Epstein Files Search

EFTA00316714Set 9

2009-02-27347p119,473w

Document 102 Filed 02/27/09 Page 3 of 347 b. Bear Steams' Valuation Models Were Misleading 25 c. The Importance of Value at Risk Models 27 d. Bear Steams' Value ... Models Were Misleading 30 2. Bear Stearns' Impoverished Risk Management Program 31 F. Bear Steams Hides its Mounting Exposure to Loss 33 1. Early Wamings 33 2. Bear Steams' Deception ... Accounting Standards 76 I. GAAP Overview 76 2. Fraud Risk Factors Present at Bear Steams 79 a. Fraud Risk Factors Applicable to Depository and Lending Institutions 79 b. Risk Factors

https://www.justice.gov/epstein/files/DataSet%209/EFTA00316714.pdf

EFTA00722107Set 9

2008-06-0220p6,099w

sole shareholder of Financial Trust. Epstein has had a relationship with Bear Steams beginning in 1976. Since 1981, Epstein has conducted hundreds of millions of dollars in transactions with Bear ... Steams for his own, as well as his clients', accounts and he conducted this business with the senior management of Bear Stearns. 7. At or about the time ... events in question, Financial Trust owned and held 120,000 shares of Bear Steams stock in a brokerage account maintained at Merrill Lynch, Account No. 5AX-07000 (the "Merrill Lynch

https://www.justice.gov/epstein/files/DataSet%209/EFTA00722107.pdf

EFTA01261001Set 9

94p20,280w

THOMAS VI 00802.1348 O m Pursuant to your previously issued instructions. Bear Steams Securities Corp. provides duplicate monthly statements an /0 transaction cceirmations to the third parties fisted ... ASKO SIAMOIARY OFFICE SERVICING YOUR ACCOUNT BA Sten Saito* c Bear. Steams & Co. Inc. BEAR 383 Mahson Avenue New Yoh. New Yht 10179 ae swum Allot ... REARED nntmicel IT 90,049 On0W St232+0ARY Orra SERVICING YOUR ACCOUNT Bear Steam Sparnts Cap. Boar. Stearns & Co. Inc. BEAR 383 Madison Avenue od 10179 CritMencenh Cedar Ruth

https://www.justice.gov/epstein/files/DataSet%209/EFTA01261001.pdf

EFTA00300203Set 9

20p5,701w

COUQ") (collectively, "Claimants"), submit the following amended statement of their claims against The Bear Steams Companies, Bear Stearns & Co., Bear Steams Asset Management ("BSAM"), and Warren Spector ("Spector") (collectively "Bear ... Steams"). These claims arise out of the collapse in the summer of 2007 of a group of hedge funds managed by Bear Stearns. Claimants invested $40 million in these funds ... private foundation managed by Epstein. EFTA00300203 3. Epstein started his investment career at Bear Steams, and after his departure, remained an important client and trusted friend to many senior executives

https://www.justice.gov/epstein/files/DataSet%209/EFTA00300203.pdf

EFTA01324366Set 10

2002-12-3186p16,930w

EFTA,228303 maw adaptor in YOIOIAN 0191,90 BEawDMW WIC( SERVICING ICOR ACCOUNT Bear. Steams & Co. Inc. lee. Steers SKLAMS Cap. BEAR 383 Matson Avenue New York. New Nock ... WIOU1311 Os Ientur Wee Suinann OtTICE SERVICNG YOUR ACCOUNT bes. Swann Scam COO. Bees. Steams & Co. Inc. t.ftNot BEAR 383 Medson Avenue New York. New York 10179 Oft usuotoch Inxftn ... i0uCal ITS ?MOLLY OwNED SueSecar OFFICE SERVICING YOUR ACCOUNT Seat Slums Starbes C. Boar. Steams & Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Colt litottech twist

