EFTA01092179Set 9
2009-08-29147p37,301w
BODEN, DEBRA VILLEGAS, ANDREW CLEAgtIRCLIT
bT
COUgT
BROWARt.' COUNTy
BARNETT, TD BANK, N.A., FRANK
SPINOSA, JENNIFER KERS iti 1ER,
ROSANNE CARETSKY, and FRANK
PREVE,
Defendants.
COMPLAINT
Plaintiffs, RAZORBACK FUNDING ... Defendants, SCOTT W. ROTHSTEIN; DAVID BODEN; DEBRA
VILLEGAS; ANDREW BARNETT; TD BANK, N.A.; FRANK SPINOSA; JENNIFER
KERSTETTER; ROSANNE CARETSKY and FRANK PREVE (collectively referred to herein as
"Defendants"), and allege ... divert hundreds of millions of investor dollars
through TD Bank accounts.
17. FRANK SPINOSA (hereinafter, "Spinosa"), is an individual residing in Broward
County, Florida and, at all times relevant hereto
https://www.justice.gov/epstein/files/DataSet%209/EFTA01092179.pdf
EFTA01084930Set 9
2009-08-29289p70,098w
ROTHSTEIN, DAVID
BODEN, DEBRA VILLEGAS, ANDREW
BARNETT, IRENE STAY. TD BANK,
N.A., FRANK SPINOSA, JENNIFER
KERSTETTER, ROSANNE CARETSKY,
BANYON INCOME FUND. L.P.,
BANYON USVI, LLC, GEORGE G.
LEVIN. FRANK PREVE ... ROTHSTEIN; DAVID BODEN; DEBRA VILLEGAS;
ANDREW BARNETT; IRENE STAY; TD BANK, N.A.; FRANK SPINOSA; JENNIFER
KERSTETTER; ROSANNE CARETSKY; BANYON INCOME FUND, L.P.; BANYON USVI,
LLC; GEORGE G. LEVIN, FRANK PREVE ... divert hundreds of millions of investor dollars
through TD Bank accounts.
19. FRANK SPINOSA (hereinafter, "Spinosa"), is an individual residing in Broward
County, Florida and, at all times relevant hereto
https://www.justice.gov/epstein/files/DataSet%209/EFTA01084930.pdf
EFTA00726708Set 9
2010-01-27167p47,179w
CIRCO U
DEBRA VILLEGAS, ANDREW BARNETT, B
IRENE STAY, TD BANK, N.A., FRANK A.
SPINOSA, JENNIFER KERS 1 El 1ER,
ROSANNE CARETSKY, BANYON INCOME
FUND, L.P., BANYON USVI, LLC, BANYON ... ROTHSTEIN, DAVID BODEN, DEBRA VILLEGAS, ANDREW
BARNETT, IRENE STAY, TD BANK, N.A., FRANK A. SPINOSA, JENNIFER KERSTETTER,
ROSANNE CARETSKY, BANYON INCOME FUND, L.P., BANYON USVI, LLC, BANYON ... alleged in detail infra, the Principal Conspirators' inner-circle of
facilitators (TD Bank, Spinosa, Kerstetter, Caretsky, Gibraltar Bank, Berenfeld, Weintraub,
Berkowitz, Leitstein, Levin, Preve, Banyon entities, Szafranski, Onyx, Villegas, Boden
https://www.justice.gov/epstein/files/DataSet%209/EFTA00726708.pdf
EFTA01106385Set 9
2009-08-1493p14,633w
Banyon RRA PRODA 1906
$40,600,000
10/1/09 Letter re funds distribution limited Rothstein Spinosa PRODA 1907
to Rothstein and Rosenfeldt
9/30/09 Sale and Transfer Agreement PRODA ... settlement does Mazzeo Preve PRODA 1994
10/1/09 Letter re funds distribution limited Rothstein Spinosa PRODA 1995
to Rothstein and Rosenfeldt
EFTA01106403
Category Date Description To From Bates Nos. Notes
Acknowledgement ... Assignment/Purchase of
Settlement Proceeds RRA USVI-2
10/1/09 letter confirming receipt of Rothstein Spinosa PRODA 2000
$26,100,000
Exhibit "A" Form of Sale and PRODA 2001-2036
Transfer Agreement
https://www.justice.gov/epstein/files/DataSet%209/EFTA01106385.pdf
EFTA02726638Set 11
2011-12-22173p35,821w
Lauderdale, Florida 33394
9 BY: CYNTHIA STONE, ESQUIRE
10
APPEARANCES FOR FRANK SPINOSA:
11
SCHLESINGER AND COTZEN, P.L.
12 799 Brickell Plz Ste 700
Miami, Florida 33131
13 BY: MICHAEL ... record is clear when he mentioned "Frank,"
19 it's not Mr. Spinosa?
20 THE WITNESS: On, no, it's not
21 Mr. Spinosa. All the times during
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02726638.pdf
EFTA00314942Set 9
2011-12-2141p9,045w
utilizing them and the
21 mechanics, and I had to refer them to Mr. Spinosa to
22 answer that question.
23 They asked me about my history with other ... start at the beginning of the
23 e-mail, first it's from Frank Spinosa. Do you see that
24 at bottom of the second page ... this is the D-3 lock letter
16 which is being forwarded by Mr. Spinosa to me and then
17 forwarded by me to Mr. Podaras.
18 (Whereupon, The Funds
https://www.justice.gov/epstein/files/DataSet%209/EFTA00314942.pdf
EFTA01735041Set 10
2011-12-2141p9,089w
utilizing them and the
21 mechanics, and I had to refer them to Mr. Spinosa to
22 answer that question.
23 They asked me about my history with other ... start at the beginning of the
23 e-mail, first it's from Frank Spinosa. Do you see that
24 at bottom of the second page ... this is the D-3 lock letter
16 which is being forwarded by Mr. Spinosa to me and then
17 forwarded by me to Mr. Podaras.
18 (Whereupon, The Funds
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01735041.pdf
EFTA01735592Set 10
2009-10-045p1,397w
ROTHSTEIN, DAVID BODEN,
DEBRA VILLEGAS, ANDREW BARNETT,
IRENE STAY, TD BANK, N.A., FRANK A.
SPINOSA, JENNIFER ICERSTETTER,
ROSANNE CARETSKY, BANYON INCOME
FUND, L.P., BANYON USW, LLC, BANYON ... diligence, D3 obtained a copy of a
TD Bank "lock letter" signed by Spinosa stating the following:
Pursuant to your written instructions to us of October 14, 2009,
please
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01735592.pdf
EFTA01080015Set 9
2009-10-045p1,389w
ROTHSTEIN, DAVID BODEN,
DEBRA VILLEGAS, ANDREW BARNETF,
IRENE STAY, ID BANK, NA., FRANK A.
SPINOSA, JENNIFER KERSTETTER,
ROSANNE CARETSKY, BANYON INCOME
FUND, L.P., BANYON USVI, LLC, BANYON ... diligence, D3 obtained a copy of a
'ID Bank "lock letter" signed by Spinosa stating the following:
Pursuant to your written instructions to us of October 14, 2009,
please
https://www.justice.gov/epstein/files/DataSet%209/EFTA01080015.pdf
EFTA00725289Set 9
2009-11-2030p7,253w
filed a 147 page
Complaint against ROTHSTEIN, BODEN, VILLEGAS, BARNETT, TD Bank, N.A., Frank
Spinosa, Jennifer Kerstetter, Rosanne Caretsky and Frank Preve asserting various
allegations that further prove the massive
https://www.justice.gov/epstein/files/DataSet%209/EFTA00725289.pdf