Epstein Files Search

EFTA01593408Set 10

2005-09-0149p4,944w

DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 09/01/05 INTEREST 03 09/01/05 SUBST CHGD 01 09/07/05 SUBST CHGD 03 09/07/05 SUBST CHGD 03 09/09/05 SUBST CHGD 03 09/12/05 ... SUBST CHGD 03 09/15/05 SUBST CHGD 03 09/15/05 SUBST CHGD 03 09/16/05 SUBST CHGD 03 09/30/05 SUBST CHGD DESCRIPTION UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 INTEREST CREDIT 09/01/05

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593408.pdf

EFTA01582579Set 10

2006-06-011p224w

DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION DESCRIPTION DEBIT CREDIT 03 06/01/06 SUBST CHGD TJX COMPANIES INC NEN 2,504.32 SUBSTITUTE DIVIDEND CHARGE 06/01/06 ON -35116 SHARES ... 06/02/2033 INTEREST CREDIT 06/02/06 ON 2000000 BONDS 03 06/02/06 SUBST CHGD EDO CORPORATION 619.35 SUBSTITUTE DIVIDEND CHARGE 06/02/06 ON -20645 SHARES 01 06/09/06 DIVIDEND CENTERPOINT ENERGY INC 915.00 CASH DIVIDEND ... CREDIT 06/09/06 ON 6500 SHARES 03 06/09/06 SUBST CHGD UNISOURCE ENERGY CORP HLDGS CO 1,819.65 SUBSTITUTE DIVIDEND CHARGE 06/09/06 ON -8665 SHARES 03 06/09/06 SUBST CHGD CENTERPOINT ENERGY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582579.pdf

EFTA01593934Set 10

2006-06-0141p4,105w

AMOUNTS IN US DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 06/01/06 SUBST CHGD 01 06/02/06 INTEREST 03 06/02/06 SUBST CHGD 01 06/09/06 DIVIDEND 03 06/09/06 SUBST CHGD ... 06/09/06 SUBST CHGD 03 06/12/06 SUBST CHGD 01 06/13/06 DIVIDEND 03 06/13/06 SUBST CHGD 03 06/15/06 SUBST CHGD 03 06/15/06 SUBST CHGD DESCRIPTION TJX COMPANIES INC NEW SUBSTITUTE DIVIDEND CHARGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593934.pdf

EFTA01582225Set 10

2005-09-011p212w

144A 11,250.00 04.5000 03/01/2035 INTEREST CREDIT 09/01/05 ON 500000 BONDS 03 09/01/05 SUBST CHGD TJX COMPANIES INC NEW 3,822.00 SUBSTITUTE DIVIDEND CHARGE 09/01/05 ON -63700 SHARES 01 09/07/05 ... SUBST CHGD ALLERGAN INC 86.00 SUBSTITUTE DIVIDEND CHARGE 09/07/05 ON -860 SHARES 03 09/07/05 SUBST CHGD ALLERGAN INC 2,819.00 SUBSTITUTE DIVIDEND CHARGE 09/07/05 ON -28190 SHARES 03 09/09/05 SUBS ... CHGD BARNES GROUP INC 55.66 SUBSTITUTE DIVIDEND CHARGE 09/09/05 ON -253 SHARES 03 09/12/05 SUBST CHGD GENERAL MOTORS 49,150.00 SUBSTITUTE DIVIDEND CHARGE 09/10/05 ON -98300 SHARES 03 09/15/05 SUBS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582225.pdf

EFTA01593617Set 10

2005-10-0151p5,116w

SHORT SALES 12/15/2049 INTEREST CHARGE INTERNATIONAL FEES 09-2005 01 10/03/05 INTEREST 03 10/03/05 SUBST CHGD REBATE ON SHORT SALES EFTA01593651 FOR THE MONTH OF SEPTEMBER INTEREST CREDIT UNISOURCE ENERGY ... AMOUNTS IN US DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 10/03/05 SUBST CHGD 03 10/14/05 SUBST CHGD 01 10/17/05 INTEREST 01 10/17/05 INTEREST 01 10/17/05 INTEREST ... 10/17/05 SUBST CHGD 03 10/25/05 SUBST CHGD 03 10/31/05 SUBST CHGD DESCRIPTION PPL CORP SUBSTITUTE DIVIDEND CHARGE 10/01/05 ON -113480 SHARES FRANKLIN RESOURCES INC SUBSTITUTE DIVIDEND CHARGE 10/14/05