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324366.pdf

EFTA01321456Set 10

2003-12-3178p14,931w

MOLLY OANtO SUOMIXARY OFFICE SERVICING YOUR ACCOUNT am Sans Sect on Cap. Bear. Steams 6 Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Dw Mentatn Craw Soli ... EFTA01321458 CLEAREO 0410UOT IS We01.1.Y &AEI) SULTSCANY OFFICE StilVitew YOUR ACCOUNT Bear. Steams & Co. Inc. Ilete. Stein Scenes On. BEAR 383 Macison Avenue New York. New Yak 10179 Ore IlenteCh ... CLDACD 1HICOCOI YAWN OS 812251Way OFFICE SERVICING YOUR ACCOUNT W, Ron Seaman Cop Beer. Steams & Co. Inc. BUR 383 Manson AVOW Now York. New WA 10179 Ov IkticOich Carnet

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321456.pdf

EFTA00195303Set 9

1991-12-2668p12,618w

Statements EFTA00195303 CLEARED THROUGH ITS ViHOU.Y 01MYED $11B901Ariv OFFICE SERVICING YOUR ACCOUNT Steams SMARR GOO. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Clroo Mettotech ... Clem Sonic*. at 800E04-14211: a veto to Clam SONIC.. a Bow. Steam Sccumes Tess statement shose5 be retained for your records See reverses,* for orporton ricematce ... V003 EFTA00195305 CLEARED THROUGH ITS IMICUY (AWED SLISSIDIAAv OFFICE SERVICING YOUR ACCOUNT SW. steams se:wives coin Bear. Stearns & Co. Inc. BUR 383 Madison Avenue New YY New York

https://www.justice.gov/epstein/files/DataSet%209/EFTA00195303.pdf

EFTA01322030Set 10

80p14,580w

114ROUOM IS WA3LAY COWED litlitSOVAY OFFICE SERVICNO YOUR ACCOUNT U. Stems Simnel Cab Bear. Steams & Co. Inc. BUR 383 Mattson Avenue New York. New Yak 10179 Ore Weeroledi COOL None ... V519 EFTA01322032 WARS) DOWN ITS N.OLLY OwNEO StAISCANY OFFICE SERVICING YOUR ACCOUNT Bear. Steams 8 Co. Inc. ate Sums Smelt Oyu BEAR 383 NIECISC71 Avenue New York. New York ... Vistur Cote sussomtv OFFICE SERVICING YOUR ACCOUNT Boat. Sawn fain Co',. Bear. Steams & Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Ore latemen Center Mai, tecce8a

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322030.pdf

EFTA01322110Set 10

2003-01-0182p14,985w

CONFIDENTIAL EFTA 00225339 Ciimmo 11410001 FTS %HOLLY ~CD SUIASOMAY OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. Me Swami Semmes en BEAR 383 MadIsm AY011L10 New York New York ... VOLE ACCOUNT Co CLEARED Titres vox:at ire SIASRMARY au Stan SecirROS Cay. Bear. Steams 6 Co. Inc. BEAR 383 Madison Avenue New York, New Yoh 10179 One — Brae," Orme ... VS39 EFTA01322113 CUAR03 ~WON rra ...Cur ~CD etitiSa».RY 0ErICE SERVICING YOUR ACCOUNT Bear, Steams d Co. Inc. Ns. 399,99 Secants Cap. BEAR 383 Madison Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322110.pdf

EFTA00195371Set 9

1991-12-2645p9,329w

Statements EFTA00195371 CLEARED THROUGH ITS WIICUY OWED SWOT/MAY OFFICE SERVICING YOUR ACCOUNT Seer. Steams WORM GOO. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue One Netrateca COMO! North Bros ... EFTA00195374 CLEARED THROUGH ITS WHOLLY OWED SUMMER. OFFICE SERVING YOUR AC/OriNT ENV. Steams Servings Corn Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Ono Marotoch ... TOTAL CASH & CASH EQUIVALENTS $271.118 EQUITIES Equities & Options The research ratings for Bear Steams (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating

