Epstein Files Search

EFTA00587592Set 9

1996-08-0939p10,431w

ARTICLE VI TRANSFERS AND WITHDRAWALS 6.1 Right of First Refusal. Except as permitted by Section 6.2, but in all events subject to Section 9.1 hereof, no Member or any assignee ... following conditions have been met: (i) The transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 hereof; (ii) In the case of a transfer in accordance with Section ... Section 6.2, the Class A Managing Members have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part of the transferor's Membership

https://www.justice.gov/epstein/files/DataSet%209/EFTA00587592.pdf

EFTA01201497Set 9

1996-08-0939p10,431w

ARTICLE VI TRANSFERS AND WITHDRAWALS 6.1 Right of First Refusal. Except as permitted by Section 6.2, but in all events subject to Section 9.1 hereof, no Member or any assignee ... following conditions have been met: (i) The transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 hereof; (ii) In the case of a transfer in accordance with Section ... Section 6.2, the Class A Managing Members have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part of the transferor's Membership

https://www.justice.gov/epstein/files/DataSet%209/EFTA01201497.pdf

EFTA01202770Set 9

2014-08-0815p4,461w

prior to the Effective Time by mutual written consent of Parent and the Company. Section 6.2 Termination by Either Parent or the Company. This Agreement may be terminated by either ... Company if this Agreement is validly terminated by the Company pursuant to Section 6.2(a) as a result of a material breach of this Agreement by Parent; (ii) to Parent ... this Agreement is validly terminated pursuant to Section 6.1, Section 6.2(b), Section 6.2(c) or Section 6.3 or validly terminated by Parent pursuant to Section 6.2(a). Section

https://www.justice.gov/epstein/files/DataSet%209/EFTA01202770.pdf

EFTA01202827Set 9

2014-08-1232p8,719w

time prior to the Closing by mutual written consent of Buyer and the Company. Section 6.2 Termination by Either Buyer or the Company. This Agreement may be terminated by either ... Company if this Agreement is validly terminated by the Company pursuant to Section 6.2(a) as a result of a material breach of this Agreement by Buyer ... Buyer if this Agreement is validly terminated pursuant to Section 6.1, Section 6.2(b), Section 6.2(c) or Section 6.3 or validly terminated by Buyer pursuant to Section 6.2

https://www.justice.gov/epstein/files/DataSet%209/EFTA01202827.pdf

EFTA01083921Set 9

2014-08-0834p8,276w

time prior to the Closing by mutual written consent of Buyer and the Company. Section 6.2 Termination by Either Buyer or the Company. This Agreement may be terminated by either ... Company if this Agreement is validly terminated by the Company pursuant to Section 6.2(a) as a result of a material breach of this Agreement by Buyer ... Buyer if this Agreement is validly terminated pursuant to Section 6.1, Section 6.2(b), Section 6.2(c) or Section 6.3 or validly terminated by Buyer pursuant to Section 6.2

https://www.justice.gov/epstein/files/DataSet%209/EFTA01083921.pdf

EFTA00588776Set 9

34p8,097w

ARTICLE VI TRANSFERS AND WITHDRAWALS 6.1 Right of First Refusal. Except as permitted by Section 6.2, but in all events subject to Section 9.1 hereof, no Member or any assignee ... following conditions have been met: 9.1.1 The transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 hereof; 9.1.2 In the case of a transfer in accordance with Section ... Section 6.2, the Managers have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part of the transferor's Membership Interest; Does

https://www.justice.gov/epstein/files/DataSet%209/EFTA00588776.pdf

EFTA00585177Set 9

2014-12-2439p10,554w

ARTICLE VI TRANSFERS AND WITHDRAWALS 6.1 Right of First Refusal. Except as permitted by Section 6.2, but in all events subject to Section 9.1 hereof, no Partner or any assignee ... following conditions have been met: (i) The transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 hereof; (ii) In the case of a transfer in accordance with Section ... Section 6.2, the Class A General Partners have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part of the transferor's Partnership

https://www.justice.gov/epstein/files/DataSet%209/EFTA00585177.pdf

EFTA00588826Set 9

2014-12-2439p10,562w

ARTICLE VI TRANSFERS AND WITHDRAWALS 6.1 Right of First Refusal. Except as permitted by Section 6.2, but in all events subject to Section 9.1 hereof, no Partner or any assignee ... following conditions have been met: (i) The transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 hereof; (ii) In the case of a transfer in accordance with Section ... Section 6.2, the Class A General Partners have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part of the transferor's Partnership

https://www.justice.gov/epstein/files/DataSet%209/EFTA00588826.pdf

EFTA00587490Set 9

2014-12-2440p10,626w

ARTICLE VI TRANSFERS AND WITHDRAWALS 6.1 Right of First Refusal. Except as permitted by Section 6.2, but in all events subject to Section 9.1 hereof, no Partner or any assignee ... following conditions have been met: (i) The transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 hereof; (ii) In the case of a transfer in accordance with Section ... Section 6.2, the Class A General Partners have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part of the transferor's Partnership

https://www.justice.gov/epstein/files/DataSet%209/EFTA00587490.pdf

EFTA00587530Set 9

2014-12-2441p10,736w

ARTICLE VI TRANSFERS AND WITHDRAWALS 6.1 Right of First Refusal. Except as permitted by Section 6.2, but in all events subject to Section 9.1 hereof, no Partner or any assignee ... following conditions have been met: (i) The transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 hereof; (ii) In the case of a transfer in accordance with Section ... Section 6.2, the Class A General Partners have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part of the transferor's Partnership

https://www.justice.gov/epstein/files/DataSet%209/EFTA00587530.pdf

EFTA01436668Set 10

331p68,401w

Certain Definitions Relating to Fixed Amounts 14 ARTICLE 6 FLOATING AMOUNTS SECTION 6.1. SECTION 6.2. SECTION 6.3. SECTION 6.4. Calculation of a Floating Amount 14 Certain Definitions Relating to Floating ... Additional Compounding Period Amounts EFTA01436715 for each such Compounding Period. Section 6.2. Certain Definitions Relating to Floating Amounts. For purposes of the calculation of a Floating Amount payable ... Floating Rate Option specified as the applicable Floating Rate Option is listed in Section 6.2(g) and a Floating Rate Day Count Fraction is not specified for the Swap Transaction

