Epstein Files Search

EFTA01082482Set 9

2016-05-25126p74,928w

assets, under normal market conditions, in common stocks and other securities of foreign and domestic companies involved in 0 W W providing products. services. or equipment for (i) the generation ... from us 0.w 0 by calling 800-GABELLI (422-3554) or from the Securities and Exchange Commission's ("SEC') website (http://www.sec.gov). .= Z Investing in Series C Preferred Shares ... accompanying Prospectus. F CO 0 at ▪ W z NEITHER THE SEC NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED THESE CL W CC SECURITIES OR DETERMINED IF THIS PROSPECTUS

https://www.justice.gov/epstein/files/DataSet%209/EFTA01082482.pdf

EFTA00558509Set 9

2012-12-3185p35,660w

NOTICES TO ALL PROSPECTIVE INVESTORS. NOTICES THE UNITS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED ("SECURITIES ACT") OR ANY STATE SECURITIES LAWS AND THEY ... OFFERED PURSUANT TO CERTAIN EXEMPTIONS FROM REGISTRATION THEREUNDER. THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION DOES NOT PASS UPON THE MERITS OF OR GIVE ITS APPROVAL TO ANY SECURITIES OFFERED ... UPON THE ACCURACY OR COMPLETENESS OF ANY OFFERING CIRCULAR OR OTHER SELLING LITERATURE. THESE SECURITIES HAVE NEITHER BEEN APPROVED NOR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE

https://www.justice.gov/epstein/files/DataSet%209/EFTA00558509.pdf

EFTA01172124Set 9

8p6,006w

Morgan Global Asset Allocation J.P.Morgan Chase Bank NA, J.P. Morgan Securities Ltd. Dec 16, 2011 he J.P. Morgan View Returns and risks for 2012 Jan Loeys' • Economics —World growth slows ... cover or within the document indi- vidually certifies, with respect to each security or issuer that the research analyst covers in this research) that: (I) all of the views expressed ... accurately reflect his or her personal views about any and all of the subject securities or issuers.. and (2) no part of any of the research analyst's compensation

https://www.justice.gov/epstein/files/DataSet%209/EFTA01172124.pdf

EFTA01550162Set 10

2013-07-0155p6,978w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... which you received as part of your June statement insert, EFTA01550164 "3.P. Morgan Securities LLC, Important information and disclosures." SEC Regulation NMS Rule 607 - Payment for Order Flow .JPMS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01550162.pdf

EFTA01537325Set 10

2010-07-0177p7,329w

Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value ... Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance ... BROKERAGE TAX &/OR SEC 7/16 7/21 Sale 125.00 2.01 J.P. MORGAN SECURITIES INC. TRADE DATE 07/14/10 QLIK TECHNOLOGIES INC @ 12.56709 BROKERAGE TAX &/OR SEC 7/16 7/21 Sale REALD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537325.pdf

EFTA01536686Set 10

2010-07-0177p7,285w

Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value ... Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance ... BROKERAGE TAX &/OR SEC 7/16 7/21 Sale 125.00 2.01 J.P. MORGAN SECURITIES INC. TRADE DATE 07/14/10 QLIK TECHNOLOGIES INC @ 12.56709 BROKERAGE TAX &/OR SEC 7/16 7/21 Sale REALD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536686.pdf

EFTA01594384Set 10

2013-12-0148p5,400w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01594384.pdf

EFTA00200893Set 9

88p17,582w

THOMAS VI 00802 Pursuant to your previously issued instructions, Bear Steams Securities Corp. provides duplicate monthly statements and/or transaction confirmations to the third parties listed on the cover page ... EQUITIES Equities & Options The research ratings for Bear Steams (BSC) are shown for certain securities covered by the Firms Equity Research Department. The first rating represents the stock's total ... 12/5105 TOTAL $20,653.82 Your messages As part of the National Association of Securities Dealer's (NASD) Investor Florida residents who own, manage, or control stocks, bonds, money market

https://www.justice.gov/epstein/files/DataSet%209/EFTA00200893.pdf

EFTA01557054Set 10

2013-07-0116p2,668w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... Consolidated Statement Page 2 EFTA01557059 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01557060 J.P. Morgan Securities LLC FINANCIAL TRUST COMPANY INC 383 Madison Avenue, New York, NY 10179 ACCT. For the Period

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01557054.pdf

EFTA01063352Set 9

2017-12-2915p5,709w

GROUP :•vc‘ MIRABAUD TMT WEEKLY Global TMT Weekly 1ST JUNE 2018 GLOBAL TMT WEEKLY 'Security List: First XI Global TMT [Custom Index (CIX)] First XI Glob Analyze List Settings Member ... CNis Bishop 44410) 20 3167 7238 NeiLtempling@truabaud.co.uk gtgamirabaud.co.uk MIRABAUD SECURITIES LIMITED 10 Bresserdal Nate Lendon SW1E 5DH T +44 20 3167 7150 F .44 20 3167 7155 Sales Offices: London ... long basket' is +27% and the 'short basket' is -9.3%. EFTA01063354 GLOBAL THEMATIC GROUP Security List: First XI Global TMT [Custom Index (CIX)] L First XI Global TNT List: Analyze

https://www.justice.gov/epstein/files/DataSet%209/EFTA01063352.pdf

EFTA00150516Set 9

2021-04-2338p22,338w

Scientists Feared Compromised By China. • Alabama A&M Closing Confucius Institute. • MTA Pulls Security Cameras From Subway Due To Links To Chinese Facial Recognition Company. • Haines: Climate Must ... Center" Of Security Policy. • Republicans Offer COVID-19 Origin Act Amid Concerns About Possible Link Between Pandemic, Wuhan Lab. • Jordan Releases 16 Allegedly Involved In Sedition Plot ... Regain Control Of Afghanistan As US Exits. • US Increasingly Concerned About Taiwan's Security. • WPost Says US Must Cripple Burma's Economy To Save Its People. • Ignatius: US Recognition