https://www.justice.gov/epstein/files/DataSet%209/EFTA00195371.pdf

EFTA00200981Set 9

94p19,281w

THOMAS VI 00802-1348 OW' third Pursuant to your previously issued instructions, Bear Steams Securities Corp. provides duplicate monthly statements and/or transaction confirmations to the parties listed on the cover ... EQUIVALENTS $5,051,800 5257,642 EQUITIES Equities & Options The research ratings for Bear Steams (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first ... purposes only and is not intended to provide tax, legal, or investment advice. Bear Steams is neither soliciting any action based on such information, nor endorsing any recommendation or opinion

https://www.justice.gov/epstein/files/DataSet%209/EFTA00200981.pdf

EFTA01322744Set 10

1994-08-3064p11,258w

THROUGH ITS VTMOLLY OvmE0 SUBSOMY OFFICE SERVICAG YOUR ACCOUNT Rear Sian. Se011143 co Bear. Steams & Co. Ire. BEAR 383 Madison Avenue New Yea. Nen vo,. 10179 Ow *Math Color Roll ... MOLLY 180483 141880992 CfncE SERVICING YOUR ACCOUNT aw Sun Securnes O30 Bear. Steams & Co. to. BEAR 383 Madison Avenue New Yea. New York 10179 OP VMentA Caller ... certain companies covered by the Firms research Is available to customers of Bear r Steams at no cost. Customers can access this research at vnvw.bearstearrts.com or can call

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322744.pdf

EFTA01321275Set 10

2001-12-1391p16,750w

wROLIT 0.070) WeStoutv OFFICE SERCCING YOUR ACCOUNT Gem. %Pima Stettin Cup. Bear. Steams & Co. Mc. BEAR 383 Madison Avenue one Mencech Cede MOM Mew York II 207.3850 STEARNS ... VIMOLLY 0060) SOSSIWAY OFFICE SERVICING 0S/R ACCOUNT Mar. Stews Secalet Cap. BEAR Bear. Steams & Co. Inc. 383 Manson Avenue Oro - Carat M baaap.. New Yea 11201.3511 STEARNS Tlaw ... V1.43 EFTA01321280 0./01.0 THROUGN ITS v.HOLL cameo SulattaJtv OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Ix. Bear. SIMMS $40./.1.n cap. BEAR 383 Madison Melia New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321275.pdf

EFTA01324452Set 10

80p15,784w

EFTA01324455 0.1ARLO THP0u0ains %sour ove.M0 Su8SOWPY OFFICE SERVICING YOUR ACCOUNT Bear, Steams & Co. Inc. Saw. Swan Santa cap. BEAR 383 Madison Avenue New Yeek. New York 10179 P‘eptual ... OVME0 baSOLAitf OFFV:E SERviCNG YOUR ACCOUNT Om. Awns Scans On Boar. Steams & Co. Inc. BEAR 383 Madison Avenue New Voce Now York 10179 Cry lleinteth Wee Not tircAvg. INN1bn ... EFTA01324458 CLEARED Tenni ITS WKSLY Ont33 SLOISCOAY OTTCE SCONIMN YOUR ACCOUNT Bear. Steams & Co. Inc. OW. Seen Sewn Cn BEAR 383 Madison Avenue New Yore. New York 10179 line Meinte01

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324452.pdf

EFTA01323548Set 10

1994-02-28172p38,911w

EFTA01323550 CLWEL, nIOUGH n visoct nTIED sea— OFFICE sERVICNG YOUR ACCOUNT Beet, Steams & Co. Inc. Ow. Here StWIDIS Cap. BEAR 383 Madsen Avenue New Yolk, New Yea 10179 Cno Werca0 ... VAIOLLY OM'LD SufsfROPAY IOU SERVICING YOUR ACCOUNT Beat EWES Smelt* Cap. Bear. Steams 6 Co. Inc. BEAR 383 Madison Alvnutt New York. New Yak 10179 One TAMEOMEA One Moth ... 68PLZZOO- V.L43 EFTA01323552 CLEWS TISOInn Wtieua Small SUOSJOSAY Cfnct SERVICNG YOUR ACCOUNT Bar Steam Sprites Bear. Steams & Co. Inc. BUR 383 Madison Avenue N av York 10179 Coo Motcooll