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593617.pdf

EFTA01582335Set 10

2005-10-011p188w

INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION DESCRIPTION DEBIT CREDIT 03 10/03/05 SUBST CHGD PPL CORP 28,370.00 SUBSTITUTE DIVIDEND CHARGE 10/01/05 ON -113480 SHARES 03 10/14/05 SUBST CHGD ... 04/15/2025 INTEREST CREDIT 10/15/05 ON 2000000 BONDS 03 10/17/05 SUBST CHGD HCC INSURANCE HOLDINGS INC 4,992.00 SUBSTITUTE DIVIDEND CHARGE 10/17/05 ON -66560 SHARES 03 10/25/05 SUBST CHGD INTERNATIONAL GAME ... TECHNOLOGIES 4,475.00 SUBSTITUTE DIVIDEND CHARGE 10/25/05 ON -35800 SHARES 03 10/31/05 SUBST CHGD RPM INCORPORATED 7,011.20 SUBSTITUTE DIVIDEND CHARGE 10/31/05 ON -43820 SHARES CREDIT SUISSE FIRST BOSTON

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582335.pdf

EFTA01594006Set 10

2006-04-0151p5,189w

MONTH OF MARCH INTEREST CREDIT REBATE ON SHORT SALES 12/15/2049 03 04/03/06 SUBST CHGD 03 04/07/06 SUBST CHGD 01 04/13/06 ADJUSTMENT INTEREST CHARGE INTERNATIONAL FEES 03-2006 PPL CORP SUBSTITUTE ... CREDIT 03/31/06 ON 1075000 BONDS REVERSAL 01 04/13/06 INTEREST 01 04/17/06 INTEREST 03 04/17/06 SUBST CHGD CONSECO INC CVT 144A 03.5000 09/30/2035 INTEREST CREDIT 03/31/06 ON 1075000 BONDS VORNADO RLTY ... AMOUNTS IN US DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 04/25/06 SUBST CHGD 03 04/28/06 SUBST CHGD DESCRIPTION AMERICAN FINL GROUP INC SUBSTITUTE DIVIDEND CHARGE 04/25/06

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01594006.pdf

EFTA01593869Set 10

2006-10-0132p3,478w

MONTH TYPE DATE TRANSACTION 01 10/02/06 INTEREST 01 10/02/06 INTEREST 03 10/02/06 SUBST CHGD 03 10/10/06 SUBST CHGD 03 10/13/06 SUBST CHGD 03 10/25/06 SUBST CHGD 03 10/31/06 SUBST CHGD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593869.pdf

EFTA01582313Set 10

2005-12-011p212w

CORP NOTE 5,468.75 01.7500 06/01/2008 INTEREST CREDIT 12/01/05 ON 625000 BONDS 03 12/01/05 SUBST CHGD TJX COMPANIES INC NEN 3,215.40 SUBSTITUTE DIVIDEND CHARGE 12/01/05 ON -53590 SHARES ... 12/01/05 SUBST CHGD WYETH 3,310.00 SUBSTITUTE DIVIDEND CHARGE 12/01/05 ON -13240 SHARES 01 12/02/05 INTEREST AMERICAN FINL GROUP INC CVT 14,860. 01.4861 06/02/2033 INTEREST CREDIT 12/02/05 ... 12/09/05 DIVIDEND CENTERPOINT ENERGY INC CASH DIVIDEND CREDIT 12/09/05 ON 10000 SHARES 03 12/09/05 SUBST CHGD BARNES GROUP INC 55.66 SUBSTITUTE DIVIDEND CHARGE 12/09/05 ON -253 SHARES 03 12/09/05 SUBST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582313.pdf

