Epstein Files Search

EFTA00596126Set 9

2007-01-18183p86,669w

Class A Notes has been withdrawn or downgraded by one or more rating subcategories from that in effect on the Closing Date (unless such rating has been reinstated ... Class of Senior Notes has been withdrawn or downgraded by two or more rating subcategories from that in effect on the Closing Date (unless such rating subsequently has been reinstated ... upgraded to at least one rating subcategory below that in effect on the Closing Date), then such Collateral Obligation will be considered a Credit Improved Obligation only

https://www.justice.gov/epstein/files/DataSet%209/EFTA00596126.pdf

EFTA01365301Set 10

1p925w

Class A Notes has been withdrawn or downgraded by one or more rating subcategories from that in effect on the Closing Date (unless such rating has been reinstated ... Class of Senior Notes has been withdrawn or downgraded by two or more rating subcategories from that in effect on the Closing Date (unless such rating subsequently has been reinstated ... upgraded to at least one rating subcategory below that in effect on the Closing Date), then such Collateral Obligation will be considered a Credit Improved Obligation only

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365301.pdf

EFTA01365311Set 10

1p534w

Moody's Equivalent Senior Unsecured Rating shall be the rating which is one subcategory below such Moody's Assigned Rating. or (ii) if such Moody's Assigned Rating is less ... from Moody's. the Moody's Equivalent Senior Unsecured Rating shall be one rating subcategory below such Corporate Family Rating; (f) if the preceding clauses do not apply ... promised). then the Moody's Equivalent Senior Unsecured Rating shall be: (i) one rating subcategory below the Moody's equivalent of such S&P rating

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365311.pdf

EFTA01376119Set 10

1p924w

Class A Notes has been withdrawn or downgraded by one or more rating subcategories from that in effect on the Closing Date (unless such rating has been reinstated ... Class of Senior Notes has been withdrawn or downgraded by two or more rating subcategories from that in effect on the Closing Date (unless such rating subsequently has been reinstated ... upgraded to at least one rating subcategory below that in effect on the Closing Date), then such Collateral Obligation will be considered a Credit Improved Obligation only

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376119.pdf

EFTA01221078Set 9

25p9,846w

whether the information is reported on the forms or in an wastewater in any subcategory covered by a BPT, BCT, or BAT guideline. If you are unsure whether ... your of Office of Water Enforcement and Permits may waive the category or subcategory from the Director, Office of Water requirement to test for pollutants for an industrial category ... Enforcement and Permits. See discussion in General Instructions to subcategory. Your request must be supported by data Item V for definitions of the columns in Pan A. The 'Long Term

https://www.justice.gov/epstein/files/DataSet%209/EFTA01221078.pdf

EFTA01365625Set 10

1p498w

Moody's Equivalent Senior Unsecured Rating shall be the rating which is one rating subcategory higher than such Assigned Moody's Rating, or (ii) if such Assigned Moody's Rating ... Moody's Equivalent Senior Unsecured Rating shall be the rating which is one subcategory below such Assigned Moody's Rating, or (ii) if such Assigned Moody's Rating is less ... from Moody's, the Moody's Equivalent Senior Unsecured Rating shall be one rating subcategory below such Corporate Family Rating: (I) if the preceding clauses do not apply

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365625.pdf

EFTA01376340Set 10

1p497w

Moody's Equivalent Senior Unsecured Rating shall be the rating which is one rating subcategory higher than such Assigned Moody's Rating, or (ii) if such Assigned Moody's Rating ... Moody's Equivalent Senior Unsecured Rating shall be the rating which is one subcategory below such Assigned Moody's Rating, or (ii) if such Assigned Moody's Rating is less ... from Moody's, the Moody's Equivalent Senior Unsecured Rating shall be one rating subcategory below such Corporate Family Rating: (I) if the preceding clauses do not apply

