Epstein Files Search

EFTA01593408Set 10

2005-09-0149p4,944w

144A 04.5000 03/01/2035 INTEREST CREDIT 09/01/05 ON 500000 BONDS TJX COMPANIES INC NEW SUBSTITUTE DIVIDEND CHARGE 09/01/05 ON -63700 SHARES ALLERGAN INC SUBSTITUTE DIVIDEND CHARGE 09/07/05 ON -860 SHARES ALLERGAN ... SUBSTITUTE DIVIDEND CHARGE 09/07/05 ON -28190 SHARES BARNES GROUP INC SUBSTITUTE DIVIDEND CHARGE 09/09/05 ON -253 SHARES GENERAL MOTORS SUBSTITUTE DIVIDEND CHARGE 09/10/05 ON -98300 SHARES SUPERVALU INC SUBSTITUTE DIVIDEND ... CHARGE 09/15/05 ON -26250 SHARES CSX CORPORATION SUBSTITUTE DIVIDEND CHARGE 09/15/05 ON -7730 SHARES DUKE ENERGY CORP SUBSTITUTE DIVIDEND CHARGE 09/16/05 ON -77260 SHARES CENTERPOINT ENERGY INC SUBSTITUTE DIVIDEND CHARGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593408.pdf

EFTA01593934Set 10

2006-06-0141p4,105w

CHGD 03 06/15/06 SUBST CHGD 03 06/15/06 SUBST CHGD DESCRIPTION TJX COMPANIES INC NEW SUBSTITUTE DIVIDEND CHARGE 06/01/06 ON -35776 SHARES AMERICAN FINL GROUP INC CVT 01.4861 06/02/2033 INTEREST CREDIT ... 06/02/06 ON 2000000 BONDS EDO CORPORATION SUBSTITUTE DIVIDEND CHARGE 06/02/06 ON -20645 SHARES CENTERPOINT ENERGY INC CASH DIVIDEND CREDIT 06/09/06 ON 6500 SHARES UNISOURCE ENERGY CORP HLDGS CO SUBSTITUTE DIVIDEND ... CHARGE 06/09/06 ON -8665 SHARES CENTERPOINT ENERGY INC SUBSTITUTE DIVIDEND CHARGE 06/09/06 ON -131147 SHARES GENERAL MOTORS SUBSTITUTE DIVIDEND CHARGE 06/10/06 ON -58950 SHARES ALLERGAN INC CASH DIVIDEND CREDIT 06/13/06

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593934.pdf

EFTA01582225Set 10

2005-09-011p212w

09/01/05 ON 500000 BONDS 03 09/01/05 SUBST CHGD TJX COMPANIES INC NEW 3,822.00 SUBSTITUTE DIVIDEND CHARGE 09/01/05 ON -63700 SHARES 01 09/07/05 SUBST CHGD ALLERGAN INC 86.00 SUBSTITUTE DIVIDEND ... CHARGE 09/07/05 ON -860 SHARES 03 09/07/05 SUBST CHGD ALLERGAN INC 2,819.00 SUBSTITUTE DIVIDEND CHARGE 09/07/05 ON -28190 SHARES 03 09/09/05 SUBS? CHGD BARNES GROUP INC 55.66 SUBSTITUTE DIVIDEND ... CHARGE 09/09/05 ON -253 SHARES 03 09/12/05 SUBST CHGD GENERAL MOTORS 49,150.00 SUBSTITUTE DIVIDEND CHARGE 09/10/05 ON -98300 SHARES 03 09/15/05 SUBS? CHGD SUPERVALU INC 4,265.63 SUBSTITUTE DIVIDEND

