EFTA01654681Set 10
2020-05-26146p32,789w
Resulting 197.16 Number of 197.16
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN ... Resulting 193.16 Number of 193.16
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED ... Acquired:
Resulting 66019.16 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01654681.pdf
EFTA01086067Set 9
2014-03-03101p34,062w
Morgan. which held $1.5
million in cash, $5.2 million in Apollo Investment Corp.' stock (603,632 shares
with a mean value of $8.66 per share). $0.6 million in Environmental Solutions ... Worldwide (Ticker: ESWW)' stock, $0.9 million in AP Alternative Assets, LP'
stock (28,370 shares with a mean value of $31.92 per share), and $2.4 million in
K12, Inc.' stock ... publicly traded investment company managed by Apollo.
The company is listed on the Amsterdam stock exchange.
• K12, Inc. ("LBW) was received as an in•kind distribution from BFP's investment
https://www.justice.gov/epstein/files/DataSet%209/EFTA01086067.pdf
EFTA01085858Set 9
2015-02-26100p34,196w
Morgan, which held $187,137
in cash, $4.9 million in Apollo Investment Corp.4 stock (603,632 shares with a
mean value of $8.06 per share), $0.9 million in Environmental Solutions ... Worldwide
(Ticker: ESWW)' stock, $0.9 million in AP Alternative Assets, Lr stock (28,730
shares with a mean value of $29.78 per share). Finally, BFP held $1.3 million ... stock (106,026 shares with a mean value of $11.92 per share) as of the
Valuation Date.
Apollo Private Equity Investment Funds: BFP participated in Apollo's PE funds,
specifically
https://www.justice.gov/epstein/files/DataSet%209/EFTA01085858.pdf
EFTA01107056Set 9
2011-06-1639p13,028w
certain of the Investors are purchasing shares of the Company's Series 5
Preferred Stock (the "Series 5 Preferred"), pursuant to that certain Series 5 Preferred Stock Purchase
Agreement ... Investors (the "Prior Investors") are holders of the Company's
Series 1-A Preferred Stock, the Company's Series I -B Preferred Stock, the Company's Series 1-C
Preferred ... Stock (collectively, the "Series 1 Preferred"), the Company's Series 2 Preferred Stock (the
"Series 2 Preferred"), the Company's Series 3 Preferred Stock (the "Series 3 Preferred
https://www.justice.gov/epstein/files/DataSet%209/EFTA01107056.pdf
EFTA01203422Set 9
15p5,398w
STOCK PURCHASE AGREEMENT
THIS STOCK PURCHASE AGREEMENT (the "Agreement') is made and entered into as of
August 2015 by and between Jeffrey Epstein with an address at 6100 Red Hook ... sole owner of all of the issued and outstanding shares of the
capital stock (the "Stock") ofJEGE, INC., a Delaware corporation (the "Company"); and
WHEREAS, the Company owns ... Seller, all of the Seller's right, title and interest in and to
the Stock, so that, upon consummation of such sale and purchase, the Purchaser shall become the
beneficial
https://www.justice.gov/epstein/files/DataSet%209/EFTA01203422.pdf
EFTA01115355Set 9
2011-06-1631p10,076w
ALIPHCOM
SERIES 5 PREFERRED STOCK PURCHASE AGREEMENT
June 16, 2011
December 7, 2011
Deember 15, 2011
May 29, 2012
June _,2012
1221982 v8/SF
EFTA01115355
ALIPHCOM
SERIES 5 PREFERRED STOCK PURCHASE ... AGREEMENT
THIS SERIES 5 PREFERRED STOCK PURCHASE AGREEMENT (the "Agreement") is made
and entered into as of June 16, 2011 by and among AuntCom, a California corporation ... sale and issuance of an aggregate of
11.500.000 shares of its Series 5 Preferred Stock (the "Shares") pursuant to this Agreement: and
WHEREAS, Purchasers desire to purchase, and the Company
https://www.justice.gov/epstein/files/DataSet%209/EFTA01115355.pdf
EFTA01087665Set 9
2011-06-1634p7,098w
actions referred to in such resolutions by unanimous written consent without a
meeting:
COMMON STOCK FINANCING
WHEREAS, the Board believes it is in the best interest of the Company ... aggregate of approximately 515.000.000 pursuant to the issuance and sale of its
Common Stock from time to time (the "Financing").
