EFTA01115386Set 9
2011-06-1630p10,109w
WHEREAS, the Company has authorized the sale and issuance of an aggregate of
11.500.000 shares of its Series 5 Preferred Stock (the "Shares") pursuant to this Agreement: and
WHEREAS, Purchasers ... desire to purchase, and the Company desires to issue and sell, the
Shares on the terms and conditions set forth herein (the "Financing").
AGREEMENT
Now, THEREFORE. in consideration ... parties hereto
agree as follows:
1. AGREEMENT TO SELL AND PURCHASE.
1.1 Authorization of Shares. The Company has authorized the sale and
issuance to Purchasers of the Shares
https://www.justice.gov/epstein/files/DataSet%209/EFTA01115386.pdf
EFTA00300260Set 9
2011-03-0938p8,534w
hereto (the
"Investors").
WITNESSETH
WHEREAS, the Key Holders are the beneficial owners of shares of common stock of the
Company (the "Common Stock") and/or options to purchase Common Stock;
WHEREAS ... certain of the Investors are purchasing shares of the Company's Series 5
Preferred Stock (the "Series 5 Preferred Stock"), pursuant to that certain Series 5 Preferred
Stock Purchase Agreement ... Holders and the Investors have agreed to provide for the future voting of their shares of the
Company's capital stock as set forth below.
Now, THEREFORE, in consideration
https://www.justice.gov/epstein/files/DataSet%209/EFTA00300260.pdf
EFTA01086168Set 9
2015-11-03108p35,698w
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis up to four times each year, subject to customary ... Apollo
Operating Group partnerships to effect an exchange for one Class A share.
On April 4, 2011, Apollo completed the initial public offering ("IPO") of its
Class A shares. Apollo ... public offering of
approximately $382.5 million, which was used to acquire additional AOG Units.
Shares of Apollo traded between $22.96 and $23.44 per share and closed at $23.20
per share
https://www.justice.gov/epstein/files/DataSet%209/EFTA01086168.pdf
EFTA00104460Set 9
2021-03-2252p19,798w
Statistics - Equity Trading Data Monthly (finra.org)
Tell me how "last month statistics:February - 2021" share volumes can be 100+ billion
WHEN "ALL OTC share volumes" in February 2021 were ... financial industry regulatory authority, inc.
EFTA00104461
The grossly corrupt BD SRO FINRA share volumes intentionally mislead the investing public. This is intentional
and a direct result of my allegations ... Steve Cohen, Felix Sater,Bill Ackman, Carl Icahn got their starts.
The official OTCM share volumes came in at a mind boggling 1.9 TRILLION shares in February 2021. Up from
https://www.justice.gov/epstein/files/DataSet%209/EFTA00104460.pdf
EFTA01118012Set 9
2011-06-1615p4,077w
Company has authorized the sale and issuance of an aggregate of
1,890,349 shares of its Common Stock (the "Shares") pursuant to this Agreement; and
WHEREAS, Purchasers desire ... purchase, and the Company desires to issue and sell, the
Shares on the terms and conditions set forth herein (the "Financing").
AGREEMENT
Now, THEREFORE, in consideration of the foregoing recitals ... parties hereto
agree as follows:
1. AGREEMENT TO SELL AND PURCHASE.
1.1 Authorization of Shares. The Company has authorized the sale and
issuance to Purchasers of the Shares. The Shares
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118012.pdf
EFTA01252367Set 9
2015-11-02196p113,134w
fundS Seek 10 areseive ire value of your in‘estrnent at Si 500 per
share. ins possible to lose money by investing in these funds,
rotas reinvested is the tots ... would
lot fa the purposes of determining bardrg periods or cost basis. The shares you receive each ',cc* you generally be your taxed e gan or loss if the leeway ... Investment corium n the current value minus the .;mount you invested does not include share; that are not
recortirg purposes reflected on your laterbeM, indudno shares that have been *aired
https://www.justice.gov/epstein/files/DataSet%209/EFTA01252367.pdf
EFTA02444693Set 11
2010-02-0440p9,820w
super-premium market: Fiji and Evian. Fiji and
other smaller competitors have taken market share from Evian. While Evian has lost
market share (from ... Isbre the most efficient competitor in this market, even at a relatively
small market share. Isbre is deploying a staged bulk shipment strategy. Initially, lsbre
imported product bottled ... super-premium bottled water
market, and thus allow it to grow market share efficiently. As noted above, importing bottled
product (as all other super-premium waters do) has a landed
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02444693.pdf
EFTA01296409Set 10
2017-06-15201p41,575w
words
Carpenter Technology (NYSE:CRS) Independent Director Karol Steven E sold 10,000
shares worth $US420,166 on February 22. The selling price was $US42.02.
