""Such Securities"" — Epstein Files Search

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EFTA01422410Set 10

2011-06-22369p87,774w

Definitions 2 Section 1.2. Assumptions as to Collateral Obligations, Etc. 56 ARTICLE II THE SECURITIES Section 2.1. Forms Generally 59 Section 2.2. Authorized Amount; Interest Rate; Stated Maturity; Denominations ... Registration, Registration of Transfer and Exchange. 62 Section 2.5. Transfer and Exchange of Securities 64 Section 2.6. Mutilated, Defaced, Destroyed, Lost or Stolen Securities 76 Section 2.7. Payments in Respect ... Securities; Rights Reserved 77 Section 2.8. Cancellation 80 Section 2.9. Funds for Payments to be Held in Trust 80 Section 2.10. Definitive Securities In Event Depository No Longer Available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422410.pdf

EFTA00188126Set 9

2007-05-1545p8,923w

THIS FORM SERVES TWO PURPOSES: PART I acknowledges the recording of a security conveyance covering the collateral shown. PART II is a suggested form of release which may be used ... Real Estate Exchange, Inc. 2001 JAN 25 API 9 02 NAME and ADDRESS OF SECURED PARTY/ASSIGNEE Limited Service Corporation do Timothy P. Stehle FEDERAL AVIATION The Limited, Inc. ADMINISTRATION ... International Gateway Columbus, Ohio 43219 SEE RECORDED CONVEYANCE NAME OF SECURED PARTY'S ASSIGNOR (If assigned) WA ..L_2L. 2/3 0 ., NUMBER ficHEekil?-1___PAGES 39 al FAA REGISTRATION AIRCRAFT

https://www.justice.gov/epstein/files/DataSet%209/EFTA00188126.pdf

EFTA01462408Set 10

2014-03-0274p15,877w

performance) ADNC (Motion Q), slightly more cautious on CSCO (SP execution) BBRY (increasing security competition) and XXIA (testing virtualization) Deutsche Bank Securities Inc. Deutsche Bank does and seeks ... Kong Branch, in Korea by Deutsche Securities Korea Co. This report is distributed in Singapore by Deutsche Bank AG, Singapore Branch or Deutsche Securities Asia Limited Sin a ore Branch ... Deutsche Securities Asia Limited, Singapore Branch accepts legal responsibility to such person for the contents of this report. In Japan this report is approved and/or distributed by Deutsche Securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462408.pdf

EFTA00591691Set 9

Deemed Gain or Deemed Loss 39 14.9 Reserved 39 14.10 Marketable; Marketable Securities; Marketability 39 14.11 Nonmarketable Securities 40 14.12 Ordinary Income or Ordinary Loss 40 14.13 Partnership Percentage ... Regulated Partner 41 126316015 v3 EFTA00591694 Table of Contents (Cont'd) Page 14.18 Securities 41 14.19 Securities Act 41 14.20 Short-Term Securities 41 14.21 Thiel Persons 41 14.22 Treasury ... Managing Member 4.6(b) v. 126316015 v3 EFTA00591696 Term Paragraph Marketable 14.10 Marketable Securities 14.10 Marketability 14.10 Nonmarketable Securities 14.11 Optionees 4.5(b)(vii) Optionor 4.5(b)(vii) Ordinary Income

https://www.justice.gov/epstein/files/DataSet%209/EFTA00591691.pdf

EFTA01656708Set 10

2019-08-10128p62,757w

coverage of his case and inmate awareness of professionals who foster a humane and secure his notoriety. SHU inmates are securely separated environment and ensure public safety by preparing from ... round in the SHU each shift. BOP policy also operate its institutions safely and securely. Many of requires multiple inmate counts during every 24-hour those same operational challenges, including ... risk for suicide, enable BOP staff to observe inmates and ensure they functional security camera systems, and management are secure in their cells and in good health. Further, to failures