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436668.pdf

EFTA01202609Set 9

2014-08-0517p4,636w

condition that this Agreement shall have been duly adopted by the Requisite Company Vote. Section 6.2 Conditions to Obligations of Parent and Merger Sub. The obligations of each of Parent ... chief executive officer of the Company, certifying as to the matters set forth in Section 6.2(a) and Section 6.2(b). Section 6.3 Frustration of Closing Conditions. None ... breach (i) would give rise to the failure of a condition set forth in Section 6.2(a) or Section 6.2(b) and (ii) has not been cured by the Company

https://www.justice.gov/epstein/files/DataSet%209/EFTA01202609.pdf

EFTA01107056Set 9

2011-06-1639p13,028w

advise the Holders as a part of the written notice given pursuant to Section 6.2(a)(i). In such event the right of any Holder to registration pursuant to this ... Section 6.2 shall be conditioned upon such Holder's participation in such underwriting, and the inclusion of Registrable Securities in the underwriting shall be limited to the extent provided herein ... underwriter selected for such underwriting by the Company. Notwithstanding any other provision of this Section 6.2, if the managing underwriter determines that marketing factors require a limitation of the number

https://www.justice.gov/epstein/files/DataSet%209/EFTA01107056.pdf

EFTA01121370Set 9

2011-06-1621p11,018w

advise the Holders as a part of the written notice given pursuant to ,Section 6.2(1)O). In such event the right of any Holder to registration pursuant to this ... Section 6.2 shall be conditioned upon such Holder's participation in such underwriting, and the inclusion of Registrable Securities in the underwriting shall be limited to the extent provided herein ... underwriter selected for such underwriting by the Company. Notwithstanding any other provision of this Section 6.2 if the managing underwriter determines that marketing factors require a limitation of the number

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121370.pdf

EFTA01452106Set 10

1p478w

Section 7.4(a) with respect to, and any amount previously applied pursuant to this Section 6.2 towards, the General Partner's Share attributable to such Limited Partner) and any remaining ... Loans, until the cumulative amount distributed to such Limited Partner pursuant to this Section 6.2(a)(i) is sufficient to repay the Loans of such Limited Partner; (ii) Preferred Return ... Limited Partner until the cumulative amount distributed to such Limited Partner pursuant to this Section 6.2(a) is sufficient to provide such Limited Partner with an 8% annualised effective internal

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452106.pdf

EFTA01451684Set 10

1p477w

Section 7.4(a) with respect to, and any amount previously applied pursuant to this Section 6.2 towards, the General Partner's Share attributable to such Limited Partner) and any remaining ... Loans, until the cumulative amount distributed to such Limited Partner pursuant to this Section 6.2(a)(i) is sufficient to repay the Loans of such Limited Partner; (ii) Preferred Return ... Limited Partner until the cumulative amount distributed to such Limited Partner pursuant to this Section 6.2(a) is sufficient to provide such Limited Partner with an 8% annualised effective internal

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451684.pdf

EFTA01451685Set 10

1p548w

Southern Financial LLC 6.3 Tax Distributions. Notwithstanding Section 6.2, with respect to any Portfolio Investment, the Fund may, at any time, out of Distributable Cash from any source, make distributions ... appropriate. The amount distributable to any Partner pursuant to any clause of Section 6.2 shall be reduced by any Tax Distributions made to such Partner and not previously taken into ... Distributions shall also be deemed to have been distributed pursuant to such clause of Section 6.2 for purposes of making the calculations required by this Agreement, so that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451685.pdf

EFTA01452107Set 10

1p547w

Southern Financial LLC 6.3 Tax Distributions. Notwithstanding Section 6.2, with respect to any Portfolio Investment, the Fund may, at any time, out of Distributable Cash from any source, make distributions ... appropriate. The amount distributable to any Partner pursuant to any clause of Section 6.2 shall be reduced by any Tax Distributions made to such Partner and not previously taken into ... Distributions shall also be deemed to have been distributed pursuant to such clause of Section 6.2 for purposes of making the calculations required by this Agreement, so that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452107.pdf

EFTA01185830Set 9

2015-05-205p824w

admitted as a substituted General Partner unless: (i) the transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 of the LP Agreement; (ii) in the case of a transfer ... accordance with Section 6.1 or Section 6.2, the Class A General Partners have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part ... admission of such transferee as a Class B General Partner; WHEREAS, pursuant to Section 6.2 of the LP Agreement, where a transferee is an Eligible Person (as such term

https://www.justice.gov/epstein/files/DataSet%209/EFTA01185830.pdf

EFTA01185993Set 9

2015-05-205p824w

admitted as a substituted General Partner unless: (i) the transfer conforms with Section 6.1, Section 6.2 or Section 8.6.1 of the LP Agreement; (ii) in the case of a transfer ... accordance with Section 6.1 or Section 6.2, the Class A General Partners have received a written instrument executed by the transferor, which instrument transfers to the transferee all or part ... admission of such transferee as a Class B General Partner; WHEREAS, pursuant to Section 6.2 of the LP Agreement, where a transferee is an Eligible Person (as such term

https://www.justice.gov/epstein/files/DataSet%209/EFTA01185993.pdf