EFTA01092343Set 9
2007-01-17141p86,219w
Floating Rate Deferrable Subordinate Notes and Income
Notes.
No registration statement relating to these securities has been or will be filed with the U.S.
Securities and Exchange Commission. These securities ... will be offered pursuant to an exemption
from the registration requirements of the U.S. Securities Act of 1933, as amended. This Offering
Circular does not constitute an offer to sell ... these securities or a solicitation of an offer to buy
these securities, nor will there be any sale of these securities in any jurisdiction where such offer,
solicitation or sale
https://www.justice.gov/epstein/files/DataSet%209/EFTA01092343.pdf
EFTA01409753Set 10
45p12,283w
ACCOUNT AGREEMENT : .
This Is the account agreement (Account Agreement) between Client and
Deutsche Bank Securities Inc. (referred to herein
as "DBSI"). It includes the terms and conditions ... through Client's Account(s), (d) Client acknowledges that the
purchase and safe of securities entails
substantial economic risk, and represents knowingly and willingly that
Client can assume such risk ... Client is or becomes an
EFTA01409767
employee, member or immediate family
member of any securities exchange (or corporation of which any exchange owns
a majority of the capital stock).
Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409753.pdf
EFTA01439454Set 10
2018-03-3061p17,665w
information in this Brochure has not been approved or verified by the
United States
Securities and Exchange Commission ("SEC") or by any state securities
authority. Additional
information about iCapital ... Item 15:
Custody
27
Item 16: Investment
Discretion
27
Item 17: Voting Client
Securities
28
Item 18: Financial
Information
28
Form ADV Part 2A
Item 4: Advisory Business
iCapital Advisors ... Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439454.pdf
EFTA00794332Set 9
2012-12-2613p10,101w
usage O1 words used in this document are also provided in Section 18.
(A) 'Security Inatrurrianta means this document which is dated DECIDOIRR 19, 2012, together with all
Riders ... BRADLEY EDWARDS AID TERESA EDWARDS, HUSBAND AND WIFE.
Borrower is the mortgagor under this Security Instrument.
(C)"Lesioels CAPITAL BANE, NA.
Lender is a BANKING CORPORATION, organized and existing under ... Nemo PARKWAY
12, PT. MYRRH, FL 33966.
Lender is the mortgagee under this Security Instrument.
(0) 'NoSe" means the promissory note signed by Borrower and dated DICCIMBIR
https://www.justice.gov/epstein/files/DataSet%209/EFTA00794332.pdf
EFTA01441084Set 10
28p8,831w
This is the account agreement (Account Agreement) between Client and
Deutsche Bank Securities Inc. (referred to herein
as "DBSI"). It includes the terms and conditions and is the contract that ... throiigh Client's Account(s), (d) Client acknowledges that the
purchase and sale of securities entails
substantial economic risk, and represents knowingly and willingly that
Client can assume such risk ... loan institution, insuranoei
company, investment company, investment advisory firm or institution that
purchases securities, or other
employer whose consent is required to open and maintain this Account by
regulation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441084.pdf
EFTA00065716Set 9
2000-07-2045p12,732w
Country 11
2. A Number of Ms. Maxwell's Family and Friends, and the
Security Company Protecting Her, Are Prepared to Sign
Significant Bonds 13
B. Ms. Maxwell Has Provided ... spouse's assets, her family's livelihood, and the financial security of her closest friends and
family—if she were to flee, which she has no intention of doing ... million personal recognizance bond co-signed by Ms. Maxwell and her
spouse, and secured by approximately S8 million in property and $500,000 in cash.
As noted in the financial
https://www.justice.gov/epstein/files/DataSet%209/EFTA00065716.pdf
EFTA00094159Set 9
2020-09-1123p11,506w
glitch" proved my allegations. Key
point in my TCR: NITE inadvertently sent 4000 worthless securities to JPM to secure an emergency bridge
financing as collateral. These were open, naked short ... financing participants knew the NITE balance sheet was complete fraud. NITE also committed securities fraud in
pledging those 4000 worthless securities as collateral to JPM: SCOTUS Rubin: pledging collateral ... secure
financing is an offer to sell. JPM looked the other way. As did the SEC.
Further, I submitted my amended TCR with Berger in March 2013, In August
https://www.justice.gov/epstein/files/DataSet%209/EFTA00094159.pdf
exemption from registration under the Securities Act, (ii) is acquiring Securities in an
Authorized Denomination and (iii) in the case of clauses (iXB) and (iXC), is acquiring Securities ... other trust, any family member or
any other person).
(2) In the case of Securities purchased by a U.S. person. (i) the Purchaser is a Qualified Purchaser ... case of Subordinated Securities, a Knowledgeable Employee) and (ii) the Purchaser is
acquiring such Securities as principal for its own account for investment and not for sale in
connection with
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365589.pdf
EFTA01448976Set 10
1p1,054w
when sent, whether actually received or not.
2. Consent to Loan or Pledge of Securities and other Property. Within the limitations imposed by Applicable Law, all
Securities and Other Property ... hypothecated or rehypothecated without notice to Client, either separately or in common with other Securities and
Other Property of DBSI's other Clients for any amount due in any account ... without retaining in its possession or control for delivery a
like amount of similar Securities and Other Property. Client understands that while securities held for Client's
Account
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448976.pdf
DISCLOSURE PRIOR TO OPENING.A.MAIWIN ACCOUNT. AND
REIAIN A COPY FOR YOUR RECORDS '
Deutsche Bank Securities Inc. (DBSI) is furnishing this docurdent to you, the Client, to provide some basic facts ... about
purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before
trading in securities in a margin account, please review ... Advisor with any questions or concerns
regarding the use of margin.
When you purchese securities, you may pay for the securities in fuller you may borrow pan of the purchase
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390342.pdf
DISCLOSURE PRIOR TO OPENING.A.MAIWIN ACCOUNT. AND
REIAIN A COPY FOR YOUR RECORDS '
Deutsche Bank Securities Inc. (DBSI) is furnishing this docurdent to you, the Client, to provide some basic facts ... about
purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before
trading in securities in a margin account, please review ... Advisor with any questions or concerns
regarding the use of margin.
When you purchese securities, you may pay for the securities in fuller you may borrow pan of the purchase
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392989.pdf
Date") on which the recipient would
customarily be required to initiate settlement of the securities to be transferred by it
pursuant to such notice in order for settlement to take ... agreed between the parties, where (notwithstanding, and without
prejudice to, subparagraph (b) above) Equivalent Securities in respect of Purchased
Securities which are equities or, as the case may be, Equivalent ... Margin Securities in
respect of Margin Securities which are equities have not been transferred by Buyer to
Seller or the transferee to the transferor prior to an Income Payment Date
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353620.pdf
EFTA01417081Set 10
2018-09-2423p3,181w
Park Avenue, 24th Floor
New York, NY 10154
+1 212 454-4577
richard.iarossi@db.com
Securities offered through Deutsche Bank Securities Inc.
From: Marinia Protopapa [mailto:mariniaproto@gmail.com]
Sent: Thursday, September ... Park Avenue, 24th Floor
New York, NY 10154
+1 212 454-4577
richard.iarossi@db.com
Securities offered through Deutsche Bank Securities Inc.
From: Marinia Protopapa [mailto:mariniaproto@gmail.com]
Sent: Wednesday, September ... Park Avenue, 24th Floor
New York, NY 10154
+1 212 454-4577
richard.iarossi@db.com
Securities offered through Deutsche Bank Securities Inc.
From: Marinia Protopapa [mailto:mariniaproto@gmail.com]
Sent: Thursday, September
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417081.pdf