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01656708.pdf

EFTA01118290Set 9

different examples of valuation methodology provisions. EXAMPLE ONE All assets, other than marketable securities, shall be priced by at least three external independent pricing sources, including, without limitation, broker/dealer quotes ... determined [by the Counterparty][the mutual agreement of the Counterparty and Cascade]. Marketable securities shall mean securities that are (i) tradable on an established U.S. national ... securities exchange, or reported through Nasdaq or a comparable established non-U.S. over-the-counter trading system, in each case that are not subject to restrictions on transfer under

https://www.justice.gov/epstein/files/DataSet%209/EFTA01118290.pdf

EFTA00086579Set 9

2021-02-1138p16,300w

Nothing NITE/VIRT can convert to cash for company use. Also: Trading assets: the old securities owned Trading liabilities: the old securities sold not yet purchased Structural liability as a result ... naked shorting. Propped up/off set by securities owned. NITE/VIRT is grossly insolvent STILL/AGAIN/CONSTANTLY. And, no breakdown of the vast driver of trading revenue: US equity market Making Did NITE/VIRT exit ... criminal enterprise NITE/VIRT. More context: Greifeld was a Director UK/NJ company called Automated Securities Clearance Ltd hups://find-and-update.company-information.service.gov.uk/company/03385409/officers AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Officers (free information from Companies House

https://www.justice.gov/epstein/files/DataSet%209/EFTA00086579.pdf

EFTA00088144Set 9

2021-02-1741p16,775w

Nothing NITE/VIRT can convert to cash for company use. Also: Trading assets: the old securities owned Trading liabilities: the old securities sold not yet purchased Structural liability as a result ... naked shorting. Propped up/off set by securities owned. NITE/VIRT is grossly insolvent STILL/AGAIN/CONSTANTLY. And, no breakdown of the vast driver of trading revenue: US equity market Making Did NITE/VIRT exit ... criminal enterprise NITE/VIRT. More context: Greifeld was a Director UK/NI company called Automated Securities Clearance Ltd https://find-and-update.company-information.service.gov.uk/company/03385409/officers AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Officers (free information from Companies House

https://www.justice.gov/epstein/files/DataSet%209/EFTA00088144.pdf

EFTA01559184Set 10

2010-05-0126p4,631w

Insurance Corporation ("FDIC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities, Inc. ("JPMSI"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMSI, see "Portfolio ... Cash Balance Transactions Income INFLOWS 135.14 Contributions Total Inflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance (135.12) ($135.12) $1,515.06 * Year to date information

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01559184.pdf

EFTA01558829Set 10

2008-12-3124p3,634w

Client News J.P. Morgan Securities Inc. (JPMSI) Net Capital and Net Capital Requirements: At December 31, 2008, JPMSI's net capital of $7.2 billion exceeded the minimum regulatory net capital ... requirement of $600 million by $6.6 billion. The J.P. Morgan Securities Inc. December 31, 2008 audited Statement of Financial Condition may be obtained, at no cost, by accessing the following ... Current Portfolio Activity Beginning Market Value Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558829.pdf

EFTA01123540Set 9

2002-11-1940p14,761w

vote, directly or indirectly, at least fifteen percent (15%) of a class of voting securities or voting interests of an Internet gaming or Internet gambling licensee or person in control ... Internet Gambling System" shall mean the integrated system of hardware, software, data, communications, and security components used by the Internet gaming or Internet gambling licensee to conduct Internet gaming ... Commission and the Division to effectively carry out their respective statutory functions and to secure a just and expeditious determination of issues properly presented to the Commission. §604-1.2 Severability

https://www.justice.gov/epstein/files/DataSet%209/EFTA01123540.pdf

EFTA01396664Set 10

GLDUS126 Pacific Life Insurance Co 1 Disclosure Statement Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered ... following documents to the General Partner. The identifying documents can be uploaded via the secure functionality built into your www.icapitalnetwork.com account. § Natural Persons: • A complete IRS Form W-9. § Entities ... Interest has not been, and will not be, registered under the United States Securities Act of 1933, as amended (the "Securities Act") or under the applicable securities laws

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396664.pdf

EFTA01559653Set 10

2011-06-3030p4,106w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... Start on Page 4 11 Client News EFTA01559655 J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01559653.pdf

