EFTA01401922Set 10
2018-04-164p527w
Mathew Negus
Akash Malhotra <
Cc: Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman
Joe Aglione
Shawn, MO, is it ok to move this ... Sent: Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
I ; Pankaj-A Chopra -; Alka
Go ; Nina Tona -; Ian Salters
I ; Martin ... Xavier Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
; Nina Tona ; Ian Salters
; Mathew Negus ; Martin Zeman
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401922.pdf
EFTA01358461Set 10
2018-04-161p235w
Xavier Avila
Sent: 11/16/2018 12:55:22 PM
To: Mathew Negus Akash Malhotra
CC: Shawn Staker ; NCAOTC Derivatives Pankaj-A Chopra
• Alka Gopala-; Nina Tona • tan Salters
• Martin Zeman ... Sent: Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
Chopra ; Alka Gopala
Ian Salters ; Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD ... Xavier Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives Pankaj-A
Chopra ka Gopala ; Nina Tona
Ian Salters Mathew Negus ; Martin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358461.pdf
EFTA01406948Set 10
2018-04-177p792w
Sent: Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
; •an aj- ho ra Alka
Gopala ; Nina Tona Ian Salters
artin Zeman ... Xavier Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
• Pankaj-A Chopra ; Alka
Gopala Nina Tona saM ; Ian Salters
; Mathew Negus ... From: Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker NCAOTC Derivatives
, Pankaj-A Chopra , Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406948.pdf
EFTA01406881Set 10
2018-04-179p1,194w
Sent: Monday, April 16, 2018 9:03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra ; Alka
; Nina Tona Ian Salters
IMMIM Martin Zeman
Subject ... Xavier Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
; Nina Tona ; Ian Salters
; Mathew Negus Martin Zeman ... From: Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker , NCAOTC Derivatives
, an aj- Chopra , Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406881.pdf
EFTA01406845Set 10
2018-04-178p952w
Sent: Monday, April 16, 2018 9:03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Gopala • Nina Tona ; Ian Salters
; artin Zeman ... Xavier Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Gopala • Nina Tona ; Ian Salters
ew Negus Martin ... From: Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker NCAOTC Derivatives
, Pankaj-A Chopra , Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406845.pdf
EFTA01406871Set 10
2018-04-1710p1,259w
Sent: Monday, April 16, 2018 9:03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Go ala ; Nina Tona ; an a ers
; Martin ... Xavier Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Gopa a ; Nina Tona ; Ian Salters
Mathew Negus ... From: Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406871.pdf
EFTA01406915Set 10
2018-04-166p681w
Sent: Monday, April 16, 2018 9:03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra Alka
Nina Tona an a ters
; Martin Zeman
Subject ... Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra <akash.malhotra•db.com>
Cc: Shawn Staker ; NCAOTC Derivatives
Pankaj-A Cho ra Alka
Gopala • Nina Tona Ian Salters
Mathew Negus ... From: Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker , NCAOTC Derivatives
EFTA01406917
, Pankaj-A Chopra Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406915.pdf
EFTA01399702Set 10
2018-04-1712p1,565w
Sent: Monday, April 16, 2018 9:03 AM
To: Xavier Avila ; Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Cho ra ; Alka
; Nina Tona -; Ian Salters
; Martin Zeman
EFTA01399709 ... Xavier Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
; Pankaj-A Cho ra ; Alka
; Nina Tona ; Ian Salters
; Mathew Negus ; Martin ... Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila e >
EFTA01399710
Cc: Shawn Staker , NCAOTC Derivatives
, Pankaj-A Chopra Alka
Gopala <
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399702.pdf
EFTA01406842Set 10
2018-04-163p364w
From: Mathew Negus
Date: Mon, 16 Apr 2
To: Xavier Avila
Akash Malhotra
Cc: Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman
Classification ... Xavier Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
an aj Chopra Alka
• Nina Tona Ian Salters
• Mathew Negus Martin Zeman ... From: Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker NCAOTC Derivatives
Pankaj-A Chopra Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406842.pdf
EFTA01363055Set 10
2018-04-161p234w
Negus
Sent: Monday, April 16, 2018 9.03 AM
To: Xavier Avila Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives ; Pankaj-A
Chopra ; Alka Gopala ; Nina Tona
Ian Salters ‘ ; Martin Zeman
Subject ... From: Xavier Avila
Sent: Monday, April 16.2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives ; Pankaj-A
Chopra ; Alka Gopala ina Tona <
Ian Salters Mathew Negus ; Martin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363055.pdf
EFTA01362997Set 10
2018-04-161p194w
Sent: Monday, April 16 2018 9:03 AM
To: Xavier Avila - Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
Chopra ; Alka Gopala
Ian Salters , Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD ... Xavier Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives • Panka'-A
Chopra ; Alka Gopala • Nina Tona
Ian Salters Mathew Negus ; Martin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362997.pdf
EFTA01362961Set 10
2018-04-161p232w
Sent: Monday, April 16 2018 9:03 AM
To: Xavier Avila • Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
Chopra ; Alka Gopala Nina Tona
Ian Salters ; Martin Zeman
Subject ... Xavier Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker >, NCAOTC Derivatives • Panka.-A
Chopra >; Alka Gopala Nina Tona
Ian Salters ; Mathew Negus • Martin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362961.pdf
EFTA01406895Set 10
2018-04-1711p1,407w
Xavier Avila
Sent: Monday, April 16, 2018 7:44 AM
To: Akash Malhotra <
Cc: Shawn Staker AOTC Derivatives
; Pankaj-A Chopra -; Alka
Gopala < ; Nina Tona ... From: Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila < >
Cc: Shawn Staker , NCAOTC Derivatives
, an aj- Chopra Alka
Gopa a
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406895.pdf
EFTA01406890Set 10
2018-04-165p615w
Xavier Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker >; NCAOTC Derivatives
; •an aj- Chopra < >; Alka
Gopala < ; Nina Tona cr :-; Ian Salters
; Mathew Negus ... Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila <a.
Cc: Shawn Staker , NCAOTC Derivatives
< >, Pan aj-A Chopra Alka
Gopala <
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406890.pdf
EFTA01363050Set 10
2018-04-161p315w
Xavier Avila
Sent: Monday, April 16 2018 7:44 AM
To: Akash Malhotra
Cc: Shawn Staker < ; NCAOTC Derivatives ; Pankaj-A
Chopra opata ; Nina Tona
Ian Salte ; Mathew Negus ; Martin Zeman ... Director
" ies Inc
From: Akash Malhotra
Date: Monday: Apr 16,
To: Xavier Avila <
Cc: Shawn Staker < Derivatives Pankaj-A Chopra
>, a opa a
Subject: KYC Brcach_SOUTHFINANMD_Southcm Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363050.pdf
EFTA01401992Set 10
2018-04-163p322w
Avila
Date: Mon, 16 Apr 2018 07:44:03 -0400
To: Akash Malhotra
Cc: Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Mathew Negus
Martin ... From: Akash Malhotra ‹ >
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker , NCAOTC Derivatives
, Pankaj-A Chopra as, Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401992.pdf
EFTA01406857Set 10
2018-04-179p1,128w
From: Akash Malhotra
Date: Monday, Apr 16, 2018, 07:34
To: Xavier Avila
Cc: Shawn Staker , NCAOTC Derivatives
Pankaj-A Chopra , Alka
opa a
Subject: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406857.pdf