EFTA02115859Set 10
2014-02-069p2,419w
PSMI
• Stifel upgrades CACI (buy), UBS cuts TWTR (sell), Wells upgrades I/COTY/CCK
• UBS upgrades SYT, Bofa downgrades SYT, HSBC upgrades CCL
Canaccord upgrades LVLT (buy), Raja downgrades MDC & upgrades YELP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02115859.pdf
EFTA02106578Set 10
2014-04-298p2,307w
GORO, JPM, KEY, KMX,
NAVB, OCR, PFIE, RAD, SILC, TUP, VSTM, WSO
Shareholder Meetings: SYT, BLMN, CB, HSC, RTIX, TDC, ARI, CGNX, CIE, DTV, HME, KOPN,
TSO, VNTV
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA00425736Set 9
2011-10-185p1,618w
play especially with china gdp 8s out tonight
MOO (agribusiness etf) (MON, POT, DE, SYT, WLMIF total -36% of etf) (47.20 -2.5%) opening
cust bought 10k feb 40 puts
https://www.justice.gov/epstein/files/DataSet%209/EFTA00425736.pdf
EFTA00414936Set 9
2012-04-185p1,806w
ASML, BLX, CTBI, FCFS,
FRC, JAKK, MEG, MIICF, NYB, PII, PJC, SYBT, SYT, VCBI, WNS
Reporting Post-Close: AXP, EBAY, FFIV, LRCX, MAR, NE, QCOM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414936.pdf
EFTA01157837Set 9
39p7,318w
REPORT
TIME am/pm DESCRIPTION OF ACTIVITIES
14
,7410(:::, ° DUTY CAVE:, —Lny-ra/fi A syt, ,ii-cil r7t7
https://www.justice.gov/epstein/files/DataSet%209/EFTA01157837.pdf
EFTA00396443Set 9
2013-02-067p2,142w
LPLA, MAC, MGI, MSG, MT, NUS, PAG, RTI, SBGI, SMG, SPP,
STE, SYMX, SYT, TBI, TRR, USG, VICL, WXS, BOFI, PHH
Reporting Post-Close: AIZ, AKAM, ALL, CBG, CINF
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396443.pdf