EFTA01554645Set 10

2005-02-2834p6,962w

about assets held at JPMCB and JPMSI in accounts listed on the front page. Securities are not bank deposits or FDIC insured, are not obligations of or guaranteed by JPMCB ... incipal amount invested. Assets held in custody by JPMCB are not protected under the Securities Investor Protection Corporati on ("SIPC") insurance. Total USD EFTA01554646 02 JPMorgan Chase Bank ... CHASE USA or any of their bank or thrift affiliates (unless otherwise indicated). Such securities and other investments are subject to investment risks, including possible loss of the principal amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01554645.pdf

EFTA01378958Set 10

continued) The rights of DBSI and Pershing shall Include the right to buy all Securities and Other Property which may be short in such account to cancel any open orders ... request and obtain extension(s) of Client's time to make payment for securities Client purchases, as provided for by Federal Reserve Bank Regulation T. 9. Short Sales of Securities ... affirmative determination as to whether DBSI or Pershing will receive delivery of the securities from the Client or that the securities can be borrowed by the settlement date. This process

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378958.pdf

EFTA01376440Set 10

each Synthetic Security that may require the Issuer to secure its obligations to the Synthetic Security Counterparty, the Trustee shall establish a segregated trust account which shall be designated ... Synthetic Security Counterparty Account" for the benefit of the related Synthetic Security Counterparty. (ii) As directed by the Collateral Manager, acting as agent on behalf of the Issuer, the Trustee ... Principal Collection Subaccount or Ramp-Up Account, if applicable, and deposit into each Synthetic Security Counterparty Account the amount required to secure the obligations of the Issuer in accordance with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376440.pdf

EFTA02720608Set 11

2012-06-1268p18,185w

diplomatic approach to both countries. But if regime change in Syria is the goal, Security Council resolutions and six-point plans from the likes of Kofi Annan are doomed ... with them. Elections aren't even the toughest challenge such a coalition would face. Security tops the list. Who would lead the Palestinian Authority's various forces? Who can expect ... perhaps even annexing) the major settlement blocs while unilaterally pulling settlements back to the security fence. This would allow the Palestinians more political and security sway in large areas

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02720608.pdf

EFTA00161554Set 9

2021-05-2638p23,591w

Mask Requirements To Treatment Of Jews During Holocaust • Coons Prioritizes Efforts To Help Administration Secure Bipartisanship. • Senate DemocratseuabloraCits pite Lack Of Votes. • Military Investigators Investigating Fighter Jet Crash. INTERNATIONAL NEWS ... Policy On Cuba. • NYTimes Analysis: US Troops Will Leave Afghanistan Ahead Of Deadline, But Security Issues Remain. • Burma Poets Face Arrest Death For Opposing Junta • Actor Apologizes For Referring ... stick." Blinken was shown saying, "Palestinians and Israelis equally deserve to live safely and securely to enjoy equal measures of freedom, opportunity, and democracy, to be treated with dignity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00161554.pdf

EFTA00198892Set 9

1994-08-3064p10,045w

Your messages BW' Education As part of the National Association of Securities Dealers (NASD) Investor Program, you may obtain information on the NASD's Public In? Excess SIPC Account Protection ... Update Bear, Steams Securities Corp. (BSSC), a member of the Securities Investor Disclosure Program by contacting the NASD at telephone number (800) Protection Corporation ('SIPC"), provides account protection ... address which is wvm,nasdr.com. In addition, a of a customer's funds and securities positions, SIPC provides $500,000 of brochure explaining the Public Disclosure Program is available from

https://www.justice.gov/epstein/files/DataSet%209/EFTA00198892.pdf

EFTA01426638Set 10

2019-07-1017p1,722w

Americas 345 Park Avenue, 14th floor, New York, NY 10154 Tel. Fax Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Brigid Macias Sent: Wednesday, July ... EFTA01426639 345 Park Avenue, 14th floor, New York, NY 10154 Tel. Fax Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Brigid Macias Sent: Tuesday, July ... Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, July

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426638.pdf