Epstein Files Search

EFTA00316714Set 9

2009-02-27347p119,473w

Document 102 Filed 02/27/09 Page 3 of 347 b. Bear Steams' Valuation Models Were Misleading 25 c. The Importance of Value at Risk Models 27 d. Bear Steams' Value ... Models Were Misleading 30 2. Bear Stearns' Impoverished Risk Management Program 31 F. Bear Steams Hides its Mounting Exposure to Loss 33 1. Early Wamings 33 2. Bear Steams' Deception ... Accounting Standards 76 I. GAAP Overview 76 2. Fraud Risk Factors Present at Bear Steams 79 a. Fraud Risk Factors Applicable to Depository and Lending Institutions 79 b. Risk Factors

https://www.justice.gov/epstein/files/DataSet%209/EFTA00316714.pdf

EFTA00722107Set 9

2008-06-0220p6,099w

sole shareholder of Financial Trust. Epstein has had a relationship with Bear Steams beginning in 1976. Since 1981, Epstein has conducted hundreds of millions of dollars in transactions with Bear ... Steams for his own, as well as his clients', accounts and he conducted this business with the senior management of Bear Stearns. 7. At or about the time ... events in question, Financial Trust owned and held 120,000 shares of Bear Steams stock in a brokerage account maintained at Merrill Lynch, Account No. 5AX-07000 (the "Merrill Lynch

https://www.justice.gov/epstein/files/DataSet%209/EFTA00722107.pdf

EFTA01261001Set 9

94p20,280w

THOMAS VI 00802.1348 O m Pursuant to your previously issued instructions. Bear Steams Securities Corp. provides duplicate monthly statements an /0 transaction cceirmations to the third parties fisted ... ASKO SIAMOIARY OFFICE SERVICING YOUR ACCOUNT BA Sten Saito* c Bear. Steams & Co. Inc. BEAR 383 Mahson Avenue New Yoh. New Yht 10179 ae swum Allot ... REARED nntmicel IT 90,049 On0W St232+0ARY Orra SERVICING YOUR ACCOUNT Bear Steam Sparnts Cap. Boar. Stearns & Co. Inc. BEAR 383 Madison Avenue od 10179 CritMencenh Cedar Ruth

https://www.justice.gov/epstein/files/DataSet%209/EFTA01261001.pdf

EFTA00300203Set 9

20p5,701w

COUQ") (collectively, "Claimants"), submit the following amended statement of their claims against The Bear Steams Companies, Bear Stearns & Co., Bear Steams Asset Management ("BSAM"), and Warren Spector ("Spector") (collectively "Bear ... Steams"). These claims arise out of the collapse in the summer of 2007 of a group of hedge funds managed by Bear Stearns. Claimants invested $40 million in these funds ... private foundation managed by Epstein. EFTA00300203 3. Epstein started his investment career at Bear Steams, and after his departure, remained an important client and trusted friend to many senior executives

https://www.justice.gov/epstein/files/DataSet%209/EFTA00300203.pdf

EFTA01320229Set 10

1991-12-2668p13,209w

EFTA01320231 CLEARED THROW... ITS WSPIY OwNEO toJeSDINee OFFICE SERVICING YOUR ACCOUNT Scar. Steams & Co. Inc. tee Den SeoseeS Cerp. BEAR 383 Madison Avenue Cr. tierotech Weer Nene . Pee Tort ... CLEVIE0 THROUGH ITS %HOLLY OWICE0 SUOSOARV orra sERvicturx YOUR ACCOUNT rn Sinn Onnles Bear. Steams & Co. Inc. BEAR 383 Madison Avenue • IMeolith ... EQUMES C Equities & Options in The research ratings for Bear Steams (BSC) are shown for certain securities COvered by the BSC Equity Research Department. The first rating represents the stock

