent: 11/16/2018 12:55:22 PM
To: Mathew Negus Akash Malhotra
CC: Shawn Staker ; NCAOTC Derivatives Pankaj-A Chopra
• Alka Gopala-; Nina Tona • tan Salters
• Martin Zeman ; Joe Aglione ... Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
Chopra ; Alka Gopala
Ian Salters ; Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southem ... Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives Pankaj-A
Chopra ka Gopala ; Nina Tona
Ian Salters Mathew Negus ; Martin Zeman
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358461.pdf
EFTA01401922Set 10
2018-04-164p527w
Mathew Negus
Akash Malhotra <
Cc: Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman
Joe Aglione
Shawn, MO, is it ok to move this ... Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
I ; Pankaj-A Chopra -; Alka
Go ; Nina Tona -; Ian Salters
I ; Martin Zeman ... Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
; Nina Tona ; Ian Salters
; Mathew Negus ; Martin Zeman
EFTA01401922
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401922.pdf
EFTA01406845Set 10
2018-04-178p952w
Monday, April 16, 2018 9:03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Gopala • Nina Tona ; Ian Salters
; artin Zeman
u ject ... Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Gopala • Nina Tona ; Ian Salters
ew Negus Martin Zeman ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker NCAOTC Derivatives
, Pankaj-A Chopra , Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406845.pdf
EFTA01406842Set 10
2018-04-163p364w
Mathew Negus
Date: Mon, 16 Apr 2
To: Xavier Avila
Akash Malhotra
Cc: Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman
Classification ... Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
an aj Chopra Alka
• Nina Tona Ian Salters
• Mathew Negus Martin Zeman
Subject ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406842.pdf
EFTA01406881Set 10
2018-04-179p1,194w
Monday, April 16, 2018 9:03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra ; Alka
; Nina Tona Ian Salters
IMMIM Martin Zeman
Subject ... Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
; Nina Tona ; Ian Salters
; Mathew Negus Martin Zeman
Subject ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker , NCAOTC Derivatives
, an aj- Chopra , Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406881.pdf
EFTA01406948Set 10
2018-04-177p792w
Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
; •an aj- ho ra Alka
Gopala ; Nina Tona Ian Salters
artin Zeman ... Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
• Pankaj-A Chopra ; Alka
Gopala Nina Tona saM ; Ian Salters
; Mathew Negus Martin ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker NCAOTC Derivatives
, Pankaj-A Chopra , Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406948.pdf
EFTA01406871Set 10
2018-04-1710p1,259w
Monday, April 16, 2018 9:03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Go ala ; Nina Tona ; an a ers
; Martin Zeman ... Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Gopa a ; Nina Tona ; Ian Salters
Mathew Negus Martin ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406871.pdf
EFTA01406915Set 10
2018-04-166p681w
Monday, April 16, 2018 9:03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra Alka
Nina Tona an a ters
; Martin Zeman
Subject ... Monday, April 16, 2018 7:44 AM
To: Akash Malhotra <akash.malhotra•db.com>
Cc: Shawn Staker ; NCAOTC Derivatives
Pankaj-A Cho ra Alka
Gopala • Nina Tona Ian Salters
Mathew Negus Martin ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker , NCAOTC Derivatives
EFTA01406917
, Pankaj-A Chopra Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406915.pdf
EFTA01399702Set 10
2018-04-1712p1,565w
Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Cho ra ; Alka
; Nina Tona -; Ian Salters
; Martin Zeman
EFTA01399709
Subject ... Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Cho ra ; Alka
; Nina Tona ; Ian Salters
; Mathew Negus ; Martin Zeman ... Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila e >
EFTA01399710
Cc: Shawn Staker , NCAOTC Derivatives
, Pankaj-A Chopra Alka
Gopala <
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399702.pdf
