EFTA01082861Set 9
2003-04-1436p15,351w
contract,
conveyance, certificate for shares, or other instrument executed by the corporation.
ARTICLE III
SHAREHOLDERS' MEETINGS AND VOTING RIGHTS
Section 4. Place of Meetings. Meetings of shareholders shall be held ... Secretary of the Corporation.
Section 5. Annual Meetings. The annual meeting of the shareholders of the
corporation shall be held on any date and time which may from time ... time, or to postpone to a later date and/or time, the annual meeting of shareholders.
Section 7. Special Meetings.
(a) Special meetings of the shareholders, for any purpose or purposes
https://www.justice.gov/epstein/files/DataSet%209/EFTA01082861.pdf
EFTA00307395Set 9
2011-06-20101p32,279w
determined in Step 0 among the various equity capital owners (preferred and common shareholders).
The OPM uses the preferred shareholders' liquidation preferences, participation rights, dividend policy,
CONFIDENTIAL I WTAS ... this method, the common stock has value only if the funds
availablefor distribution to shareholders exceed the value of the liquidation preference
at the time of a liquidity event ... funds available to make a liquidation prefer ence meaningful and collectible by the
shareholders...Thus, common stock is considered to be a call option with a claim on the
enterprise
https://www.justice.gov/epstein/files/DataSet%209/EFTA00307395.pdf
EFTA00307294Set 9
2011-06-20101p32,279w
determined in Step 0 among the various equity capital owners (preferred and common shareholders).
The OPM uses the preferred shareholders' liquidation preferences, participation rights, dividend policy,
CONFIDENTIAL I WTAS ... this method, the common stock has value only if the funds
availablefor distribution to shareholders exceed the value of the liquidation preference
at the time of a liquidity event ... funds available to make a liquidation prefer ence meaningful and collectible by the
shareholders...Thus, common stock is considered to be a call option with a claim on the
enterprise
https://www.justice.gov/epstein/files/DataSet%209/EFTA00307294.pdf
EFTA01124017Set 9
10p4,727w
reclassification,
reorganization or recapitalization of the Company's share capital where the
Company's shareholders retain their proportionate holdings in the Company.
Use of Proceeds The Investment Amount shall ... dividends prior to that
date, will then be distributed pro rata among all the shareholders of the Company,
including the holders of Preferred Shares, on an as-converted basis.
Notwithstanding ... pari passu, pro rata, as converted and no preference basis to all shareholders of the
Company (i.e without applying the distribution preference described above), will
result in the holders
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124017.pdf
EFTA00589112Set 9
2016-06-3011p5,087w
reclassification,
reorganization or recapitalization of the Company's share capital where the
Company's shareholders retain their proportionate holdings in the Company.
Use of Proceeds The Investment Amount shall ... dividends prior to that
date, will then be distributed pro rata among all the shareholders of the Company,
including the holders of Preferred Shares, on an as-converted basis.
Notwithstanding ... pari passu, pro rata, as converted and no preference basis to all shareholders of the
Company (i.e. without applying the distribution preference described above), will
result in the holders
https://www.justice.gov/epstein/files/DataSet%209/EFTA00589112.pdf
EFTA01129050Set 9
2016-02-1942p21,118w
these filings at no cost, by writing or telephoning the office of
Manager, Shareholder Relations, PepsiCo, Inc., 700 Anderson Hill Road, Purchase, New York 10577,
(914) 253-3055, investor@pepsico.com ... these filings at no cost, by writing or telephoning the office of
Manager, Shareholder Relations, PepsiCo, Inc., 700 Anderson Hill Road, Purchase, New York 10577,
(914) 253-3055, investor@pepsico.com ... shares of common
stock outstanding which were held of record by 142,038 shareholders.
Voting Rights. Each holder of a share of PepsiCo common stock is entitled to one vote
https://www.justice.gov/epstein/files/DataSet%209/EFTA01129050.pdf
EFTA00155209Set 9
44p12,728w
Trenfrer Books. The stock books shall be dosed for the meeting of the
shareholders, and for the paymatt of dividends during 'Joh period, not exceeinig, forty (40) days, as
from ... brought before the meeting.