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01320229.pdf

EFTA01324366Set 10

2002-12-3186p16,930w

EFTA,228303 maw adaptor in YOIOIAN 0191,90 BEawDMW WIC( SERVICING ICOR ACCOUNT Bear. Steams & Co. Inc. lee. Steers SKLAMS Cap. BEAR 383 Matson Avenue New York. New Nock ... WIOU1311 Os Ientur Wee Suinann OtTICE SERVICNG YOUR ACCOUNT bes. Swann Scam COO. Bees. Steams & Co. Inc. t.ftNot BEAR 383 Medson Avenue New York. New York 10179 Oft usuotoch Inxftn ... i0uCal ITS ?MOLLY OwNED SueSecar OFFICE SERVICING YOUR ACCOUNT Seat Slums Starbes C. Boar. Steams & Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Colt litottech twist

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324366.pdf

EFTA01260609Set 9

90p18,879w

MROJGH ITS YI1CLY OV* SLIBROtARY OFFICE SERVICING YOUR ACODUNT Mom Sown sacs Cot Bear. Steams 6 Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 0wmeuctech teeter ... THOtartin na wnotre ante sisocony OFFICE SERVICING MR ACCOUNT taw Stern Sabo Om Bea, Steams & Co. Inc. BBNIZ 383 Manson Avenue New York, New Yak 10179 ilernoW. Com Dam Iroottr ... certain companies covered by the Firm's research is available to customers of Bear Steams at no cost. Customers can access this research at www.bearstearns.com or can call

https://www.justice.gov/epstein/files/DataSet%209/EFTA01260609.pdf

EFTA01324614Set 10

88p18,160w

THOMAS VI 00802 O -n Pursuant to your previously issued instructions. Bear Steams Securities Corp. provides duplicate monthly statements and/or transaction confirmations to the third parties listed on the cover ... alaatAM ITS arntur OAT= suntoyav OFFICE SEFmCING NOM ACCotan Hear. Yaws Sammie. ca Bear. Steams 5 Co. Inc. One kleinaah Caw an BEAR 383 ?Jalisco menJe Orcsaha. Meg York ... EFTA01324618 5558ZZOO- V.L.43 Ctlefte0 TAOISM ITS WPIOLLY 061CD SIALSOYRY OFFTCE SERVICING YOUR ACCOUNT Bert. Steams & Co. Inc. Stet Site-e Senates c Oat vetroieth ever None BUR 383 MaLinos

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324614.pdf

EFTA01321830Set 10

1993-08-1880p14,805w

wwectv OWNED SUOSICIARY OFFICE SERVICING YOUR ACCOUNT Ike stems 55.0.51:e$ Cc59. Bear. Steams & Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Cr. µR6 ... imecusn ITS vet Cons) Suwon,' OFFICE SERvanG YOUR *MOW Bea. SYYTO Searon Cap. Beer. Steams 6 Co. Inc. BEAR 383 Madsen Avenue Nee York. New York 10179 PoltOtOlth Unlit ... TRPOLOT RS WICALY OAPS* *OSSUARY OFFICE SERVICING YOUR ACCOUNT Ms Swam Sans Cap Beet Steams & Co. Inc. BEAR 383 Mason Avenue New York, New Yak 10179 Lialiceach Gnat Mang STOCAtr

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321830.pdf

EFTA01324270Set 10

96p18,802w

114ROUGH ITS Maly 04140 Stalaala OFFICE SERVICING YOUR ACCOUNT Beat. sawn Sawa. Oa. Boar. Steams b Co. Inc. BEAR 383 Madison Avenue Ow Wraith Cate Not &Tata ... EFTA01324272 CLEARED 7141000M rrs meted 010130 81A4104.0ty CO10E SERvICING YOVR ACCOUNT Beer. Steams & Co. Inc. Ott Sten Soargata Cop. BEAR 383 Madsen Avarua 015 1.1990510 War Moth Swan ... sues, bey °Fria SERviCeiG YOUR ACCOUNT Sm. Strum Swiss Coy. Boar. Steams & Co. Inc. BEAR 383 Madison Avenue New Yak. New Yak 10179 Dv Mseouce Oreer Huth ember" lbw York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324270.pdf