EFTA01406857Set 10
2018-04-179p1,128w
Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shaven Staker NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Gopala ; Nina Tona Ian Salters
; Martin Zeman ... Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra <akash.malhotra@db.com>
Cc: Shaven Staker ; NCAOTC Derivatives
; an a] Chopra ; Alka
Gopala ; Nina Tona ; an a ers
at ew Negus ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker , NCAOTC Derivatives
Pankaj-A Chopra , Alka
opa a
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406857.pdf
EFTA01362961Set 10
2018-04-161p232w
Monday, April 16 2018 9:03 AM
To: Xavier Avila • Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
Chopra ; Alka Gopala Nina Tona
Ian Salters ; Martin Zeman
Subject: RE: KYC Breach ... Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker >, NCAOTC Derivatives • Panka.-A
Chopra >; Alka Gopala Nina Tona
Ian Salters ; Mathew Negus • Martin Zeman
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362961.pdf
EFTA01401992Set 10
2018-04-163p322w
Date: Mon, 16 Apr 2018 07:44:03 -0400
To: Akash Malhotra
Cc: Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Mathew Negus
Martin Zeman ... Akash Malhotra ‹ >
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker , NCAOTC Derivatives
, Pankaj-A Chopra as, Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401992.pdf
EFTA01406895Set 10
2018-04-1711p1,407w
Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra <
Cc: Shawn Staker AOTC Derivatives
; Pankaj-A Chopra -; Alka
Gopala < ; Nina Tona < >; an a ers
a ew Negus ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila < >
Cc: Shawn Staker , NCAOTC Derivatives
, an aj- Chopra Alka
Gopa a
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406895.pdf
EFTA01362997Set 10
2018-04-161p194w
Monday, April 16 2018 9:03 AM
To: Xavier Avila - Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
Chopra ; Alka Gopala
Ian Salters , Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southem ... Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives • Panka'-A
Chopra ; Alka Gopala • Nina Tona
Ian Salters Mathew Negus ; Martin Zeman
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362997.pdf
EFTA01406890Set 10
2018-04-165p615w
Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker >; NCAOTC Derivatives
; •an aj- Chopra < >; Alka
Gopala < ; Nina Tona cr :-; Ian Salters
; Mathew Negus ... Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila <a.
Cc: Shawn Staker , NCAOTC Derivatives
< >, Pan aj-A Chopra Alka
Gopala <
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406890.pdf
EFTA01363055Set 10
2018-04-161p234w
Sent: Monday, April 16, 2018 9.03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives ; Pankaj-A
Chopra ; Alka Gopala ; Nina Tona
Ian Salters ‘ ; Martin Zeman
Subject ... Xavier Avila
Sent: Monday, April 16.2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives ; Pankaj-A
Chopra ; Alka Gopala ina Tona <
Ian Salters Mathew Negus ; Martin Zeman
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363055.pdf
EFTA01363050Set 10
2018-04-161p315w
Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker < ; NCAOTC Derivatives ; Pankaj-A
Chopra opata ; Nina Tona
Ian Salte ; Mathew Negus ; Martin Zeman
Subject ... From: Akash Malhotra
Date: Monday: Apr 16,
To: Xavier Avila <
Cc: Shawn Staker < Derivatives Pankaj-A Chopra
>, a opa a
Subject: KYC Brcach_SOUTHFINANMD_Southcm Financial. LLC_FFT Location
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363050.pdf
EFTA00797937Set 9
2017-12-2426p15,976w
medium.comftacburniske/cryptoasset-
valuations-ac83479ffca7) estimates an average V of 7, after adjusting for hodlers, stakers, etc. This assumption
may be optimistic (meaning, it is probably a low value
https://www.justice.gov/epstein/files/DataSet%209/EFTA00797937.pdf
EFTA01140239Set 9
3p1,543w
Kermani BG, Camevali P, Nazarenko I, Nilsen GB,
Yeung G, Dahl F, Fernandez A, Staker B, Pant KP, Baccash J, Borcherding AP, Brownley A, Cedeno R, Chen L,
ChemikoffD, Cheung
https://www.justice.gov/epstein/files/DataSet%209/EFTA01140239.pdf