Now, THEREFORE, BE IT RESOLVED, that the Financing ... form of
Common Stock Purchase Agreement in substantially the form attached hereto as
EXHIBIT A (the "Common Stock Purchase Agreement"), providing for, among other
things. the issuance and sale
https://www.justice.gov/epstein/files/DataSet%209/EFTA01087665.pdf
EFTA00589488Set 9
2013-05-037p1,687w
DRAFT 5/3/13
MEMORANDUM OF TERMS
FOR
PRIVATE PLACEMENT
OF
SERIES B PREFERRED STOCK
OF
ADFIN SOLUTIONS, INC.
The intent of this document is to describe, for negotiation purposes only, some ... fully-diluted basis.
Amount of Financing: $10,000,000
Security: Series B Preferred Stock ("Series B Preferred").
Closing: J, 2013
Use of Proceeds: General working capital
EFTA00589488
Rights, Privileges ... shall be on a pan
passu basis with the Company's Series A Preferred Stock (the
"Series A Preferred" and together with the Series B Preferred,
the "Preferred Stock"). After
https://www.justice.gov/epstein/files/DataSet%209/EFTA00589488.pdf
EFTA01023118Set 9
2018-09-146p3,692w
Advisor to the Company" and issue
to me shares of its Series A Preferred Stock through which I would hold a .40% interest in the new Company on a fully ... basis
after the closing in September 2018 of the Company's Series A Preferred Stock financing. Taking you at your word, in light of what
you assert ... money valuation, after the closing of the Series A Preferred Stock financing in the
amount of $45 MM, my holdings of Series A Preferred Stock in Jawbone Health Hub would
https://www.justice.gov/epstein/files/DataSet%209/EFTA01023118.pdf
EFTA00812041Set 9
2018-12-1128p6,677w
Indicates an Add-On
E Estimated
CAP TABLE HISTORY (as of 11-Dec-2018)
Stock # Of Shares Par Original Liquidation Liquidation Conversion %
Authorized Value Issue Price Pref. Multiple Price Owned ... CEO/Lead Paul
Date Investor 76.00%
Mgt Hennessy
Ownership
% Acquired 18.34% Site New York, NY
Stock Split 1:1
Business Generating
Status Revenue
Deal Synopsis
The company raised $146 million ... necessarily a summation of individual debt figures
Does not include grant funding
E Estimated
Stock Info + Cap Table History
Type of Stock Preferred # of Shares Acquired 8,133,265
Series
https://www.justice.gov/epstein/files/DataSet%209/EFTA00812041.pdf
twelve morels net earnings
The following sets forth the pro forma shareholders equity
Common stock, Class B common stock and Class C common stock
The rights of holders ... common stock, Class B common stock and Class C common stock will be identical, except as discussed below. Any authorized
but unissued shares of our common stock. Class B common ... stock and Class C common stock will be available for issuance by our board of directors without
any further stockholder action.
Voting rights. On all matters voted upon
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378103.pdf
EFTA00083198Set 9
2020-07-0224p11,826w
general partner, Joseph D. Carapico
(together, "Applicants"), both suspended members of the Philadelphia Stock
www.sec.gov
Where the SEC does have ability to waive certain filing delays provided 2 criteria ... related to money laundering shells
CGFIA and APCX? Because Janey, it was NOT "penny stock trading fairies" executing the BILLIONS and BILLIONS
of CGFIA and APCX worthless certs cited ... shocked to find the Swiss banking Giant UBSS was trading many of the same stocks as NITE and to the
extent they were. This came on the heels
https://www.justice.gov/epstein/files/DataSet%209/EFTA00083198.pdf