Epstein Files Search

EFTA01471811Set 10

2014-12-3159p26,097w

Deutsche Bank AG The Bond Market Association International Securities Market Association New York • Washington • London Rigistrasse 60, P.O. Box 169, CH-8033 Zurich www.bondmarkets.com www.isma.org 2000 VERSION TBMA/ISMA GLOBAL MASTER ... Office, ("Seller") agrees to sell to the other, acting through a Designated Office, ("Buyer") securities and financial instruments ("Securities") (subject to paragraph 1(c), other than equities and Net Paying ... Securities) against the payment of the purchase price by Buyer to Seller, with a simultaneous agreement by Buyer to sell to Seller Securities equivalent to such Securities at a date

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471811.pdf

EFTA01654681Set 10

2020-05-26146p32,789w

COMPANY INFORMATION Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910 INC DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED Derivative Type: UNITS Transaction Code: A Transaction Date: 05/25/2011 ... Derivatives Acquired: Resulting 197.16 Number of 197.16 Derivatives Held: Underlying Shares: Number of Underlying Security COMMON STOCK, CLASS A Derivatives in Type: Transaction: Ownership Type:DIRECT INSIDER INFORMATION Owner Name ... Date: 01/12/1999 Owner Role: BENEFICIAL OWNER OF MORE THAN 10% OF A CLASS OF SECURITY Owner Class: BENEFICIAL OWNER ISSUING COMPANY INFORMATION Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01654681.pdf

EFTA01428879Set 10

2018-03-3061p17,701w

information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission ("SEC") or by any state securities authority. Additional information about iCapital ... Item 15: Custody 27 Item 16: Investment Discretion 27 Item 17: Voting Client Securities 28 Item 18: Financial Information 28 Form ADV Part 2A Item 4: Advisory Business iCapital Advisors ... Company") and have our principal place of business in New York, NY. iCapital Securities, LLC ("iCapital Securities"), is a broker-dealer primarily engaged in the private placement of securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428879.pdf

EFTA01396934Set 10

2018-03-3061p17,659w

information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission ("SEC") or by any state securities authority. Additional information about iCapital ... Item 15: Custody 27 Item 16: Investment Discretion 27 Item 17: Voting Client Securities 28 Item 18: Financial Information 28 Form ADV Part 2A Item 4: Advisory Business iCapital Advisors ... Company") and have our principal place of business in New York, NY. iCapital Securities, LLC ("iCapital Securities"), is a broker-dealer primarily engaged in the private placement of securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396934.pdf

EFTA01430088Set 10

2018-12-01148p19,587w

Market Other Dividends Interest Income Bond Interest Other Interest Expenses Withholding Taxes Fees(Foreign Securities) Total Dividends, Interest, Income and Expenses Distributions Alternative Investments Other Distributions Total Distributions ... USA29866A653 7.250% 04/03/24 B/E DTD 04/03/14S & P Rating 662,000,000.000 10/31/17 97.0250 102.6590 Security Identifier: Unit Cost Adjusted Cost Basis Market Price Market Value Unrealized Gain/Loss Accrued Interest Estimated ... Estimated Yield 1,000,154.73 97.2500 972,500.00 Original Cost Basis: $1,001,006.00 Security Identifier: EFTA01430096 -27,654.73 20,979.17 71,250.00 7.32% 1,940,506.00 95.5000 Original Cost

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430088.pdf

EFTA01540036Set 10

2012-06-3099p11,434w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... Start on Page 5 41 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital EFTA01540038 and Net Capital Requirements At June

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540036.pdf

EFTA01540244Set 10

2012-11-01111p12,458w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540244.pdf

EFTA01464701Set 10

2013-08-01127p12,886w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01464701.pdf