https://www.justice.gov/epstein/files/DataSet%209/EFTA00150516.pdf

EFTA00599472Set 9

2016-07-0720p8,771w

Basis" includes, without limitation, all issued and outstanding share capital of the Company, all securities issuable upon the conversion ofany existing convertible securities, notes or loans, the exercise ... outstanding warrants (excluding the Warrants), options, adjustments of numbers of securities triggered by this financing (if any), any shares or options to acquire shares issued to any person ... later than July 28, 2016 (the "Initial Closing"). Closing Date 6-L Type of Security Series A Convertible Preferred Shares (the "Preferred Shares"), initially convertible

https://www.justice.gov/epstein/files/DataSet%209/EFTA00599472.pdf

EFTA01129863Set 9

2016-05-3195p58,807w

making an investment in the Junior Subordinated Debentures. a en 0 I— Neither the Securities and Exchange Commission nor any other securities commission in any jurisdiction has approved ... BofA Merrill Lynch Morgan Stanley UBS Investment Bank Wells Fargo Securities a a E a Et Ca-Managers Raymond James RBC Capital Markets ... Stock Purchase Units 12 Description of NEE Warrants 12 Description of NEE Senior Debt Securities 12 Description of NEE Subordinated Debt Securities 12 Description of NEE Junior Subordinated Debentures

https://www.justice.gov/epstein/files/DataSet%209/EFTA01129863.pdf

EFTA02720608Set 11

2012-06-1268p18,185w

diplomatic approach to both countries. But if regime change in Syria is the goal, Security Council resolutions and six-point plans from the likes of Kofi Annan are doomed ... with them. Elections aren't even the toughest challenge such a coalition would face. Security tops the list. Who would lead the Palestinian Authority's various forces? Who can expect ... perhaps even annexing) the major settlement blocs while unilaterally pulling settlements back to the security fence. This would allow the Palestinians more political and security sway in large areas

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02720608.pdf

EFTA01390610Set 10

1p671w

property equivalent to that received in respect of such Securities resulting from such event. the terms of this (h) In the event of any conflict between the terms of this ... agreed between the parties, where Income paid or distributed b) the issuer of Purchased Securities or Margin Securities is not in the money but is in the form of other ... particular Transaction extends over an Income Payment Date in respect of any Securities subject to that Transaction which are not equities. Buyer shall on the date such Income is paid

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390610.pdf

EFTA00706398Set 9

2013-12-1628p10,571w

more active role in ending the war in Syria and in providing greater security in the Persian Gulf. Zarif, seen by critics as the leader of Iran's "charm offensive ... consensus building process. On all issues, the leader is involved, the National Security Council is involved, the president is the main player, but he does it with the consent ... seek to interfere in the internal affairs of any other states. The security of our neighbors is tantamount to our own security and stability. We believe that we need

https://www.justice.gov/epstein/files/DataSet%209/EFTA00706398.pdf

EFTA01530234Set 10

2014-01-016p1,630w

Please see the enclosed brochure for important information regarding the tax treatment of debt securities beginning on January 1, 2014. Within your asset account, your current amortization election applies ... exempt bonds purchased at a premium. Changes in legislation for debt securities may affect this election for securities acquired on or after January 1, 2014. 0000013982.15.0.15.00001.EPSTE21.20131203 Page ... reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01530234.pdf

EFTA02323510Set 11

2011-08-073p440w

Sent: Sunday, August 7, 2011 2:36 PM To: Bella Klein Subject: Re: Personal Security Key Reset I don't think it's saying the card is i=valid ... think it's saying the security code is no longer valid and needs t= be reset. On Aug 7, 2011, at 4:22 PM, Bella Kleir :. wrote: =div> Just read ... mailto:bellaklein@me.com> bellaklein@me.com <mailto:bellaklein@me.com> Subject:<=b> Personal Security Key Reset Reply-To: American Express &=t; <mailto:AmericanExpress@email2.americanexpress.com> AmericanExpress@email2.am=ricanexpress.com> Personal Sec=rity Key Reset <http://www208.americanexpre=s.com/axp/bu_logos/2008/bluebox.gif

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02323510.pdf

EFTA01529518Set 10

2009-04-0112p2,089w

oral communication should be re-confirmedi n writing to furtherprotect yourrights, including yourrights underthe Securities InvestorProtec tion Act (SIPA). Ifyou haveanyquestions pleasecontact yourJPMSI Account Representa tiveor JPMSI ComplianceDepartmentat In your ... limited to, pooled private investments, non-publi cly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of which may have been provi ... warrantyor guarantee,expressor implied, that anyquoted valuereprese ntsthe actual terms at which transactions or securities could be bought or sold or new transactions could be enteredinto, or the actual terms

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01529518.pdf

EFTA00045963Set 9removed from DOJ

2019-08-191000p211,050w

until 0 Delegated fake Archived fake Read true Deleted fake Opened true Completed fake Security Normal Box type Sent Items Return notification when opened fake Return notification when deleted fake ... Delegated fake Arehis ed fake Read true Deleted fake Opened true Completed fake Security Normal Box type lithos Return notification when opened fake Return notification when deleted fake Return notification ... until 0 Delegated fake Archived fake Read true Deleted fake Opened true Completed fake Security Normal Box type Inbox Return notification mhen opened fake Return notification Awn deleted fake Return

https://www.justice.gov/epstein/files/DataSet%209/EFTA00045963.pdf