Epstein Files Search

EFTA01356020Set 10

2018-02-271p221w

Admin-NY I ; Sendhil-kumar K 1 Subject: RE: Southern Financial LLC [I) Attachments: Southern Financia .PDF; Southern Financia .PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356020.pdf

EFTA01374419Set 10

2017-03-071p174w

Oldfield; 'Bella Klein' Subject: RE: Southern Financial Good Afternoon Cynthia, I do not see Southern Financia n the on line profile. Can you please add as soon as possible. Could

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374419.pdf

EFTA01374356Set 10

2017-03-071p202w

Oldfield; 'Bella Klein' Subject: RE: Southern Financial Good Afternoon Cynthia, I do not see Southern Financia on the on line profile. Can you please add as soon as possible. Could

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374356.pdf

EFTA01386405Set 10

2017-03-071p175w

Oldfield; 'Bella Klein' Subject: RE: Southern Financial Good Afternoon Cynthia, I do not see Southern Financia on the on line profile. Can you please add as soon as possible. Could

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386405.pdf

EFTA01380650Set 10

2017-03-071p183w

Rodriguez Sent: 3/7/2017 10:41:55 AM To: Richard Kahn CC: Stewart Oldfield Subject: Southern Financia Hi Rich, Just confirming that the $11mn that is currently in Southern Financial

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380650.pdf

EFTA01400063Set 10

2018-04-196p695w

Anthony Lentini Sent: Monday, April 09, 2018 10:51 AM To: Zack Bunimovich Subject: Southern Financia ocs. Classification: For internal use only Hi Zack, EFTA01400067 An update on Southern Financial

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400063.pdf

EFTA01362577Set 10

2018-03-051p192w

From: Paolo De-Leon Sent: Monday, March 0 • To: Davide-A Sferrazza Subject: FW: Southern Financia LLC I Hey man- can you put me in contact with the banker team

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362577.pdf

EFTA00811490Set 9

2017-04-307p2,051w

EFTA00811494 3/31/17 4130/17 MTD YTD Asset Description Value Value Return Return Notes Hedge Funds - Southern Financia ISFLLC) Mild 10mm sins Boothbay Multi-Strategy Fund

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811490.pdf

EFTA00811866Set 9

2018-08-319p2,586w

EFTA00811872 7131/18 8/31/18 MTD YTD Asset Description Value Value Return Return Notes Hedge Funds - Southern Financia (SFLLC) 0ana 50mm - a 4Ornm Boothbay Multi-Strategy Fund

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811866.pdf

EFTA01406687Set 10

2018-02-227p741w

Rodriguez e Cc: Liam Osullivan ; Davide-A Sferrazza ; Joshua Shoshan Subject: RE: N4G-026161 - Southern Financia Copying Cynthia. Thanks From: Zbynek Kozelsky Sent: Thursday, Januar

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406687.pdf

EFTA01373640Set 10

2016-07-061p240w

Stewart 0ldfield Mathew Negus CC: Brianna Fowler Subject: RE: Southern Financia revs Classification: For Internal use only Stew — we'll take a look and get back to you before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373640.pdf

EFTA00811649Set 9

2017-12-319p2,886w

EFTA00811655 11/30/17 12/31/17 MTD YTD Asset Description Value Value Return Return Notes Hedge Funds - Southern Financia (SFLLC) Boothbay Multi-Strategy Fund 49 335 627 50 • • 2 204 2.69% 15.38% wluwmw

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811649.pdf

EFTA01368905Set 10

2018-10-251p212w

Alka Babu ; Mayur Rathod ; Vinita Advani Subject: Pending responses on rejection cases under the SOUTHERN FINANCIA Importance: High Hi Stewart, As discussed, we are awaiting responses to attached emails

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368905.pdf

EFTA01362910Set 10

2018-05-031p189w

Reviews amluk compliance Cc: Zack Bunimovich areen Johnson Subject: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financia LLC I Classification: For Internal use only Hi All, CONFIDENTIAL - PURSUANT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362910.pdf

EFTA01457055Set 10

1p137w

From: SeM: 3 25/2015 6:53:13 AM To: Subject: Valuation Statement for SOUTHERN FINANCIA LLC as at 24 Mar 2015 - R uest 182298 Attachments: Dear Sir/Madam, Please find attached

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01457055.pdf

EFTA01457346Set 10

1p138w

From: SeM: 5 6 2015 5:53:40 AM To: Subject: Valuation Statement for SOUTHERN FINANCIA U.0 as at 5 Ma 2015 - R • Attachments: Dear Sir/Madam, Please find attached

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01457346.pdf

EFTA01406895Set 10

2018-04-1711p1,407w

Mathew Negus ; Nina Tona Cc: Ian Salters ; Martin Zeman Subject: RE: KYC reac D Southern Financia , oca ion [I] 2028 We will need most of our clients trading XCCY business

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406895.pdf

EFTA01373711Set 10

2017-02-011p164w

Oldfield [ Sent: 2/1/2017 3:51:33 PM To: Cynthia Rodriguez■ Vahe Stepanian Subject: Re: Southern Financia Classification: For Internal Use Only Cool. Need to be able to sweep from brokerage

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373711.pdf

EFTA01499595Set 10

1p172w

SOUTHERN FINANCIA L LLC ACCT. For the Period 8/I /13 to tiaiii3 Adjusted Cost Unrealized Est. Annual Inc. Price Ouantity Value Original Cost Galm Loss Acaued Div. Yield US Small/Nlid

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499595.pdf

EFTA01299542Set 10

2015-12-312p544w

COMPASS POINT BID +A2 HAMILTON //HM11 BERMUDA +II ACC PERSHING LLC// BBK INFO: FFC SOUTHERN FINANCIA HSBC BANK USA, NATIONAL ASSOCIATION DAN I W / HE MULTI-STRATEGY /ACC/ +I BBEMAIIMBM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299542.pdf