EFTA01324532Set 10

82p17,018w

Vida EFTA01324534 o.wtD TIPIOKsh ITS VolinCLY OW1/2 03 StRataNARY OFFICE SER.I1CM YOUR ACCOUNT Bear. Steams 6 Co. Inc. Sac Stuns Stones Cap. BEAR 3133 /Amason Avenue AI mama ... EFTA01324536 CLF-ARE0 THROUCP. ITS %MOLLY OWNED 941SCARY OFFICE SEFMCNG YOUR ACCOUNT Bear. Steams & Co. Inc. leacSians Swain cos. BEAR 383 Madison MIMS ore Ilatobsch GPM MT IrOdtp ... Ala.LY OwNED $uBSOITAY OFFICE SERvICING YOUR ACCOUNT M. San Sauna Can Beer. Steams & Co. Inc. BEAR 383 Madden Avenue Oee manta After NanT 11,04” Nat 01 1201 3.52 STEARNS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324532.pdf

EFTA01321534Set 10

64p13,778w

EFTA_00224671 CLOflD 111ROUGA r7S. MMOLLY OverE0 SUSSOVAY OFFICE SERVICING YOUR ACCOUNT SCAR Sae. Steams & Co. Inc. 383 Madison Avenue 0.. Beet Sean Soviet Cap, atrotah Caner Math ... purposes only and is not intended to provide tax, legal. or investment advice, Bear Steams is neither soliciting any action based on such information, nor endorsing any recommendation or opinion ... certain companies covered by the Firm's research is available to customers of Bear Steams at no cost. Customers can access this research at wow hewsreems rem or can call

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321534.pdf

EFTA01321456Set 10

2003-12-3178p14,931w

MOLLY OANtO SUOMIXARY OFFICE SERVICING YOUR ACCOUNT am Sans Sect on Cap. Bear. Steams 6 Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Dw Mentatn Craw Soli ... EFTA01321458 CLEAREO 0410UOT IS We01.1.Y &AEI) SULTSCANY OFFICE StilVitew YOUR ACCOUNT Bear. Steams & Co. Inc. Ilete. Stein Scenes On. BEAR 383 Macison Avenue New York. New Yak 10179 Ore IlenteCh ... CLDACD 1HICOCOI YAWN OS 812251Way OFFICE SERVICING YOUR ACCOUNT W, Ron Seaman Cop Beer. Steams & Co. Inc. BUR 383 Manson AVOW Now York. New WA 10179 Ov IkticOich Carnet

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321456.pdf

EFTA01324702Set 10

58p12,473w

V1.43 EFTA01324704 CLF.ARED 1141101-CH ITS WAgµY OWED SUSSMAN"( OFFICE SERVICING YOUR ACCOUNT Sew. Steams a Co. Inc. but Stun Seam Cap BEAR 383 Madison Avenue New Y New York ... EFTA01324705 WAS° MOONS ITS wyesuy cmivE0 SUOSIYARy OFFICE SERVICING YOUR ACCOUNT Bear. Steams a Co. Inc. Des. Swans SANAS Cap BEAR 383 Atacbson Avant.. N Y York ... CASH EQUIVALENTS 5516.440 -n EQUMES C Equities & Options in The research ratings for Bear Steams (BSC) are shcrarn for certain secuities covered by the BSC Equity Research Department. The fist

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324702.pdf

EFTA01320897Set 10

2002-10-01192p42,080w

CONFIDENTIAL EFTA_00223402 EFTA01320897 AWARD) ThetOLA3m iivnOLLY OrnED SaA0Nrir CifICE MEWING YOUR ACCOUNT Bear. Steams b Co. Inc. Am Sten Secultes Cap. One vsoomen Cerny NAM BEAR 383 Morison Avenue ... EFTA01320899 came) n4toann rts nmotty onten SueslOWEY OFFICE SERVICING YOUR ACCOUNT Bea. Steams & Co. Inc. kit Urn Stolle) Carp. Ore Veratech Cott Win BEAR 383 Medium Avenue Roder ... EFTA01320901 .LNICD 714SOUGH as wHa.LT °AWED SLISSOARr Ornct SERVO% YOUR ACCOUNT Bear. Steams & Co. Inc. Ur. Downs Seortes CDR. Coe EKED)-Corm Matti BEAR 363 Mad6on Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01320897.pdf