HTTP link to original article ... www.sec.gov/Archives/edgar/data/17843/000001784317000008/xsIF345X03/edgar.
xml
Karol Steven E (Reported Selling; trailing 12
months)
Month No. of Shares Price, Value,
USD USD
February 24, 2017 10,000 42.02 420,166
For internal ... Years ago $US45. 72.0c (5.8) 1.5 -4.3
43
2.3 Growth
+ Earnings per share growth rate has shown signs of deterioration in recent years. [Year
ended, all figures in %]
Year
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296409.pdf
EFTA01439515Set 10
2018-04-11132p33,160w
makes a corresponding increase in its commitment to the Underlying Fund;
(2)
its proportionate share of all funded Partnership Expenses (excluding the
Management Fee) and to the extent not duplicative ... proportionate
share of funded Subscriptions of Limited Partners (other than Defaulting
Partners) admitted in prior closings, including, if applicable, in
connection with
Glendower Access Secondary Opportunities IV (U.S.), L.P.
Amended ... admission or acceptance of
its additional
Subscription, (i) its proportionate share of funded Subscriptions of Limited
Partners
(other than Defaulting Partners) admitted in prior closings (including in
respect of
Partnership
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439515.pdf
EFTA00045963Set 9removed from DOJ
2019-08-191000p211,050w
Folder, I
Folder Malrox
ID 7.NYMDOMLNYMADMI.100.0.1.0.1@l6
Name Mailbox
Type Mailbox
System ITIle
Share Type NotShared
Page 16471
EFTA00045982
Audits
Date Action Auditor Note
Generated by Netrre8 Inc. [crrArchive ... Folder Makes
ID 7.NYMDOMLNYMADMI.100.0.1.0.1(0)16
Name Maabox
Type Malbox
System true
Share Type NotShared
Page 16475
EFTA00045986
Audits
Date Action Auditor Note
Generated by Netgovem lciArchive
cn-Archive ... Folder Maibox
ID 7.NYMOOMI.NYMADM1.100.0.1.0.1®16
Name Mail x
Type Mailbox
System true
Share Type NnShared
Page 16482
EFTA00045993
Audits
Date Action Auditor Note
Job.en-Jobscn-GWOpenNoJecn-arehivigo,AGenerated
https://www.justice.gov/epstein/files/DataSet%209/EFTA00045963.pdf
EFTA00016818Set 8
2020-01-313p861w
From: ' (USANYS)"
To: )" < ,'1 (USANYS)"
Cc: "I
Subject: RE: Epstein Sharing Order Part II
Date: Fri, 31 Jan 2020 19:00:32 +0000
I am also okay with those changes ... January 31, 2020 1:50 PM
To: (USANYS) (USANYS) (S)
Cc:
Subject: RE: Epstein Sharing Order Part II
Those highlights look okay to me, but I defer to on final ... Friday, January 31, 2020 11:43
To: (USANYS) dc )
Cc: < E >;
Subject: RE: Epstein Sharing Order Part II
OK, I made some idiosyncratic changes, plus a few things highlighted
https://www.justice.gov/epstein/files/DataSet%208/EFTA00016818.pdf
Form S-I
Table of Contents
UNDERWRITING
The selling stockholders arc offering shares of common stock described in this prospectus through a number of undenvritcrs.
J.P. Morgan Securities LLC, Citigroup ... commissions set forth on the cover page of this
prospectus, the number of shares of common stock listed next to its name in the following table:
Number of
Name Shares ... LOYAL3 Securities, Inc.
Total
The underwriters arc committed to purchase all the common shares offered by the selling stockholders if they purchase any shares. The
underwriting agreement also provides that
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381327.pdf
UNDERWRITING
We arc offering the shares of our common stock described in this prospectus in an underwritten
initial public offering in which Deutsche Bank Securities Inc., Citigroup Global Markets ... underwriting agreement, each underwriter has severally agreed to purchase
the respective number of shares of our common stock set forth opposite its name below:
Number of
()SennUteri Shares
Deutsche Bank ... underwriting agreement provides that the underwriters arc obligated to purchase all the shares
of our common stock in the offering if any are purchased, other than those shares covered
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01385002.pdf
EFTA01108547Set 9
2016-03-1096p52,843w
Series A Preferred Units will be required to take into account their allocable share of our
items of gross ordinary income for our taxable year ending within or with their ... calendar year, with tax information (including IRS Schedules K-1), which describes their allocable
share of gross ordinary income for our preceding taxable year. However, it may require longer than ... taxable year. Because holders will be required to report their allocable
share of gross ordinary income, tax reporting for holders of our Series A Preferred Units will be more
complicated
https://www.justice.gov/epstein/files/DataSet%209/EFTA01108547.pdf
EFTA02404835Set 11
2014-03-025p1,061w
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https://www.justice.gov/epstein/files/DataSet%2011/EFTA02404835.pdf