EFTA00811490Set 9
2017-04-307p2,051w
Fixed Income (Morgan Stanley) 2,083.319 2.266,250 2,201,812 118,663
Southern Trust Co. - FixedIncome (DB)
Nationwide Society 6.875% GBP callable 6/20/2019 4/15114 ... FiredIncome (DB) 3,439,193 2,573,558 2,736,380 -702,813
Southern Trust Co. - FixedIncome (Monti!)
Allergen mandatory convert/Me weltered 5.5%31112018 08/15/16 ... converUble proffered 7.0%12/1512016 08/15/16 1,00400 '001'153 5771014 -330knia
Total Southern Trust Co. - FixedIncome (Merrill) 11,928,332 11,414,303 11,371,378 -556,954
Southern
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811490.pdf
EFTA00811530Set 9
2017-06-307p2,152w
Morgan Stanley) 2,086,008 2,213,683 2,233 965 147,959
Southern Trust Co. - FixedIncome (DB)
Nationwide Society 6.875% GBP callable 6/20/2019 4/15/14 ... income (DB) 3,439,193 2,761,059 2,668,513 -770,681
Southern Trust Co. - FixedIncome Merril°
Allegan mandatory convertibleproffered 5.5%3/1!2018 08/15/16 ... convertible proffered 7.0% 12/15/2018 08/15/18 1,000,000 01.750 500.0® 594.500 307.250
Total Southern Trust Co. - FixedIncome (MEMO 7,832,903 7,304,454 7,537,468 415,436
Southern
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811530.pdf
EFTA00811705Set 9
2018-04-3010p3,046w
Libor *23299 11/10/15 5,000,000 5.2.93,194 5.037.500 5,054.222 -244.142,
Total Southern Trust Co. - FixedIncome (DB) 6,317,157 6,039,469 6,046,996 -270,161
Southern ... Plains All America Pipekne 10/04/17 1,000 1.000 000 969.499 977.992 :2290
Total Southern Trust Co. - FixedIncome (Merrill) 12,809,243 8,035,998 13,002,810 193,567
Southern ... Preferred $25 par 08/04/16 4,995 124875 115.634 117.033 7-842
Total Southern Trust Co. - FixedIncome (Interactive Brokers) 13,292,162 13,473,992 13,631,833 339,671
Southern
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811705.pdf
EFTA00599617Set 9
2017-07-317p2,230w
Morgan Stanley) 2,086,006 2,233,966 2,244,167 158,161
Southern Trust Co. - FixedIncome (DB)
Nationwide Society 6.875% GBP cable 6/20/2019 4/15/14 ... Total Southern Trust Co. - FixedIncome (DB) I 3,439,193 2 668 513 2,779,086 -660,107
Southern Trust Co. - FixedIncome (Merril)
Agergan mandatory convertible proffered 5.5%3/1/2016 08/15/16
https://www.justice.gov/epstein/files/DataSet%209/EFTA00599617.pdf
EFTA00811479Set 9
2017-03-317p2,036w
income (DB) 3,439,193 2,592,219 2,673,658 -865,6343
Southern Trust Co. - FixedIncome (Merrill)
Mogan mandatory convertible proffered 5.5%3/1/2018 08/15/16 ... Income (Merrill) 11,928,332 11,600,676 11,414,303 -514,028
Southern Trust Co. - FixedIncome (Morgan Stanley)
Charles Schwab 6.0% Preferred $25 par 7/27/15
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811479.pdf
EFTA00811897Set 9
2018-09-307p2,380w
Income (Merrill) 3,773,650 3,704,472 3,769,531 4 119
Southern Trust Co. - FixedIncome (Interactive Brokers)
Capital One 5.55% Fixed to 9.1.2020 then 380 over ... 6/6/17 40,000 1.000,000 993.560 986.000 -14,000
Total Southern Trust Co. -FixedIncome (Interactive Brokers 13,167,287 13,387,210 13,303,340 136,053
Southern Financial
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811897.pdf
EFTA00617222Set 9
2017-07-317p2,129w
callable 6/20/2019 4/15/14 2,000,000 3.439.193 2.668.513 2.779_068 -680.107
Total Southern Trust Co. - Fixedincome (DB) 3,439,193 2,668,513 2,779,086 460,107
Southern Trust ... weltered 7.0% 12/1512018 08/15/16 1,000,000 901.750 694.600 04.00 -317 750
Total Southern Trust Co. - FixedIncome (Merrill) 7,632,903 7,537,466 7,354,451 -278,452
Southern ... over 3 mo nor 5114/15 3.000,000 3.009.618 3J63.413 1 199.000 179.199
Total Southern Trust Co. - FixedIncome (Morgan Stanley
https://www.justice.gov/epstein/files/DataSet%209/EFTA00617222.pdf
EFTA00811666Set 9
2018-01-319p3,168w