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01323548.pdf

EFTA01324090Set 10

2002-10-06148p30,561w

OPOLCol 118 woNs7 DANE° SuRNORPo CfF10E SERVIC140 YOUR ACCOUIR Mr Scorn Soulte, Cop. Bear. Steams a Co. Inc. BEAR 383 Madison Avenue Coe APpOors Cerra Poih BooPTI ... EFTA01324092 =ARM TsiltOvCS4 nS ,MOLLY OWNED SsAl80altf OTDCE SERVICING YOUR ACCOUNT Bear. Steams & Co. Int. kit Swiss' kinrtses to. BEAR 383 Madison Avenue Yanoich Cava Net Yut 11201.3859 STEARNS York ... SuILSOORY OFFICE SERVICING YOUR ACCOUNT Su•-• Swan Corp. BEAR Bear. Steams & Co. Ix. One 447.44/7 Grew North 383 Madison Mena 07207224 New 101 11200.3859 New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324090.pdf

EFTA00196932Set 9

102p20,536w

EQUIVALENTS $26,289,268 61.340,753 EQUITIES Equities & Options The research ratings for Bear Steams (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first ... purposes only and is not intended to provide tax, legal, or investment advice. Bear Steams is neither soliciting any action based on such information, nor endorsing any recommendation or opinion ... certain companies covered by the Firm's research is available to customers of Bear Steams at no cost. Customers can access this research at wvnv.bearsteams.com or can call

https://www.justice.gov/epstein/files/DataSet%209/EFTA00196932.pdf

EFTA01322280Set 10

2001-12-01102p20,419w

DiROUGN in ~Oar OM« SJUITIORY OFFICE SERVICING YOUR ACCOUNT Den Sawn Swats Cop. Ser. Steams 6 Co. Inc. Bffift 383 Madison Perin Nen York. New York 10179 One INIsoinh Caner ... naaaar rs vaCtLY Orraa.0 SraSiccasw OFFICE SERWING YOUR ACCOUNT ea Sewn Secures Cap. Bear. Steams 8 Co. Nt. BEAR 383 Madison Avenue New York. New York 10179 Me rAtutotar Ceres ... EFTA01322284 REAPED THROUGH ITS amOLLY OANE0 SLESCWIT OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. Beat. Reims Sessila On BEAR 383 Madison Avenue New York. New York 10179 Ow Wawa

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322280.pdf

EFTA00314490Set 9

2009-12-0430p9,885w

C.O.U.Q. Foundation, Inc., Claimants, : FINRA No. 09-979 v. : AMENDED STATEMENT OF The Bear Steams Companies, Bear Stearns & Co., : ANSWER Bear Steams Asset Management, and Warren Spector, : Respondents. X Pursuant ... Jeffrey Epstein. Epstein, a very wealthy individual and a former partner at Bear, Steams & Co., Inc. ("Bear Steams"), is a long-standing customer of Bear Steams and a sophisticated investor ... also maintained a close personal relationship with Jimmy Cayne, Bear Steams' former Chairman and CEO. Until the I Respondent hereby incorporates by reference the Statement of Answer submitted by Respondents

https://www.justice.gov/epstein/files/DataSet%209/EFTA00314490.pdf

EFTA00196734Set 9

90p17,527w

Swan at 50061.114211: a vat to Clam Somas. a BOW. Steam &cum.& Cad. One lAttrolach Carta North. Broollsn, NY. I12014054 Sipc TNE IstothuY Is dialdatalal Sands*. aly era teen Molar ... TOTAL CASH & CASH EQUIVALENTS 565.990.490 $1.121.838 EQUITIES Equities & Options The research ratings for Bear Steams (BSC) are shown for certain securities covered by the Firm's Equity Research Department ... purposes only and is not intended to provide tax, legal or investment advice, Bear Steams is neither soliciting any action based on such information, nor endorsing any recommendation or opinion

https://www.justice.gov/epstein/files/DataSet%209/EFTA00196734.pdf