EFTA01582599Set 10

2006-01-011p228w

DIVIDEND INTERNATIONAL GAME TECHNOLOGIES 330.75 CASH DIVIDEND CREDIT 01/05/06 ON 2646 SHARES 03 01/05/06 SUBST CHGD INTERNATIONAL GAME TECHNOLOGIES 330.75 SUBSTITUTE DIVIDEND CHARGE 01/05/06 ON -2646 SHARES 03 01/06/06 SUBST ... WALT DISNEY CO 5,062.50 SUBSTITUTE DIVIDEND CHARGE 01/06/06 ON -18750 SHARES 03 01/06/06 SUBST CHGD EDO CORPORATION 720.00 SUBSTITUTE DIVIDEND CHARGE 01/06/06 ON -24000 SHARES 03 01/13/06 SUBST CHGD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582599.pdf

EFTA01582461Set 10

2006-12-011p194w

06/01/08 5,468.75 01.7500 06/01/2008 INTEREST CREDIT 12/01/06 ON 625000 BONDS 03 12/01/06 SUBST CHGD EDO CORPORATION 550.35 SUBSTITUTE DIVIDEND CHARGE 12/01/06 ON -18345 SHARES 01 12/04/06 INTEREST AMERICAN FINL ... 06/02/2033 INTEREST CREDIT 12/02/06 ON 2000000 BONDS 03 12/08/06 SUBST CHGD CENTERPOINT ENERGY INC 27,487.35 SUBSTITUTE DIVIDEND CHARGE 12/08/06 ON -183249 SHARES 03 12/15/06 SUBST CHGD CSX CORPORATION ... SUBSTITUTE DIVIDEND CHARGE 12/15/06 ON -33438 SHARES 03 12/27/06 SUBST CHGD UNISOURCE ENERGY CORP HLDGS CO 1,725.15 SUBSTITUTE DIVIDEND CHARGE 12/27/06 ON -6215 SHARES CREDIT SUISSE SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582461.pdf

EFTA01593841Set 10

2006-12-0128p3,134w

TYPE DATE TRANSACTION 01 12/01/06 INTEREST 01 12/01/06 INTEREST 01 12/01/06 INTEREST 03 12/01/06 SUBST CHGD 01 12/04/06 INTEREST 03 12/08/06 SUBST CHGD 03 12/15/06 SUBST CHGD 03 12/27/06 SUBST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593841.pdf

EFTA01593901Set 10

2006-09-0133p3,434w

09/01/06 INTEREST 01 09/01/06 INTEREST 01 09/01/06 INTEREST 01 09/01/06 INTEREST 03 09/08/06 SUBST CHGD 03 09/11/06 SUBST CHGD 03 09/15/06 SUBST CHGD 03 09/22/06 SUBST CHGD DESCRIPTION DEBIT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593901.pdf

EFTA01582314Set 10

2005-12-011p180w

CHGD GENERAL MOTORS 49,150.00 SUBSTITUTE DIVIDEND CHARGE 12/10/05 ON -98300 SHARES 03 12/12/05 SUBST CHGD ALLERGAN INC 3,629.40 SUBSTITUTE DIVIDEND CHARGE 12/12/05 ON -36294 SHARES 03 12/15/05 SUBS ... CHGD SUPERVALU INC 3,435.25 SUBSTITUTE DIVIDEND CHARGE 12/15/05 ON -21140 SHARES 03 12/15/05 SUBST CHGD CSX CORPORATION 1,292.72 SUBSTITUTE DIVIDEND CHARGE 12/15/05 ON -9944 SHARES 01 12/16/05 DIVIDEND ... DUKE ENERGY CORP 933.10 CASH DIVIDEND CREDIT 12/16/05 ON 3010 SHARES 03 12/16/05 SUBST CHGD DUKE ENERGY CORP 21,901.81 SUBSTITUTE DIVIDEND CHARGE 12/16/05 ON -70651 SHARES 03 12/27/05 SUBST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582314.pdf