Morgan Stanley) 2,992,469 3,246,187 3,072,721 80,262
Southern Trust Co. - FixedIncome (DB)
Buckeye Partners Fixed to Float 6.375% Ciliate 1/22/23 1/25/18
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811666.pdf
EFTA00811508Set 9
2017-05-317p2,024w
income (Merrill) 7,768,332 11,371,378 7,304,454 463,878
Southern Trust Co. - FixedIncome (Morgan Stanley)
Charles Schwab 8.0% Preferred 525 par 7/27/15
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811508.pdf
EFTA00811552Set 9
2017-07-317p2,123w
callable 6/20/2019 4/15/14 2,000,000 3.439.193 2.668.513 2.779_068 -680.107
Total Southern Trust Co. - Fixedincome (DB) 3,439,193 2,668,513 2,779,086 460,107
Southern Trust ... weltered 7.0% 12/1512018 08/15/16 1,000,000 901.750 694.600 04.00 -317 750
Total Southern Trust Co. - FixedIncome (Merrill) 7,632,903 7,537,466 7,354,451 -278,452
Southern ... over 3 mo nor 5114/15 3.000,000 3.009.618 3J63.413 1 199.000 179.199
Total Southern Trust Co. - FixedIncome (Morgan Stanley
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811552.pdf
EFTA00811649Set 9
2017-12-319p2,886w
Morgan Stanley) 3,242,459 3,228,800 3,248,187 3,728
Southern Trust Co. - FixedIncome (DB)
Royal Sank &Oland 7.64% Fixed to 9-20-2017 then 3M Libor ... Nationwide Society 6.875% GBP callable 6f20/2019 4/15/14 2,000.000 2020957 - Q
Total Southern Trust Co. • FixedIncome (DB) 6,298,817 7,872,667 4,962,600 -336,317
Southern Trust
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811649.pdf
EFTA00811549Set 9
2017-07-313p1,448w
Southern Trust Co. - FixedIncome (Merrill)
Allergen mandatory convertible coffered 5.5% 3/1/2018 08115/16 1,000,000 881,500 867.410 894010, 12,510
LSCCOM 8.75% 10115/2023 01/13/17 ... prellered 7.0% 12/15/2018 08/15/16 1000,000 601'750 594.500 564.006 -317 750
Total Southern Trust Co. - FixedIncome (Merrill) 7,632,903 7,537,466 7,354,451 -278,452
Southern ... asor 5/14/15 3,000,000 3139.819 3 163 413 3.189 000 179.18%
Total Southern Trust Co.- FixedIncome (Morgan Stanley
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811549.pdf
EFTA00811546Set 9
2017-07-313p1,536w
Society 6.875% GBP calable 8/202019 4/15/14 2,000.000 3.439.193 LOW= 2.779.086 &Vat
Total Southern Trust Co. - FixedIncome (DB) 3,439,193 2,668,613 2,779,086 -660,107
Southern ... 5/14/15 3,000.000 1009.819 3 163 413 3.189 OQQ 1Z9JAZ :
Total Southern Trust Co. - FixedIncome (Morgan Stenle 24,666,104 24,231,933 26 236 414 570,310:
Southern FinancialLLC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811546.pdf
EFTA00811539Set 9
2017-07-317p2,225w
Morgan Stanley) 2,086,006 2,233,966 2,244,167 158,161
Southern Trust Co. - FixedIncome (DB)
Nationwide Society 6.875% GBP cable 6/20/2019 4/15/14 ... Total Southern Trust Co. - FixedIncome (DB) I 3,439,193 2 668 513 2,779,086 -660,107
Southern Trust Co. - FixedIncome (Merril)
Agergan mandatory convertible proffered 5.5%3/1/2016 08/15/16
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811539.pdf
EFTA00621739Set 9
2017-05-317p2,023w
income (Merrill) 7,768,332 11,371,378 7,304,454 463,878
Southern Trust Co. - FixedIncome (Morgan Stanley)
Charles Schwab 8.0% Preferred 525 par 7/27/15
https://www.justice.gov/epstein/files/DataSet%209/EFTA00621739.pdf
EFTA01118275Set 9
2015-10-317p1,803w
Trust- Fixed Income 16,298,048 16,121371 16,164,801 -133,239
Southern Trust Co. - FixedIncome
fray Financlal 8.6% Pfd Ser A 6/11/13 ... Trust Co. -MadIncome 4,868.611 6,53%582 4,655,473 -213,1341
Southern Trust Co. - FixedIncome Morgan Stanley)
cremes Schwa 6.0% Prelatical $25 par 7/27/15 ... Ilbor 5/14/15 3.000,000 1009.81.9 3.0 5 400 3.08 056 77
Total Southern Trust Co. - FixedIncome gingen Stanley) 9,044,165 9,033,805 9,298,119 253,9115
Jewers
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118275.pdf