EFTA01190348Set 9
2014-05-317p1,625w
7/25/2033 11/19/13 821,819 RUA§ rilas 714,552 85.712
Total Southern Financial LLC- FixedIncome (asset backed securities) 5 184 121 6,433,073 1,659,827 4,624,494
TOTAL
https://www.justice.gov/epstein/files/DataSet%209/EFTA01190348.pdf
EFTA00811705Set 9
2018-04-3010p3,046w
FixedIncome (DB) 30,519,608 29,533,884 31,160,124 640,516
Southern Financial LLC - FixedIncome (DB) OtaxMa_
Washin on Mutual Mtg 2004-RA2 ci CBI var 7/25/2033 11/19/13
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811705.pdf
EFTA00811490Set 9
2017-04-307p2,051w
Morgan Stanley) 22,666,104 22,529,693 22,776,427 109,322
Southern Financial LLC - FixedIncome (DB)
Bank of America 8.125% Pfd Dec 29 2049 1(10/11 ... 2/22/12 80.000 1.812.774 2034.400 236 8110 154 026
Total Southern Financial LLC - FixedIncome (DB) 19,719,660 20,803,072 20,868,669 1,149,109
Southern Financial LLC - FixedIncome
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811490.pdf
EFTA00811530Set 9
2017-06-307p2,152w
Morgan Stanley) 23,828,204 22,840,591 24,231,933 403,729
Southern Financial LLC - FixedIncome (DB)
Bank of America 8.125% PM Dec 29 2049 1/10111 ... 2/22/12 80,000 1882174 2,041.600 2.096.000 211226
Total Southern Financial LLC - FixedIncome (DB) 19 719,807 20,888,013 20,986,120 1,266,314
Southern FinancialLLC - FixedIncome
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811530.pdf
EFTA00617222Set 9
2017-07-317p2,129w
2/22/12 60,000 1)682.774 2.096.000 2 124 000 241.226
Total Southern Financial LLC - FixedIncome (DB) 19,719,870 20,986,120 21,116,009 1,396,139
Southern Financial
https://www.justice.gov/epstein/files/DataSet%209/EFTA00617222.pdf
EFTA00811666Set 9
2018-01-319p3,168w
Interactive Brokers) 18,367,287 18,965,150 18,872,925 505,638
Southern Financial LLC - Fixedincome (DB)
Bank of America 8.125% Pfd Dec 29 2049 1/10/11 ... 2/22/12 80,000 1Ap. 774 2.076_000 2.081 600 19625
Total Southern Financial LLC - FixedIncome (DB) 29,243,622 31,155,595 30,390,673 1,147,150
Southern Financial ... 7/25/2033 11/19/13 485,210 371.276 472.288 457642 86.366
Total Southern Financial LLC - FixedIncome (DB) 371,276 472,288 457,642 86,366
TOTAL FIXED INCOME
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811666.pdf
EFTA00811508Set 9
2017-05-317p2,024w
2/22/12 80,000 1.882774 2.036.800 2.041,690 158.828
Tote/ Southern Financial LLC - FixedIncome (DB) 19,719,560 20,868,669 20,888,013 1,168,453
Southern FinancialLLC - FixedIncome ... 7/25/2033 11/19/13 567,081 411922 480163 490.691 56.769
Total Southern Financial LLC - FixedIncome (DB) 433,922 480,763 490,691 66,769
TOTAL FIXED INCOME
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811508.pdf
EFTA00811552Set 9
2017-07-317p2,123w
2/22/12 60,000 1)682.774 2.096.000 2 124 000 241.226
Total Southern Financial LLC - FixedIncome (DB) 19,719,870 20,986,120 21,116,009 1,396,139
Southern Financial
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811552.pdf
EFTA00811649Set 9
2017-12-319p2,886w
income (DB) 30,220,402 31,291,932 31,155,595 935,194
Southern Financial LLC - FixedIncome (DB) face value
Washington Mutual Mtg 2004-RA2 cl CBI var 72512033 11119/13
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811649.pdf
EFTA00811549Set 9
2017-07-313p1,448w
Morgan Stanley) 24,666,104 24,231,933 25,236,4141 570,310
Southern Financial LLC - FixedIncome (DB)
Bank of America 8.125% Pfd Dec 29 2049 1/10/11 ... 2/22/12 80,000 1 882 774 2196000 2.124108 241 2gli
Total Southern Financial LLC - FixedIncome (DB) 19,719,870 20,986,120 21,116,009 i 1,396,139
Southern
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811549.pdf
EFTA01194336Set 9
2014-08-317p1,680w
Totalkepers - FixedIncome 1,597,676 1,587,575 1,504,381 -,296
Southern Financial LLC - FixedIncome
Bank of America 8.125% Pfd Dec 29 2049 1/10/11
https://www.justice.gov/epstein/files/DataSet%209/EFTA01194336.pdf
EFTA00621739Set 9
2017-05-317p2,023w
2/22/12 80,000 1.882774 2.036.800 2.041,690 158.828
Tote/ Southern Financial LLC - FixedIncome (DB) 19,719,560 20,868,669 20,888,013 1,168,453
Southern FinancialLLC - FixedIncome ... 7/25/2033 11/19/13 567,081 411922 480163 490.691 56.769
Total Southern Financial LLC - FixedIncome (DB) 433,922 480,763 490,691 66,769
TOTAL FIXED INCOME
https://www.justice.gov/epstein/files/DataSet%209/EFTA00621739.pdf
EFTA00811479Set 9
2017-03-317p2,036w
Morgan Stanley) 22,666,104 22,752,781 22,529,693 -136,411
Southern Financial LLC - FixedIncome (DB)
Bank of America 8.125% Pfd Dec 29 2049 1/10/11 ... Southern Financial LLC - FixedIncome (DB) (ace value
Washington Mutual Mtg 2004-RA2 ci CBI var 7/25/2033 11/19/13 595,372 455 57Q 572.14Q SOS "iftS,_ 49.815
Total Southern Financial LLC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811479.pdf
EFTA01199989Set 9
2014-12-317p1,459w
Jews - FindIncome 1,628,209> 1,591,030 1,672,024 -58.1asi
Southern Financial LLC - FixedIncome I
Bank of America 8.125% Isfd Dec 29 2049 1/10/11 ... Southern Financial LLC • FixedIncome (asset backed securities) face value 1
Countrywide Horne Loans 2003.1 d al 5.75% 3/25/03 4)16/13 ... 7/2512033 11119/13 132 389 660.414 645.736 fia595 73.182E
Total Southern Financial LLC - FixedIncome (asset backed securities) 1,468,613 1,489,806 1,447,182 -21,431j
TOTAL FIXED
https://www.justice.gov/epstein/files/DataSet%209/EFTA01199989.pdf
EFTA01118275Set 9
2015-10-317p1,803w
Seri 1/14/13 40,000 977.5 1 009 200 1 019 20Q 41.600
Total Southern Financial LLC- FixedIncome 31,901,964 36,332,207 33,885,821 1,963,848
Southern
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118275.pdf
EFTA01118166Set 9
2014-11-307p1,567w
Scotland Group PLC 7.25% Ser T 1/14113 40.000 /MEN —1.2.11222 1.221.4211 352aM
Total Southern Financial LLC • FixedIncome 30,919)49 33,221,898 33,255,923 2,338,574
SouthenThnancial
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118166.pdf