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376340.pdf

EFTA00039357Set 9

2019-08-1210p1,476w

10/11/2019 Allegations Allegation I Negation Category 111 - Inmate - Other On-Duty Misconduct Allegation SubCategory 062A - Endangering the Safety of an Inmate Status Associated Person Arrested? No Charged Offense Convicted ... Legal Action) EFTA00039364 Allegation 2 Megation Category 111 - Inmate - Other On-Duty Misconduct Allegation SubCategory 062A - Endangering the Safety of an Inmate Status Associated Person Arrested? No Charged Offense Convicted ... Other (Legal Action) Allegation 3 Allegation Category 111 - Inmate Other On-Duty Misconduct Allegation SubCategory 054 - Inattention to Duty Status Associated Person Arrested? No Charged Offense Convicted? No Incarcerated

https://www.justice.gov/epstein/files/DataSet%209/EFTA00039357.pdf

EFTA01365624Set 10

1p572w

with respect to a DIP Loan. the rating that is one rating subcategory below the Moody's Obligation Rating thereof. Notwithstanding the foregoing (x) if the Moody's rating ... respectively, such rating or ratings will be adjusted down one subcategory• (if on review for possible downgrade) or up one subcategory (if on review for possible upgrade ... Moody's or S&P. respectively, such rating will be adjusted (i) down two subcategories (if on review for possible downgrade) or one subcategory (if negative outlook

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365624.pdf

EFTA00173658Set 9

2019-08-1210p1,570w

10/11/2019 Allegations Allegation I *negation Category 111 - Inmate - Other On-Duty Misconduct Allegation SubCategory 062A Endangering the Safety of an Inmate Status Associated Person MICHAEL THOMAS Arrested? No Charged Offense ... Legal Action) EFTA00173665 Allegation 2 Allegation Category 111 - Inmate - Other On-Duty Misconduct Allegation SubCategory 062A - Endangering the Safety of an Inmate Status Assodated Person TOVA NOEL Arrested? No Charged ... Other (Legal Action) Allegation 3 Allegation Category 111 - Inmate Other On-Duty Misconduct Allegation SubCategory 054 - Inattention to Duty Status Associated Person MICHAEL THOMAS Arrested? No Charged Offense Convicted

https://www.justice.gov/epstein/files/DataSet%209/EFTA00173658.pdf

EFTA01365629Set 10

1p582w

upgrade by S&P it shall be treated as upgraded by one rating subcategory or (y) on watch for downgrade by S&P it shall be treated as downgraded ... rating subcategory•, unless S&P has notified the Investment Manager in writing that such treatment is no longer requited, (b) if it is a DIP Loan with a rating ... obligor. then the S&P Rating of such Collateral Obligation shall be one subcategory below such rating; and (B) if there is not an issuer credit rating or a rating

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365629.pdf

EFTA01376128Set 10

1p586w

with respect to a Collateral Obligation that is a DIP Loan, one rating subcategory below the Moody's Assigned Rating thereof: and (e) with respect to a Structured Finance Obligation ... upgrade by Moody's, such rating or ratings will be adjusted down one subcategory: (if on watch for downgrade) or up one subcategory (if on watch for upgrade ... either case by two subcategories in the case of a Structured Finance Obligation). "Moody's Equivalent Senior Unsecured Rating": With respect to any Collateral Obligation that is a Loan

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376128.pdf

EFTA01376136Set 10

1p679w

credit watch" list by S&P. such rating will be increased by one rating subcategory or (i) the relevant Obligor or guarantor or obligation is placed on any negative "credit ... watch" list by S&P. such rating will be decreased by one rating subcategory. providedfurther that with respect to any Collateral Obligation or Reference Obligation to which clause ... then the S&P Rating of such Structured Finance Obligation shall be one subcategory below its rating then in effect: (ii) with respect to any Structured Finance Obligation that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376136.pdf