EFTA01405456Set 10

2014-06-0552p7,533w

Adjusted Cost Basis Fixed Income 20.00% of Portfolio (In Maturity Date Sequence) 6Asset Backed Securities COUNTRYWIDE HOME LOANS SER 03-1 CL B1 4.090% 03/25/33 B/E DTD 01/30/03 Factor ... Current Face Value: 732,388.754 12/13/13 *,3,12 1,290,000.000 Total Asset Backed Securities 5,790,000.000 Total Current Face Value : 1,705,009.934 Corporate Bonds PETROLEOS DE VENEZUELA ... 10/28/15 REG DTD 10/28/09 S & P Rating B+ 12/04/13 *,3,12 2,500,000.000 Security Identifier: P7807HAF2 95.3590 HEADWATERS INC GTD SR NT 7.625% 04/01/19 B/E DTD 03/11/11 CALLABLE 04/01/15

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01405456.pdf

EFTA01430023Set 10

2019-03-0165p11,943w

Holdings Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close ... constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from ... capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430023.pdf

EFTA01539497Set 10

2011-12-3195p9,904w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... Start on Page 4 36 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital EFTA01539499 and Net Capital Requirements At December

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539497.pdf

EFTA01547035Set 10

2013-06-30124p12,917w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... Start on Page 4 38 39 56 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf

EFTA01539403Set 10

2012-02-0194p9,891w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539403.pdf

EFTA01538645Set 10

2010-09-0195p9,736w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities, Inc. ("JPMSI"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMSI, see "Portfolio ... Start on Page 5 R 47 Client News J.P. Morgan Securities Inc. name change to J.P. Morgan Securities LLC Effective September 1, 2010, J.P. Morgan Securities EFTA01538645 Inc. ("3PMSI") intends

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538645.pdf

EFTA01597009Set 10

46p19,935w

Marital Status dare of birth and a tax identification number such as a Social Security number. We may also ask to see a driver's kerne or other Contact Information ... other assets and is used to ensure our investment Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE recommendations are suitable for your situation. Net Worth ... Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597009.pdf

EFTA01688067Set 10

2019-09-25246p57,943w

knowledge concerning the BOP policies and local supplements and procedures governing this post. The security of the institution and the safety of staff, as well as inmates, are the primary ... responsibility of all staff. The Control Center has a critical responsibility for maintaining institutional security and the prevention of escapes. Officers assigned to this post must be alert ... remain in the Lieutenant's Office and a copy is to be secured in the Control Center for officer's reference. Each officer is required to review the Post Orders

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01688067.pdf

EFTA01324812Set 10

2014-02-1246p19,836w

Other Meta and is used to ensue our intearnenr Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE recommendations are 9.04* for your Situabon. Net Worth ... Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee ... account risk profile and irytertfrient UBS will not disclose your name, address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324812.pdf

EFTA01533185Set 10

2010-05-0199p9,383w

Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value ... Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance ... APOLLO INVESTMENT CORP @ 12.32005 BROKERAGE TAX &/OR SEC 4/29 5/5 Sale 3.96 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 KANSAS CITY SOUTHERN INDUSTRIES INC @ 40.056 80,112.00 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01533185.pdf

EFTA01533875Set 10

2010-05-0198p9,378w

Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value ... Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance ... APOLLO INVESTMENT CORP @ 12.32005 BROKERAGE TAX &/OR SEC 4/29 5/5 Sale 3.96 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 KANSAS CITY SOUTHERN INDUSTRIES INC @ 40.056 80,112.00 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01533875.pdf

EFTA01440797Set 10

40p12,714w

offer to sell or a solicitation of an offer to buy any securities or investment products referred to herein. A private offering of interest in the securities described herein ... Capital Network, Inc. (d/b/a iCapital Network), is an investment adviser registered with the U.S. Securities and Exchange Commission ("SEC"). The registrations and memberships above in no way imply that ... shall not be distributed, in any jurisdiction where such distribution would violate applicable securities laws This Presentation may refer to certain events as having occurred and documents as having been

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440797.pdf