EFTA02112117Set 10
2014-03-118p2,090w
Thermo Fluids
Secondaries (announced/priced): MMYT, AMH, VIPS (convert), Q, SMLP, ACMP, POST, OXLC,
TESO, STCK, VOYA, AMZG, ARI (convert), TKM CN, ABG LN, TCH FP
IPO's: Virtu Financial files
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02112117.pdf
EFTA02106578Set 10
2014-04-298p2,307w
PROV, RESI, RYN, S, SAVE,
SCL, SCOR, SLAB, ST, STAR, STBA, STCK, TRIB, TRS, TRW, TWIN, UDR, UTHR, VAC, WDR,
WRLD, WWW
EFTA_R1_00722827
EFTA02106581
Reporting Post-Close
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA00801674Set 9
2005-09-287p1,997w
executed this Agreement
as of the date and year first above written.
COUNSEL:
BLACK, STCK,
L., I,C(I; ___
MNSPAN 8s STUMPF, P.A.
BY
SCOTT A. KORNSPAN
-5-
EFTA00801678
https://www.justice.gov/epstein/files/DataSet%209/EFTA00801674.pdf
EFTA00380436Set 9
2013-10-308p2,669w
MRGE,
MSM, NOR, NICE, NVMI, OIIM, PAR, PSE, PSXP, RDEN, SAIA, SAVE, SODA, SPW, STCK, STE, TASR, TEL, TFX,
TOWR, WEX, WLT
Reporting Post-Close: ALL, CSC, EQR, EXPE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00380436.pdf
EFTA01441230Set 10
38p6,720w
Cogiocation,
to Jeffrey E. Epsrcin, a .tertificate
for 10,000 shares of die Corhriion StcK:k; and it is further
RESOL'VpP) thai ill ofthe t0,000 shates
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441230.pdf
EFTA02119766Set 10
2013-12-027p1,830w
SCMN VX and downgrades TEL NO, DTE GY, Berenberg
downgrades VIG AV
• Berenberg initiates STCK LN (buy), Soc Gen downgrade ELPE GA, SEB upgrade REC NO,
downgrade NES1V FH
• HSBC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02119766.pdf