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582225.pdf

EFTA01582579Set 10

2006-06-011p224w

TRANSACTION DESCRIPTION DEBIT CREDIT 03 06/01/06 SUBST CHGD TJX COMPANIES INC NEN 2,504.32 SUBSTITUTE DIVIDEND CHARGE 06/01/06 ON -35116 SHARES 01 06/02/06 INTEREST AMERICAN FINL GROUP ... 06/02/2033 INTEREST CREDIT 06/02/06 ON 2000000 BONDS 03 06/02/06 SUBST CHGD EDO CORPORATION 619.35 SUBSTITUTE DIVIDEND CHARGE 06/02/06 ON -20645 SHARES 01 06/09/06 DIVIDEND CENTERPOINT ENERGY INC 915.00 CASH DIVIDEND ... SHARES 03 06/09/06 SUBST CHGD UNISOURCE ENERGY CORP HLDGS CO 1,819.65 SUBSTITUTE DIVIDEND CHARGE 06/09/06 ON -8665 SHARES 03 06/09/06 SUBST CHGD CENTERPOINT ENERGY INC 19,612.05 SUBSTITUTE DIVIDEND

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582579.pdf

EFTA01593617Set 10

2005-10-0151p5,116w

SALES EFTA01593651 FOR THE MONTH OF SEPTEMBER INTEREST CREDIT UNISOURCE ENERGY CORP HLDGS CO SUBSTITUTE DIVIDEND CHARGE 10/03/05 ON -8665 SHARES 1,646.35 73,412.44 DEBIT 133,211.03 CREDIT ... 10/17/05 SUBST CHGD 03 10/25/05 SUBST CHGD 03 10/31/05 SUBST CHGD DESCRIPTION PPL CORP SUBSTITUTE DIVIDEND CHARGE 10/01/05 ON -113480 SHARES FRANKLIN RESOURCES INC SUBSTITUTE DIVIDEND CHARGE 10/14/05 ... 04/15/2025 INTEREST CREDIT 10/15/05 ON 2000000 BONDS HCC INSURANCE HOLDINGS INC SUBSTITUTE DIVIDEND CHARGE 10/17/05 ON -66560 SHARES INTERNATIONAL GAME TECHNOLOGIES SUBSTITUTE DIVIDEND CHARGE 10/25/05 ON -35800 SHARES RPM INCORPORATED

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593617.pdf

EFTA01582314Set 10

2005-12-011p180w

TYPE DATE TRANSACTION DESCRIPTION DEBIT CREDIT 03 12/12/05 SUBS? CHGD GENERAL MOTORS 49,150.00 SUBSTITUTE DIVIDEND CHARGE 12/10/05 ON -98300 SHARES 03 12/12/05 SUBST CHGD ALLERGAN INC 3,629.40 SUBSTITUTE ... DIVIDEND CHARGE 12/12/05 ON -36294 SHARES 03 12/15/05 SUBS,' CHGD SUPERVALU INC 3,435.25 SUBSTITUTE DIVIDEND CHARGE 12/15/05 ON -21140 SHARES 03 12/15/05 SUBST CHGD CSX CORPORATION 1,292.72 SUBSTITUTE ... CREDIT 12/16/05 ON 3010 SHARES 03 12/16/05 SUBST CHGD DUKE ENERGY CORP 21,901.81 SUBSTITUTE DIVIDEND CHARGE 12/16/05 ON -70651 SHARES 03 12/27/05 SUBST CHGD UNISOURCE ENERGY CORP HLDGS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582314.pdf

EFTA01593869Set 10

2006-10-0132p3,478w

REBATE ON SHORT SALES FOR THE MONTH OF SEPTEMBER INTEREST CREDIT PPL CORP SUBSTITUTE DIVIDEND CHARGE 10/01/06 ON -116105 SHARES UNISOURCE ENERGY CORP HLDGS CO SUBSTITUTE DIVIDEND CHARGE 10/10/06 ... SHARES HCC INSURANCE HOLDINGS INC SUBSTITUTE DIVIDEND CHARGE 10/13/06 ON -72460 SHARES AMERICAN FINL GROUP INC SUBSTITUTE DIVIDEND CHARGE 10/25/06 ON -21490 SHARES RPM INCORPORATED SUBSTITUTE DIVIDEND CHARGE 10/31/06