EFTA00131225Set 9

2019-09-18501p112,856w

10/11/2019 Allegations Allegation 1 Allegation Category III - Inmate - Other OniOuty Misconduct Allegation SubCategory 062A - Endangering the Safety of an Inmate Status Associated Person MICHAEL THOMAS Arrested? No Charged Offense Convicted ... Legal Action) EFTA00131249 Allegation 2 Allegation Category III - Inmate - Other On-Duty Misconduct Allegation SubCategory 062A - Endangering the Safety of an Inmate Status Associated Person TOVA NOEL Arrested? No Charged ... Other (legal Action) Allegation 3 Allegation Category 111 - Inmate - Other On-Duty Misamduct Allegation SubCategory 054 - Inattention to Duty Status Associated Person MICHAEL THOMAS Arrested? No Charged Offense Convicted

https://www.justice.gov/epstein/files/DataSet%209/EFTA00131225.pdf

EFTA01365320Set 10

1p680w

credit watch" list by S&P. such rating will be increased by one rating subcategory or (i) the relevant Obligor or guarantor or obligation is placed on any negative "credit ... watch" list by S&P. such rating will be decreased by one rating subcategory. providedfurther that with respect to any Collateral Obligation or Reference Obligation to which clause ... then the S&P Rating of such Structured Finance Obligation shall be one subcategory below its rating then in effect: (ii) with respect to any Structured Finance Obligation that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365320.pdf

EFTA01365310Set 10

1p587w

with respect to a Collateral Obligation that is a DIP Loan, one rating subcategory below the Moody's Assigned Rating thereof: and (e) with respect to a Structured Finance Obligation ... upgrade by Moody's, such rating or ratings will be adjusted down one subcategory: (if on watch for downgrade) or up one subcategory (if on watch for upgrade ... either case by two subcategories in the case of a Structured Finance Obligation). "Moody's Equivalent Senior Unsecured Rating": With respect to any Collateral Obligation that is a Loan

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365310.pdf

EFTA01376382Set 10

1p385w

with respect to a Collateral Obligation that is a DIP Loan, one rating subcategory below the Moody's Assigned Rating thereof; and (e) with respect to a Structured Finance Obligation ... upgrade by Moody's, such rating or ratings will be adjusted down one subcategory (if on watch for downgrade) or up one subcategory (if on watch for upgrade ... either case by two subcategories in the case of a Structured Finance Obligation). "Moody's Equivalent Senior Unsecured Rating": With respect to any Collateral Obligation that is a Loan

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376382.pdf

EFTA01386860Set 10

1p817w

corporate family rating by Moody's, then the Moody's Rating that is one subcategory higher than such corporate family rating; (c) with respect to a Collateral Obligation that ... Moody's Senior Secured Loan, the Moody's Rating that is two subcategories higher than the rating on any such senior unsecured obligation) as selected by the Portfolio Advisor ... corporate family rating by Moody's, then the Moody's Rating that is one subcategory lower than such corporate family rating; (e) with respect to a Collateral Obligation that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386860.pdf

EFTA01365630Set 10

1p668w

except that the S&P Rating of such Collateral Obligation shall be (I) one subcategory below the S&P equivalent of the rating assigned by Moody's if such Collateral ... Obligation is rated "Baa3" or higher by Moody's and (2) two subcategories below the S&P equivalent of the rating assigned by Moody's if such Collateral Obligation ... that the S&P Rating of such Structured Finance Obligation shall be (1) two subcategories below the S&P equivalent of the rating assigned by Moody's if such Structured

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365630.pdf

EFTA01365319Set 10

1p728w

Rating of the Collateral Obligation or Collateral Obligation will be one subcategory below such rating; (b) if there is not a rating by S&P on a senior secured obligation ... Obligor or its guarantor. then the S&P Rating will be one subcategory above such rating; or (iii) if there is neither an issuer credit rating of the Obligor ... above, except that the S&P Rating of such obligation will be (I) one subcategory' below the S&P equivalent of the rating assigned by Moody's if such security

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365319.pdf