EFTA01440997Set 10
28p8,812w
Account. ;
8. Restricted Securities. Clieot will not buy, sell or pledge any Restdcted
Securitias without DBSI's prior written
approval. Prior to placing any order for Restrictecl Securities subject ... Margin /Addendum. Neither Pershing, nor
DBSI, will lend or plac^ge fully paid for
securitias without Client's wntttfn peimiesiort;
3. Corrected and Late Trade Reports. OBSI may receive late
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440997.pdf
EFTA01441230Set 10
38p6,720w
institution,
insurance company, registered investment company, registered investment
advisory firm or institution that purchases
securitias, or is, or bnecomaa, a member of the ttnmediate family of such a
person.
Thte
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441230.pdf