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593869.pdf

EFTA01593901Set 10

2006-09-0133p3,434w

CORP CVT 144A 04.5000 03/01/2035 INTEREST CREDIT 09/01/06 ON 500000 BONDS CENTERPOINT ENERGY INC SUBSTITUTE DIVIDEND CHARGE 09/08/06 ON -152347 SHARES GENERAL MOTORS SUBSTITUTE DIVIDEND CHARGE 09/09/06 ON -58950 SHARES ... CORPORATION SUBSTITUTE DIVIDEND CHARGE 09/15/06 ON -30738 SHARES EDO CORPORATION SUBSTITUTE DIVIDEND CHARGE 09/22/06 ON -18345 SHARES 550.35 3,073.80 14,737.50 EFTA01593924

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593901.pdf

EFTA01594006Set 10

2006-04-0151p5,189w

04/07/06 SUBST CHGD 01 04/13/06 ADJUSTMENT INTEREST CHARGE INTERNATIONAL FEES 03-2006 PPL CORP SUBSTITUTE DIVIDEND CHARGE 04/01/06 ON -109990 SHARES EDO CORPORATION SUBSTITUTE DIVIDEND CHARGE 04/07/06 ON -23145 SHARES ... 04/15/2025 INTEREST CREDIT 04/15/06 ON 2000000 BONDS HCC INSURANCE HOLDINGS INC SUBSTITUTE DIVIDEND CHARGE 04/14/06 ON -72760 SHARES 5,457.00 EFTA01594042 ... TRANSACTION 03 04/25/06 SUBST CHGD 03 04/28/06 SUBST CHGD DESCRIPTION AMERICAN FINL GROUP INC SUBSTITUTE DIVIDEND CHARGE 04/25/06 ON -20770 SHARES RPM INCORPORATED SUBSTITUTE DIVIDEND CHARGE 04/28/06 ON -58860 SHARES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01594006.pdf

EFTA01593687Set 10

2007-01-0129p3,175w

DECEMBER INTEREST CREDIT PPL CORP CASH DIVIDEND CREDIT 01/01/07 ON 37214 SHARES PPL CORP SUBSTITUTE DIVIDEND CHARGE 01/01/07 ON -41799 SHARES 11,494.73 DEBIT 58,561.94 EFTA01593707 ... 07/15/23 03.3750 07/15/2023 INTEREST CREDIT 01/15/07 ON 700000 BONDS HCC INSURANCE HOLDINGS INC SUBSTITUTE DIVIDEND CHARGE 01/15/07 ON -72960 SHARES AMERICAN FINL GROUP INC SUBSTITUTE DIVIDEND CHARGE 01/25/07 ... SHARES RPM INCORPORATED SUBSTITUTE DIVIDEND CHARGE 01/31/07 ON -71497 SHARES 12,511.98 3,381.00 7,296.00 DEBIT CREDIT 11,812.50 PAGE 736FY UNDISCLOSED 01/01/07 TO 01/31/07 14 OF 16 CREDIT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593687.pdf

EFTA01593841Set 10

2006-12-0128p3,134w

CREDIT CELG 1.75 06/01/08 01.7500 06/01/2008 INTEREST CREDIT 12/01/06 ON 625000 BONDS EDO CORPORATION SUBSTITUTE DIVIDEND CHARGE 12/01/06 ON -18345 SHARES AMERICAN FINL GROUP INC CVT 01.4861 06/02/2033 INTEREST CREDIT ... 12/02/06 ON 2000000 BONDS CENTERPOINT ENERGY INC SUBSTITUTE DIVIDEND CHARGE 12/08/06 ON -183249 SHARES CSX CORPORATION SUBSTITUTE DIVIDEND CHARGE 12/15/06 ON -33438 SHARES UNISOURCE ENERGY CORP HLDGS CO SUBSTITUTE DIVIDEND