SECTION 2. 222aUsjggi t Special meetings of the shareholders may be called by the
President and Secresary, and shall be Sled by either of them ... majority of the Board ofDirectors, or at the request in writing by shareholders ofrecord owning
a majority in amount of the maim capial stock of the corporation issued and outstanding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00155209.pdf
EFTA01180264Set 9
2012-08-102p843w
Nciu Ilork Q',111105
August 10, 2012
Down With Shareholder Value
By JOE NOCERA
I've been known to say that I was present at the creation of "shareholder value ... managements didn't care enough about the
company's owners, a k a the shareholders. Their cash-based compensation
wasn't properly aligned with the desires of shareholders. Shareholders ... pretty radical view.
As the expression goes, be careful what you wish for. Shareholder value has long since become the
mantra of the business culture. Corporate boards shower executives with
https://www.justice.gov/epstein/files/DataSet%209/EFTA01180264.pdf
EFTA01100198Set 9
23p7,260w
Tray"
rn
2 Information
ne
Return by a Shareholder of a Passive Foreign
Investment Company or Qualified Electing Fund
ormnems“ou
fleet mem
Mu...atAram Soma Information about Form ... separate instruct°II LI , Sknoloco r., 69
Name of shareholder Wirddymenumberisce Nx. s)
THE HAZE TRUST 13-7185414 •
Number, erect, and room or suite ro. (Oa P.O. box, see Instructions ... town, stale, and ZIP Code 0Counter
ST THOMAS, VI 00802
Check type ci shareholder ling Parttime LJ la4ividwl LJ Corporation Li Partnership s Corporation LJ Nongrantm Trust LJ Estate
Name
https://www.justice.gov/epstein/files/DataSet%209/EFTA01100198.pdf
EFTA01597647Set 10
2019-01-0320p5,789w
have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly
traded corporation.
SDNY_GM_00009486
Package ID. 0268296267 - 2
CONFIDENTIAL 3
EFTA01597649 ... have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly
traded corporation.
SDNY_GM_00009487
Package ID. 0268296267 - 2
CONFIDENTIAL 4
EFTA01597650 ... have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly
traded corporation.
SDNY_GM_00009488
Package ID. 0268296267 - 3
CONFIDENTIAL 5
EFTA01597651
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597647.pdf
EFTA00618203Set 9
2016-06-0663p37,674w
forward-
looking statements. This prospectus supplement and the accompanying prospectus, our annual report to
shareholders, any proxy statement, any other Form 10-K, Form 10-Q or Form ... conditions are met.
Dividends paid on the Series A Preference Shares to U.S. corporate
shareholders will not be eligible for the dividends-received deduction.
There is a risk that dividends ... parity shares are entitled to receive out of our assets available for
distribution to shareholders, before any distribution is made to holders
of common shares or other junior shares
https://www.justice.gov/epstein/files/DataSet%209/EFTA00618203.pdf
EFTA00585242Set 9
7p3,500w
dividends prior to that
date will then be distributed pro rata among all the shareholders of the Company,
including the holders of Preferred Shares, on an as-converted basis ... merger between the Company and another non-
affiliated entity in which the shareholders of the Company do not own a majority
of the shares of the surviving entity, the sale ... other assets, other than a bonus shares issuance paid to all of the
shareholders of the Company on a pro rata basis; (ix) change the number of
Board members
https://www.justice.gov/epstein/files/DataSet%209/EFTA00585242.pdf
EFTA00619645Set 9
2012-06-14128p27,637w
have at the firm, do you recall?
9 A. Are you saying partners and shareholders?
10 Because remember, we had both, two designations.
11 Q. I want to start with ... many equity partners did you have or
23 shareholders? I'm not sure of the word that we are
24 using.
25 A. Actual shareholders, equity shareholders
FRIEDMAN. LOMBARDI & OLSON ... everyone else was just a partner for
3 title purposes?
4 A. There were shareholders for title purposes
5 and partners for title purposes.
6 Q. If someone was called
https://www.justice.gov/epstein/files/DataSet%209/EFTA00619645.pdf
EFTA01199919Set 9
6p2,984w
dividends prior to that
date will then be distributed pro rata among all the shareholders of the Company,
including the holders of Preferred Shares, on an as-converted basis ... merger between the Company and another non-
affiliated entity in which the shareholders of the Company do not own a majority
of the shares of the surviving entity, the sale ... other assets, other than a bonus shares issuance paid to all of the
shareholders of the Company on a pro rata basis; (viii) change the number of
Board members
https://www.justice.gov/epstein/files/DataSet%209/EFTA01199919.pdf