EFTA01391568Set 10
1p1,040w
categories of investors listed in the First Addendum (*the Addendum') to the Securities LAW; ("Sophisticated Investors") namely joint investment funds or mutual trust hinds. provident hinds, insurance
companies, banking corperations ... Sophistisated Investors), portfolio managers (purchasing Products for theme-elves or for clients who are
Sophisticated Investors), investment advisors or investment marketers (purchasing Products for themselves). members of the Tel-Aviv ... Stock Exchange (purchasing Products for themselves or for
clients who are Sophisticated investors), underwriters 1purchasing Products for themselves). venture capital tends engaging mainly in the capital market; an entity which
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391568.pdf
EFTA01389986Set 10
1p1,042w
categories of investors listed in the First Addendum (*the Addendum') to the Securities Law, (-Sophisticated Investors") namely joint investment funds or mutual trust funds. provident kinds, insurance
companies, banking corperations ... purchasing Prothicts For themselves or for clients who are Sophisticated Investors). portfolio managers (purchasing Products far themselves or for clients who are
Sophisticated Investors), investment advisors or investment marketers (purchasing ... Aviv Stock Exchange (purchasing Products for themselves or for
clients who are Sophisticated Investors), underwriters (purchaseig Products for themselves). venture capital tends engaging mainly in the capita€ market, an entity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389986.pdf
EFTA01386489Set 10
1p1,043w
categones of investors listed in the First Addendum (*the Addendum') to the Securities LAW; ("Sophisticated investors") namely joint investment funds or mutual trust funds. provident funds, insurance
ce.mpanies, banking corporations ... Sophistieated Investors). portfolio managers (purchasing Products for themselves or for clients who are
Sophisticated Investors), investment advisors or investment marketers (purchasing Products for themselves). members of the Tel-Aviv Stock ... Exchange (purchasing Products for themselves or for
clients who are Sophisticated investors), underwriters (purchasing Products for themselves). venture capital fends engaging mainly in the capital market, an entity wthich
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386489.pdf
EFTA01383175Set 10
1p1,044w
categones of investors listed in the First Addendum (*the Addendum') to the Securities LAW; ("Sophisticated investors") namely joint investment funds or mutual trust funds. provident funds, insurance
ce.mpanies, banking corporations ... Sophistieated Investors). portfolio managers (purchasing Products for themselves or for clients who are
Sophisticated Investors), investment advisors or investment marketers (purchasing Products for themselves). members of the Tel-Aviv Stock ... Exchange (purchasing Products for themselves or for
clients who are Sophisticated investors), underwriters (purchasing Products for themselves). venture capital fends engaging mainly in the capital market, an entity wthich
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01383175.pdf
EFTA01432208Set 10
2019-02-0711p1,758w
deutschewealth.com
EFTA01432208
IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as Oinstitutional accounts0
under FINRA Rule 4512(c)(3), and are capable ... risks of, and exercising independent judgment in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank ... trade information
IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as Oinstitutional accounts0
under FINRA Rule 4512(c)(3), and are capable
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432208.pdf
EFTA01354472Set 10
1p1,042w
categories of investors listed in the First Addendum (*the Addendum') to the Securities Law, ("Sophisticated Investors") namely joint investment funds or mutual trust hinds. provident kinds, insurance
companies, banking corporations ... Sophistieated Investors). portfolio managers (purchasing Products for themselves or for clients who are
Sophisticated Investors), investment advisors or investment marketers (purchasing Products for themselves). members of the Tel-Aviv Stock ... Exchange (purchasing Products for themselves or for
clients who are Sophisticated Investors), underwriters (purchasthg Products for themselves). venture capital tends engaging mainly in the capital market, an entity wthich
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354472.pdf
EFTA01420921Set 10
2019-02-1114p1,662w
brandportal.intranet.db.com/img/modules/positive_impact_ENG.gif}
EFTA01420921
IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule ... risks of, and exercising independent judgment in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank ... trade information
EFTA01420923
IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420921.pdf
EFTA00089154Set 9
2020-12-0834p11,257w
informed not only by the
defendant's "significant financial resources," but also her "demonstrated sophistication in hiding
those resources and herself." (Tr. 87). "Even assuming that Ms. Maxwell only wanted ... acknowledged to be extreme and unusual efforts to locate her." (Id.). Given that sophistication,
the Court concluded that electronic monitoring and home security guards "would be insufficient"
because the defendant ... spouse in the last five years, among other assets,
and a demonstrated willingness and sophisticated ability to live in hiding. The bulk of the
arguments in the Renewed Bail Motion
https://www.justice.gov/epstein/files/DataSet%209/EFTA00089154.pdf
EFTA00294815Set 9
2002-10-2832p9,752w
Frankel LLP, respectfully submit
this Statement of Answer.
PRELIMINARY STATEMENT
In this proceeding, highly sophisticated investors sock to recover losses they suffered as a
result of their own speculation. Claimants ... investments for FTC and COUQ, Epstein considered various
hedge funds offered by BSAM to sophisticated investors and high net-worth individuals. After
having received prospectuses and otherypritten documgAtnien ... Disclosed that Leverage Magnified Gains and Risks
The HG Memoranda explicitly stated what a sophisticated investor such as Epstein
already knew:
The more leverage is employed, the more likely
https://www.justice.gov/epstein/files/DataSet%209/EFTA00294815.pdf
EFTA01413178Set 10
2014-07-2947p7,718w
than a century
Key Client Partners (KCP)
Key Client Partners aims to provide select sophisticated investors seamless
access to cross asset class, cross border
investment opportunities and financing solutions from ... UHNW base with dedicated coverage
expertise
KCP clients are institutional in size, need, sophistication, and are
transactional in nature
Select UHNW individuals with net worth of at least ... DeAWM clients who are able
to meet certain criteria including, without limitation, financial and
sophistication qualifications. All KCP opportunities may
not be available in all DeAWM locations
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413178.pdf
EFTA01408541Set 10
2019-02-287p973w
Positive Impact
IWP products and services are intended for and available only to
EFTA01408541
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule ... risks of, and exercising independent judgment in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank ... deutschewealth.com
#Positive Impact
IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408541.pdf
EFTA01432156Set 10
2019-02-0712p1,469w
trade information
IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule 4512(c)(3), and are capable ... risks of, and exercising independent judgment in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank ... deutschewealth.com.
IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule 4512(c)(3), and are capable
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432156.pdf