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593841.pdf

EFTA01582335Set 10

2005-10-011p188w

TYPE DATE TRANSACTION DESCRIPTION DEBIT CREDIT 03 10/03/05 SUBST CHGD PPL CORP 28,370.00 SUBSTITUTE DIVIDEND CHARGE 10/01/05 ON -113480 SHARES 03 10/14/05 SUBST CHGD FRANKLIN RESOURCES ... SUBSTITUTE DIVIDEND CHARGE 10/14/05 ON -26100 SHARES 01 10/17/05 INTEREST AMYLIN PHARMACEUTICALS INC SR 12,500.00 02.5000 04/15/2011 INTEREST CREDIT 10/15/05 ON 1000000 BONDS 01 10/17/05 INTEREST WALT DISNEY COMPANY ... 10/15/05 ON 2000000 BONDS 03 10/17/05 SUBST CHGD HCC INSURANCE HOLDINGS INC 4,992.00 SUBSTITUTE DIVIDEND CHARGE 10/17/05 ON -66560 SHARES 03 10/25/05 SUBST CHGD INTERNATIONAL GAME TECHNOLOGIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582335.pdf

EFTA01593806Set 10

2006-08-0135p3,769w

08/01 144A 02.2500 08/01/2012 INTEREST CREDIT 08/01/06 ON 125000 BONDS MASCO CORP SUBSTITUTE DIVIDEND CHARGE 08/07/06 ON -5223 SHARES CBRL GROUP INC SUBSTITUTE DIVIDEND CHARGE 08/08/06 ON -6432 SHARES VORNADO ... REALTY TR SUBSTITUTE DIVIDEND CHARGE 08/22/06 ON -15783 SHARES 12,626.40 836.16 1,149.06 1,406.25 527.46 DEBIT 111,938.82 79,776.34 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593806.pdf

EFTA01582599Set 10

2006-01-011p228w

DIVIDEND CREDIT 01/05/06 ON 2646 SHARES 03 01/05/06 SUBST CHGD INTERNATIONAL GAME TECHNOLOGIES 330.75 SUBSTITUTE DIVIDEND CHARGE 01/05/06 ON -2646 SHARES 03 01/06/06 SUBST CHGD THE WALT DISNEY ... SUBSTITUTE DIVIDEND CHARGE 01/06/06 ON -18750 SHARES 03 01/06/06 SUBST CHGD EDO CORPORATION 720.00 SUBSTITUTE DIVIDEND CHARGE 01/06/06 ON -24000 SHARES 03 01/13/06 SUBST CHGD HCC INSURANCE HOLDINGS ... SUBSTITUTE DIVIDEND CHARGE 01/13/06 ON -70080 SHARES 01 01/17/06 ADJUSTMENT WYETH NOTE SR CVT FR 33,937.78 04.2387 01/15/2024 INTEREST CREDIT 01/15/06 ON 2000000 BONDS REVERSAL 01 01/17/06 INTEREST WYETH

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582599.pdf

EFTA01582313Set 10

2005-12-011p212w

12/01/05 ON 625000 BONDS 03 12/01/05 SUBST CHGD TJX COMPANIES INC NEN 3,215.40 SUBSTITUTE DIVIDEND CHARGE 12/01/05 ON -53590 SHARES 03 12/01/05 SUBST CHGD WYETH 3,310.00 SUBSTITUTE DIVIDEND ... DIVIDEND CREDIT 12/09/05 ON 10000 SHARES 03 12/09/05 SUBST CHGD BARNES GROUP INC 55.66 SUBSTITUTE DIVIDEND CHARGE 12/09/05 ON -253 SHARES 03 12/09/05 SUBST CHGD CENTERPOINT ENERGY ... SUBSTITUTE DIVIDEND CHARGE 12/09/05 ON -149200 SHARES CREDIT FIRST CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE TEL FAX SUISSE I BOSTON NEW YORK, NY 10010-3629 Confidential Treatment Requested

