EFTA01656087Set 10
2024-09-1921p14,186w
Calls to Shut down Government if GOP Can't Pass Stopgap With Election
Security
BIG PICTURE
• New York Times
WASHINGTON SCHEDULE
IN THE NEWS
Director Wray Says FBI Investigation ... this investigation, and that runs the gamut from criminal to national security resources ... from tactical support
to evidence response teams ... from forensic scientists to operational technology personnel. Together ... current claims, the whistleblower also alleged that Veltri played a role in improperly
suspending security clearances for FBI agents with conservative views. The whistleblower's lawyer, Tristan Leavitt,
has called
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01656087.pdf
paragraph 10:
(n) - Default Valuation Time", the meaning specified in paragraph 10;
(o) "Deliverable Securities", the meaning specified in paragraph 10:
(p) "Designated Office". with respect to a party ... parties;
(q) "Distributions", the meaning specified in subparagraph (w) below:
(r) "Equivalent Margin Securities". Securities equivalent to Securities previously transferred as Margin
Securities:
(s) "Equivalent Securities". with respect ... Transaction, Securities equivalent to Purchased Securities
under that Transaction. If and to the extent that such Purchased Securities have been redeemed the
expression shall mean a sum of money equivalent
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390578.pdf
subdivision, consolidation. takeover, pre-emption, option or other similar right or event affecting such
Securities or of any Income payment declared in respect of such Securities. Whether or not such ... received from the first party. the other party may -
(i) where the relevant Securities arc Purchased Securities, cause the Transaction to he terminated
in worth= with paragraphs ... Agreement as if the Transaction were an
on demand Transaction or, where the relevant Securities arc Margin Securities, request that
Equivalent Margin Securities be transferred in respect of such Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353585.pdf
paragraph 10;
(n) "Default Valuation Tine, the meaning specified in paragraph 10;
(o) "Deliverable Securities", the meaning specified in paragraph 10;
(p) "Designated Office", with respect to a party ... panics;
(q) "Distributions", the meaning specified in subparagraph (w) below;
(r) "Equivalent Margin Securities", Securities equivalent to Securities previously transferred as Margin
Securities:
(s) "Equivalent Securities", with respect ... Transaction, Securities equivalent to Purchased Securities
under that Transaction. if and to the extent that such Purchased Securities have been redeemed. the
expression shall mean a sum of money equivalent
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456446.pdf
EFTA01572956Set 10
2013-09-0140p4,084w
Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Fees & Commissions
$0.00
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance ... WALGREEN CO @ 56.5318 3,165.78 BROKERAGE 1.12
TAX &/OR SEC .06 IVY SECURITIES, INC.
(ID: 931422-10-9)
HONEYWELL INTERNATIONAL INC @ 84.518 11,156.38
BROKERAGE ... EFTA01572978
Realized
Gain/Loss
1,535.19 S
Trade Date
Settle Date
Type
Description
Settled Securities Purchased
9/19
Purchase
9/24
9/19
9/24
9/19
9/24
9/19
9/24
Purchase
Purchase
Purchase
UNITED PARCEL SERVICE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572956.pdf
Date") on which the recipient would
customarily be required to initiate settlement of the securities to be transferred by it
pursuant to such notice in order for settlement to take ... agreed between the parties, where (notwithstanding, and without
prejudice to. subparagraph (b) above) Equivalent Securities in respect of Purchased
Securities which are equities or. as the case may be, Equivalent ... Margin Securities in
respect of Margin Securities which are equities have not been transferred by Buyer to
Seller or the transferee to the transferor prior to an Income Payment Date
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390611.pdf
EFTA01075057Set 9
1995-05-112p823w
register2—The investment adviser definition: Section 202(a)(11)—Advice, analyses, or reports
about securities—General advice about securities
More difficult questions arise under this element where a person gives ... noted above. For example,
a person may be deemed to be giving advice about securities even if the advice does not relate to specific securities, but
rather relates ... benefits of investing in securities as compared with non-securities such as real estate or insurance.' In
addition, the SEC staff has taken the position that to be considered advice
https://www.justice.gov/epstein/files/DataSet%209/EFTA01075057.pdf
EFTA01361619Set 10
2011-01-011p798w
Portfolio Holdings $26,289,403.66 $26,233,218.47 ,556,185.09 $0.00 $76,527.05
Footnotes
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules ... cost basis reporting rules, and marked or denoted as such. Al other securities in
this section are securities which are 'covered' under the new cost basis reporting rules. Securities which ... covered" under the new cost basis reporting rules are defined as securities which have been acquired
on or after theirapplicable date(s)' at which they are subject to the cost
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01361619.pdf
EFTA00619489Set 9
2014-12-317p3,535w
account during calendar year 15a Amount 16 Type of account aLXJ Bank bU Securities cLJ Other • Enter type below
unknown
4,904,996.
17 Name of financial institution in which ... supply information, and for filing a false
or fraudulent report Disclosure of the Social Security number is mandatory. The authority to collect is 31 CFR 1010.350. The Social Security number ... AmmadUnkoown 16 Type of account a I X I Bank b I I Securities e I I Other - Enter type below
1,568,777. U
17 Name of Financial Institution
https://www.justice.gov/epstein/files/DataSet%209/EFTA00619489.pdf
EFTA01684002Set 10
2020-08-0422p5,621w
REQUESTING LAW ENFORCEMENT AGENCY
TO: Unit Chief
Parole and Law Enforcement Programs Unit
Homeland Security Investigations
U.S. Immigration and Customs Enforcement
FROM: SAC
FBI, New York Field Office
RE: Request ... Office
concur in this request and certify, in accordance with the Department of Homeland Security
(DHS)'s procedures for Continued Presence, that:
1. The justification and information concerning the request ... negative responses,
have been identified and forwarded to U.S. Immigration and Customs Enforcement,
Homeland Security Investigations, Parole and Law Enforcement Programs Unit.
5. No promises have been made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01684002.pdf
EFTA01296884Set 10
2017-06-1661p23,043w
lists Neary separately as a "Member" and sets forth his residence
address and social security number. In fact, Neary was an initial member of 2784 LLC at
the time ... loaned by 2784 LLC is earning interest at five percent and is secured by the real
estate, and that when the Neptune Avenue premises are sold, the mortgage will ... PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022541
EFTA_00170267
EFTA01296901
Page 2
Secured Assets 0 Judgments/Liens 0
Executives 7 Foreclosure/Notice of Default 0
Name Variations - 6 name variations
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296884.pdf