EFTA01399702Set 10
2018-04-1712p1,565w
Mathew Negus
Nina Tona
Cc: Ian Salters
Martin Zeman
Daniel-E Kaiser
Lets set up call Thursday.
It's basic access to booking trades and being able ... Date: Tuesday, Apr 17, 2018, 09:44
To: Xavier Avila , Nina Tona
Cc: Ian Salters , Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification ... Tuesday, April 17, 2018 10:17 AM
To: Mathew Negus ; Nina Tona
Cc: Ian Salters ; Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399702.pdf
EFTA01406895Set 10
2018-04-1711p1,407w
Xavier Avila
Nina Tona
Cc: Ian Salters < ,
Martin Zeman
Classification: For internal use only
Yep Thursday let's catch up.
There is a Council call today ... Tuesday, April 17 2018 10:17 AM
To: Mathew Negus ; Nina Tona
Cc: Ian Salters ; Martin Zeman
Subject: RE: KYC reac D Southern Financia , oca ion [I]
2028
We will ... Tuesday, Apr 17, 2018, 08:10
To: Nina Tona •: >, Xavier Avila a
Cc: Ian Salters a , Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406895.pdf
EFTA00157026Set 9
2020-11-1913p8,426w
enticement" (Bennett and O'Donohue 2014; Gallagher 1998;
Howitt 1995; Kierkegaard 2008; Lanning 2018; Salter 1995). Research on sexual grooming started to
proliferate in the 2000s (Craven, Brown, and Gilchrist ... Plummer, 2018). Sexual grooming has been thought of as a ubiquitous process in CSA (Salter
1995; Thornton 2003), that is complex and nuanced (McAlinden 2013). Indeed, it is often difficult ... been widely accepted.
Table 1. Definitions of Sexual Grooming.
Source Definitions of Sexual Grooming
Salter (19951 ' The establishment (and eventual betrayal) of affection and trust occupies a central role
https://www.justice.gov/epstein/files/DataSet%209/EFTA00157026.pdf
EFTA01408575Set 10
2018-06-0611p1,773w
Davide
From: Funda Bozkurt
Sent: Monda , June 04, 2018 3:07 PM
To: Ian Salters
Cc: Zbynek Koze s<y ; Nina Tona
Davide-A Sferrazza
Subject: RE: NCA's Completed ... Avila
Sent: Monday, June 04, 2018 2:19 PM
To: Funda Bozkurt SMnirnie; Ian Salters
Cc: Zbynek Kozelsky Nina Ton
Davide-A Sferrazza
Subject: RE: NCA's Completed in May/Update ... Avila
Sent: Monday, June 04 2018 1:04 PM
To: Funda Bozkurt
Cc: Ian Salters Zb nek Kozelsk
Nina Tona
Subject: RE: NCA's Completed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408575.pdf
EFTA01406871Set 10
2018-04-1710p1,259w
Mathew Negus
Nina Tona
Cc: Ian Salters
Martin Zeman
2028
We will need most of our clients trading XCCY business...so lets see how
difficult this is.
03 we suddently ... Date: Tuesday, Apr 17, 2018, 08:10
To: Nina Tona Xavier Avila
Cc: Ian Salters Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification ... Mathew Negus Jimmy-H Xu
Xavier Avila Akash Malhotra
Cc: Joe Aglione • Ian Salters
Panka•-A Cho ra NCAOTC Derivatives
; Martin Zeman Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406871.pdf
EFTA01408588Set 10
2019-03-055p692w
Nina Tona
Cc: Bill King
Davide-A S errazza
Yasmeen Alim
Jamaal Bushar
Ian Salters <
Kareen Johnso
Brian Serino
Classification: For internal use only
Good afternoon Nina,
Jamaal ... Gate Parkway, Jacksonville, FL 32256 USA
Mail Stop: JCK-01-965
From: Ian Salters
Sent: Friday, March 01, 2019 4:58 PM
To: Kareen Johnson ; Brian Serino
Davide-A Sferrazza ... Nina Tona Yasmeen Alim
Jamaal Bushara Andrea
Sandven Ian Salters <I IM=1
Subject: RE: KYC remediation [I]
Classification: For internal use only
Dear All,
After conducting a further review
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408588.pdf
EFTA01400050Set 10
2019-06-124p581w
Subject: RE: Client tidy up [I]
From: Ian Salters <=MM I>
Date: Wed, 12 Jun 2019 15:24:15 -0400
To: Liam Osullivan
Cc: Davide-A Sferrazza
Ian Salters
Classification ... From: Davide-A Sferrazza
Sent: Sunday, June 09, 2019 5:29 PM
To: Ian Salters < >; Liam Osullivan ‹ >
Subject: RE: Client tidy up [I]
Classification: For internal use only
I took ... look through and added comments where I had them.
Thanks,
Davide
From: Ian Salters
Sent: Thursday, June 06, 2019 4:50 PM
To: Davide-A Sferrazza < >; Liam Osullivan
EFTA01400050
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400050.pdf
EFTA01408541Set 10
2019-02-287p973w
Tona
Date: Thu, 28 Feb 2019 15:39:24 -0500
To: Bill King
Ian Salters
Cc: Davide-A Sferrazza
Classification: For internal use only
Hi Bill —can you please call ... Bill King
Sent: Wednesday, February 27, 2019 4:02 PM
To: Nina Tona : Ian Salters
Cc: Davide-A Sferrazza
Subject: RE: KYC remediation [I]
Classification: For internal use only
Nina ... Bill
From: Nina Tona
Sent: Wednesday, February 27, 2019 10:28 AM
To: Ian Salters
Cc: Bill King ; Davide-A Sferrazza
Subject: RE: KYC remediation [I]
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408541.pdf
EFTA01399587Set 10
2019-02-154p846w
Subject: RE: Client OTC derivatives trading with CIB [I]
From: Ian Salters ‹ >
Date: Fri, 15 Feb 2019 17:36:42 -0500
To: Funda Bozkurt
Thomas Klemm
Cc: Kimberly Hart
Classification ... From: Funda Bozkurt
Sent: Friday, Februar 15, 2019 5:33 PM
To: Ian Salters ; Thomas Klemm < ::•
Cc: Kimberly Hart
Subject: FW: Client OTC derivatives trading with CIB [I]
Classification ... Office
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
From: Ian Salters
Sent: Friday, February 15, 2019 10:21 AM
To: Funda Bozkurt
Cc: Thomas Klemm
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399587.pdf
EFTA01400003Set 10
2019-06-093p517w
Sferrazza a ›
Date: Sun, 09 Jun 2019 17:28:32 -0400
To: Ian Salters ,
Liam Osullivan
Classification: For internal use only
I took a look through and added comments where ... them.