EFTA01322030Set 10

80p14,580w

114ROUOM IS WA3LAY COWED litlitSOVAY OFFICE SERVICNO YOUR ACCOUNT U. Stems Simnel Cab Bear. Steams & Co. Inc. BUR 383 Mattson Avenue New York. New Yak 10179 Ore Weeroledi COOL None ... V519 EFTA01322032 WARS) DOWN ITS N.OLLY OwNEO StAISCANY OFFICE SERVICING YOUR ACCOUNT Bear. Steams 8 Co. Inc. ate Sums Smelt Oyu BEAR 383 NIECISC71 Avenue New York. New York ... Vistur Cote sussomtv OFFICE SERVICING YOUR ACCOUNT Boat. Sawn fain Co',. Bear. Steams & Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Ore latemen Center Mai, tecce8a

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322030.pdf

EFTA01322192Set 10

2003-12-0188p16,590w

EFTA01322192 CLEASSO "MEW* ITS 241*254 0.020 SUBSSCIARV OFFICE SERVICroG YOUR ACCOUNT Bear. Steams & Co. Inc. Seas. Samna Sonatas Carps Cat MMUS, Carts Nati BEAR 383 Madison Avenue *Tuft ... VIII TELZSEOCINDANGS EFTA01322194 o.oaw InItOt.n/i n voictre One° aniDNItY OFFICE SUNK** YOUR ACCOUNT Bear. Steams & Co. Inc liw. Storrs Semen Cap. Cat Parcae. Gym Non BEAR 383 Madtson Avenue en/irk ... ANOS EFTA01322196 CLEARED TI-ROACK iTS ?MQU.V 0wsE0 Sonistver. OFFICE SERVICING YOUR ACCOLPIt Bear. Steams 6 Co. Inc. Belt. Slums Siena. Corp. CAN iharotem Crew Wm, BEAR 383 Madison Meat

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322192.pdf

EFTA00195303Set 9

1991-12-2668p12,618w

Statements EFTA00195303 CLEARED THROUGH ITS ViHOU.Y 01MYED $11B901Ariv OFFICE SERVICING YOUR ACCOUNT Steams SMARR GOO. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Clroo Mettotech ... Clem Sonic*. at 800E04-14211: a veto to Clam SONIC.. a Bow. Steam Sccumes Tess statement shose5 be retained for your records See reverses,* for orporton ricematce ... V003 EFTA00195305 CLEARED THROUGH ITS IMICUY (AWED SLISSIDIAAv OFFICE SERVICING YOUR ACCOUNT SW. steams se:wives coin Bear. Stearns & Co. Inc. BUR 383 Madison Avenue New YY New York

https://www.justice.gov/epstein/files/DataSet%209/EFTA00195303.pdf

EFTA01322110Set 10

2003-01-0182p14,985w

CONFIDENTIAL EFTA 00225339 Ciimmo 11410001 FTS %HOLLY ~CD SUIASOMAY OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. Me Swami Semmes en BEAR 383 MadIsm AY011L10 New York New York ... VOLE ACCOUNT Co CLEARED Titres vox:at ire SIASRMARY au Stan SecirROS Cay. Bear. Steams 6 Co. Inc. BEAR 383 Madison Avenue New York, New Yoh 10179 One — Brae," Orme ... VS39 EFTA01322113 CUAR03 ~WON rra ...Cur ~CD etitiSa».RY 0ErICE SERVICING YOUR ACCOUNT Bear, Steams d Co. Inc. Ns. 399,99 Secants Cap. BEAR 383 Madison Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322110.pdf

EFTA01320297Set 10

1991-12-2646p9,652w

EFTA 00,,,80, CLEARED THROUGH ITS WHOLLY UMW SLIIIIIIMRT OFFICE SERVIONG YOUR ACCOUNT Bear. Steams & Co. Inc. Oast. Ron Sweets Cs BEAR 383 Madison Avenue a - ant Carer ... EFTA01320300 CLIAMED THROUGH n WITCALY OMEGO SULTIOMERT emu SERVICING TOUR ACCOUNT Bete. Steams & Co. Inc. M. Stearn swedes Cc. BEAR 383 Madden Avenue New YEWII. New YOik 10179 Oro PAtinexn ... CASH EQUIVALENTS 5271.118 -n EOUMES C Equities & Options in The research ratings for Bear Steams (BSC) are sham for certain securities covered by the BSC Equity Research Department. The first

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01320297.pdf