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582313.pdf

EFTA01582561Set 10

2006-07-011p210w

INTEREST CHARGE INTERNATIONAL FEES 06-2006 03 07/03/06 SUBST CHGD PPL CORP 29,530.05 SUBSTITUTE DIVIDEND CHARGE 07/01/06 ON -107382 SHARES 03 07/14/06 SUBST CHGD HCC INSURANCE HOLDINGS ... SUBSTITUTE DIVIDEND CHARGE 07/14/06 ON -72460 SHARES 01 07/17/06 INTEREST GENERAL MTRS CORP CV C 33 117,187.50 06.2500 07/15/2033 INTEREST CREDIT 07/17/06 ON 150000 SHARES 01 07/17/06 INTEREST ... 07/15/06 ON 700000 BONDS 03 07/25/06 SUBST CHGD AMERICAN FINL GROUP INC 2,872.38 SUBSTITUTE DIVIDEND CHARGE 07/25/06 ON -20890 SHARES 03 07/31/06 SUBST CHGD RPM INCORPORATED 9,174.40 SUBSTITUTE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582561.pdf

EFTA01582461Set 10

2006-12-011p194w

06/01/2008 INTEREST CREDIT 12/01/06 ON 625000 BONDS 03 12/01/06 SUBST CHGD EDO CORPORATION 550.35 SUBSTITUTE DIVIDEND CHARGE 12/01/06 ON -18345 SHARES 01 12/04/06 INTEREST AMERICAN FINL GROUP ... CREDIT 12/02/06 ON 2000000 BONDS 03 12/08/06 SUBST CHGD CENTERPOINT ENERGY INC 27,487.35 SUBSTITUTE DIVIDEND CHARGE 12/08/06 ON -183249 SHARES 03 12/15/06 SUBST CHGD CSX CORPORATION 3,343.60 SUBSTITUTE ... SHARES 03 12/27/06 SUBST CHGD UNISOURCE ENERGY CORP HLDGS CO 1,725.15 SUBSTITUTE DIVIDEND CHARGE 12/27/06 ON -6215 SHARES CREDIT SUISSE SECURITIES (USA) LLC TEL: li!t ELEVEN MADISON AVENUE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582461.pdf

EFTA01425313Set 10

2018-10-1134p8,972w

Entities" and "Material United States Federal Income Tax Considerations—Non-U.S. Holders Generally— Substitute Dividend and Dividend Equivalent Payments," we currently do not intend to treat coupons paid ... discussed under "Material United States Federal Income Tax Considerations—Non-U.S. Holders Generally— Substitute Dividend and Dividend Equivalent Payments" in the accompanying product supplement, Section

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425313.pdf

EFTA01378985Set 10

2021-01-011p987w

Entities" and "Material United States Federal Income Tax Considerations—Non-U.S. Holders Generally— Substitute Dividend and Dividend Equivalent Payments," we currently do not intend to treat coupons paid ... discussed under "Material United States Federal Income Tax Considerations—Non-U.S. Holders Generally— Substitute Dividend and Dividend Equivalent Payments" in the accompanying product supplement, Section

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378985.pdf

EFTA01593563Set 10

2005-11-0154p5,367w

CHARGE REBATE ON SHORT SALES FOR THE MONTH OF OCTOBER INTEREST CREDIT MASCO CORP SUBSTITUTE DIVIDEND CHARGE 11/07/05 ON -25876 SHARES CBRL GROUP INC SUBSTITUTE DIVIDEND CHARGE 11/08/05 ... 05/15/2023 INTEREST CREDIT 11/15/05 ON 2000000 BONDS VORNADO REALTY TR SUBSTITUTE DIVIDEND CHARGE EFTA01593599 11/18/05 ON -12233 SHARES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593563.pdf