Thanks,
Davide
From: Ian Salters
Sent: Thursday, June 06, 2019 4:50 PM
To: Davide-A Sferrazza < >; Liam Osullivan
Subject: FW: Client tidy up [I]
Classification: For internal ... have a look at this and advise. Next
week is fine. Ian
From: Ian Salters
Sent: Wednesday, May 29, 2019 11:07 AM
To: Davide-A Sferrazza < >; Liam Osullivan
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400003.pdf
EFTA01399674Set 10
2019-01-1610p1,257w
Obregon
Nina Tona
Davide-A Sferrazza
Joshua Shoshan
Martin Zeman
Cc: Alastair Mackinla
Ian Salters
I am fine with Martin as ACO as long as he is.
Alan Brody
Managing ... Nina Tona , Davide-A Sferrazza
>, Joshua Shoshan , Martin Zeman
Cc: Alastair Mackinlay , Ian Salters
, Alan Brody
Subject: RE: Please advise if we need to retain [I]
Classification: For internal ... Davide-A Sferrazza <IIIIIII
; Joshua Shoshan ; Martin Zeman
EFTA01399674
Cc: Alastair Mackinlay ; Ian Salters
Alan Brody
Subject: RE: Please advise if we need to retain [I]
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399674.pdf
EFTA01400006Set 10
2019-07-163p635w
Subject: FW: Single client list [I]
From: Ian Salters a>
Date: Tue, 16 Jul 2019 09:00:53 -0400
To: Nina Tona
Davide-A Sferrazza
Liam Osullivan
Cc: Ian Salters ... packages.
I will arrange a meeting tomorrow to discuss.
Ian
From: Ian Salters
Sent: Thursday, June 20, 2019 10:56 AM
To: Davide-A Sferrazza ; Liam Osullivan
Cc: Ian Salters ... Please feel free to correct where there are gaps.
Kind regards,
Ian Salters
fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl
Ian Salters
COO Americas - Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400006.pdf
EFTA01399171Set 10
2019-02-154p769w
From: Funda Bozkurt ‹ >
Date: Fri, 15 Feb 2019 17:33:04 -0500
To: Ian Salters
Thomas Klemm
Cc: Kimberly Hart
Classification: For internal use only
Ian,
I received your email ... Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
EFTA01399171
From: Ian Salters
Sent: Friday, February 15, 2019 10:21 AM
To: Funda Bozkurt
Cc: Thomas Klemm ; Ian Salters ... Victoria Bruce < ; Thomas Klemm
Merdinian Steven Mattus
Olivier Poncet ; Ian Salters
Andrea DeMar ; Bill King
Roth
Subject: RE: Client OTC derivatives trading with CIB [I]
EFTA01399172
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399171.pdf
EFTA01408701Set 10
2019-03-014p467w
Subject: RE: KYC remediation [I]
From: Ian Salters
Date: Fri, 01 Mar 2019 16:58:26 -0500
To: Kareen Johnson
Brian Serino <
Cc: Bill King
Davide-A Sferrazza
Nina Tona ... Yasmeen Alim
Jamaal Bushar
Andrea Sandve
Ian Salters <'
Classification: For internal use only
Dear All,
After conducting a further review the KYC situation is a lot worse. The
revised ... From: Kareen Johnson
Sent: Tuesday, February 26, 2019 11:53 AM
EFTA01408701
To: Ian Salters ; Brian Serino
Cc: Bill King avide-A Sferrazza
u ject: reme iation
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408701.pdf
EFTA01400058Set 10
2019-02-285p712w
Sferrazza
Date: Thu, 28 Feb 2019 10:50:17 -0500
To: Nina Tona
Ian Salters
Cc: Bill King
Classification: For internal use only
{cid:image003.png@OlD4CE87.149683F0}
Cohen — Josh
I
Belford ... Billy/Martin
From: Nina Tona
Sent: Wednesday Februar 27 2019 10:28 AM
To: Ian Salter
Cc: Bill King • ; Davide-A Sferrazza
Subject: RE: KYC remediation [I]
Classification: For internal ... distribution of any material
herein without our written consent is strictly forbidden.
From: Ian Salters
Sent: Monday, February 25, 2019 4:00 PM
To: Brian Serino a; Kareen Johnson
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400058.pdf
EFTA01406845Set 10
2018-04-178p952w
Jimmy-H Xu
Xavier Avila
Akash Malhotra
Cc: Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala
I'll check who should handle ... Xavier Avila Mathew Negus
Akash Malhotra
Cc: Joe Aglione , Ian Salters , Nina
Tona Pankaj-A Chopra NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial ... Jimmy-H Xu Mathew Negus
Akash Malhotra
Cc: Joe A lione Ian Salters Nina
Tona a NCAOTC
Derivatives Martin Zeman
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406845.pdf