EFTA01593687Set 10

2007-01-0129p3,175w

TYPE DATE TRANSACTION 01 01/02/07 INTEREST 01 01/02/07 INTEREST 01 01/02/07 DIVIDEND 03 01/02/07 SUBST CHGD DESCRIPTION DEBIT INT @ AVG RATE 5.412 FOR 31 DAYS FROM 12/01 TO 12/31 CLOSE ... 20ST INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 01/16/07 INTEREST 03 01/16/07 SUBST CHGD 03 01/25/07 SUBST CHGD 03 01/31/07 SUBST CHGD DESCRIPTION CMS 3.375 07/15/23 03.3750 07/15/2023

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593687.pdf

EFTA01582561Set 10

2006-07-011p210w

REBATE ON SHORT SALES 492.47 12/15/2049 INTEREST CHARGE INTERNATIONAL FEES 06-2006 03 07/03/06 SUBST CHGD PPL CORP 29,530.05 SUBSTITUTE DIVIDEND CHARGE 07/01/06 ON -107382 SHARES 03 07/14/06 SUBST ... 07/15/23 11,812.50 03.3750 07/15/2023 INTEREST CREDIT 07/15/06 ON 700000 BONDS 03 07/25/06 SUBST CHGD AMERICAN FINL GROUP INC 2,872.38 SUBSTITUTE DIVIDEND CHARGE 07/25/06 ON -20890 SHARES 03 07/31/06 ... SUBST CHGD RPM INCORPORATED 9,174.40 SUBSTITUTE DIVIDEND CHARGE 07/31/06 ON -57340 SHARES CREDIT SUISSE SECURITIES(USA) LLC TEL: 212-325-2000 li!t ELEVEN MADISON AVENUE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582561.pdf

EFTA01582445Set 10

2006-08-011p176w

08/01 144A 1,406.25 02.2500 08/01/2012 INTEREST CREDIT 08/01/06 ON 125000 BONDS 03 08/07/06 SUBST CHGD MASCO CORP 1,149.06 SUBSTITUTE DIVIDEND CHARGE 08/07/06 ON -5223 SHARES 03 08/08/06 SUBST ... CHGD CBRL GROUP INC 836.16 SUBSTITUTE DIVIDEND CHARGE 08/08/06 ON -6432 SHARES 03 08/22/06 SUBST CHGD VORNADO REALTY TR 12,626.40 SUBSTITUTE DIVIDEND CHARGE 08/22/06 ON -15783 SHARES CREDIT SUISSE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582445.pdf

EFTA01593563Set 10

2005-11-0154p5,367w

DESCRIPTION DEBIT INT @ AVG RATE 3.948 01 11/01/05 INTEREST 01 11/01/05 INTEREST 03 11/07/05 SUBST CHGD 03 11/08/05 SUBST CHGD 01 11/14/05 INTEREST 01 11/15/05 INTEREST 01 11/15/05 INTEREST ... 11/15/05 INTEREST 03 11/18/05 SUBST CHGD FOR 31 DAYS FROM 10/01 TO 10/31 CLOSE BAL 44865110.77 DB AVG BAL -43576765.04 DB REBATE ON SHORT SALES 12/15/2049 INTEREST CHARGE REBATE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593563.pdf

EFTA01593806Set 10

2006-08-0135p3,769w

08/01/06 INTEREST 01 08/01/06 INTEREST 01 08/01/06 INTEREST 01 08/01/06 INTEREST 03 08/07/06 SUBST CHGD 03 08/08/06 SUBST CHGD 03 08/22/06 SUBST CHGD DESCRIPTION DEBIT INT @ AVG RATE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593806.pdf

EFTA01582655Set 10

2006-03-011p122w

DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION DESCRIPTION DEBIT CREDIT 03 03/15/06 SUBST CHGD CSX CORPORATION 1,730.82 SUBSTITUTE DIVIDEND CHARGE 03/15/06 ON -13311 SHARES 03 03/15/06 SUBST ... CORP HLDGS CO 1,819.65 SUBSTITUTE DIVIDEND CHARGE 03/15/06 ON -8665 SHARES 03 03/16/06 SUBST CHGD DUKE ENERGY CORP 22,797.71 SUBSTITUTE DIVIDEND CHARGE 03/16/06 ON -73541 SHARES 01 03/31/06

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582655.pdf