EFTA01382339Set 10
2016-09-211p621w
third largest in the United States based on 2013 sales.
Relationship with SuperValu
Transition Services Agreements with SuperValu
Services. Currently, SuperValu provides certain business support services to Albertsons ... pursuant to the SVU TSAs.
The services provided by SuperValu to AJbertsons and NAI include back office, administrative, IT, procurement, insurance and
accounting services. Albertsons provides records management and retention ... services and environmental services to SuperValu, and
also provides office space to SuperValu at our Boise offices. NAI provides pharmacy services to SuperValu.
Fees. Albertsons' and NAI's fees under
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382339.pdf
EFTA01382277Set 10
2014-08-111p687w
version 3.0 and ANSI data encryption standards, could be significant.
Termination of the SuperValu transition services agreement or the failure of SuperValu to perform its obligations thereunder
could adversely affect ... Albertsons and NAI each entered into a
comprehensive transition services agreement with SuperValu. Pursuant to the SVU TSAs, Albertsons and NAI each pay fees to
SuperValu for certain services, including ... administrative, IT, procurement, insurance and accounting services. The SVU TSAs
limit the liability of SuperValu to instances in which SuperValu has committed gross negligence in regard to the provision
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382277.pdf
EFTA01382462Set 10
2013-03-211p534w
which is owned by a consortium
of investors led by Cerberus, acquired 21.1% of SuperValu shares. Symphony held 20.7% of SuperValu shares at February 28. 2015.
Transition Services Agreement with ... SuperValu
The Consolidated Financial Statements include expenses for certain support functions provided by SuperValu through Transition
Services Agreements ("TSA") including, but not limited to, general corporate expenses related to finance ... based mainly on the number of Company stores and distribution centers
serviced by SuperValu, as well as a fixed annual fee of $20.0 million. On March 21, 2013, the Company
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382462.pdf
EFTA01382419Set 10
2013-03-211p438w
consortium
of investors led by Cerberus Capital Management, L.P. (`Cerberus"), acquired 21.1% of SUPERVALU INC. ("SuperValu") common
shares. On April 23, 2015, Symphony distributed all of the SuperValu common shares ... members of Symphony. As of
April 23, 2015, Symphony did not own any SuperValu common shares.
Contractual Agreements with SuperValu
On April 16, 2015, the Company entered into a letter ... agreement regarding the Transition Service Agreement ("TSA") with
SuperValu (the "TSA Letter Agreement") pursuant to which SuperValu will provide services to the Company as needed to transition and
wind down
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382419.pdf
EFTA01382340Set 10
2018-03-211p587w
Amendment No. 3 to Form S-1
Table of Contents
SuperValu—Albertsons and NAI Trademark Cross Licenses
In March 2013, NAI and Albertsons each entered into a trademark cross licensing ... agreement with SuperValu, pursuant to which
each party granted the other a non-exclusive, royalty-free license to use certain proprietary rights (e.g., trademarks, trade names, trade
dress, service marks ... Supply Agreement
In March 2013, NAI entered into an operating and supply agreement with SuperValu for the operation of, and supply of products
from, the distribution center located
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382340.pdf
EFTA01593079Set 10
2006-08-0123p2,506w
746FY0
736FY0 TO 746FY0 USD/EUR
S/D FINANCING
FROM 2F8EE0 TO 746FY0
-3,750 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-750 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 ... 736FY0 FROM 746FY0
-4,500 CENTERPOINT ENERGY INC
DONE AT EXBKR/CUTTONE & CO,
INC.
750 SUPERVALU INC
DONE AT CSSU EXECUTION
OMNIBUS/0355
3,750 SUPERVALU INC
DONE AT BANC OF AMERICA ... FINANCING
FROM 2F8EE0 TO 746FY0
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
-2,107 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
2,107 SUPERVALU INC
DONE AT EDGETRADE.COM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593079.pdf
EFTA01592816Set 10
2005-08-0137p4,169w
09/01/2021
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
2,640 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-24,200 HCC INSURANCE HOLDINGS INC
OFFSHORE ARRANGING ... 08/05 JOURNAL
03 08/05 JOURNAL
03 08/05 SOLD
03 08/05 SOLD
-2,640 SUPERVALU INC
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 ... 746FY0
MARK TO MARKET
FUNDS RECEIVED BY WIRE
MARK TO MARKET
2,240 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
FUNDS RECEIVED BY WIRE
MARK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592816.pdf
EFTA01593507Set 10
2005-08-0156p5,756w
09/01/2021
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
-2,640 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
24,200 HCC INSURANCE HOLDINGS INC
OFFSHORE ARRANGING ... ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
MARK TO MARKET
-2,240 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
MARK TO MARKET ... SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-2,240 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
FUNDS PAID BY WIRE
WIRE TO CITIBANK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593507.pdf
EFTA01593806Set 10
2006-08-0135p3,769w
QUANTITY DESCRIPTION
FROM 736FY0 TO 746FY0
736FY0 TO 746FY0 USD/EUR
MARK TO MARKET
750 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
3,750 SUPERVALU INC
OFFSHORE ARRANGING FLIP ... MARK TO MARKET
FUNDS PAID BY WIRE
WIRE TO CITIBANK FUT MRN
2,107 SUPERVALU INC
EFTA01593821
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
MARK TO MARKET ... MARK TO MARKET
775,000 CONSECO INC CVT
03.5000 09/30/2035
CONVERSION RECEIVE
-8,307 SUPERVALU INC
CLOSE SHORT VS BOX
-775,000 CONSECO INC CVT 144A
03.5000 09/30/2035
CONVERSION DELIVER
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593806.pdf
Albertsons and NAI stores depends significantly on
IT services and systems provided by SuperValu pursuant to two transition services agreements (the "SVU TSAs"). It is intended that
SuperValu will also ... Albertsons' and NAI's transition onto Safeway's IT systems, the failure of SuperValu's systems to operate effectively or to integrate with
other systems, or unauthorized access into SuperValu ... occur, as has
occurred with a number of other retailers. If we (or through SuperValu) experience a data security breach, we could be exposed to
government enforcement actions, possible assessments
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382276.pdf
Interest on the ASC Notes is payable semiannually. The ASC Notes are guaranteed by SuperValu. The 2017 ASC Notes,
2026 ASC Notes and 2037 ASC Notes are not redeemable prior ... sinking fund payments.
Concurrently with the acquisition of NAI in March 2013. ASC, SuperValu, and JPMorgan Chase Bank, N.A., as escrow agent,
entered into an escrow agreement pursuant to which ... Notes plus funds sufficient to pay interest thereon for three years. ASC granted to SuperValu a security interest in its
rights under the escrow agreement to secure reimbursement to SuperValu
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382395.pdf
EFTA01593408Set 10
2005-09-0149p4,944w
MARKET
-380 MASCO CORP
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
3,980 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... 09/19/2010
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
1,130 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
1,710 CBRL GROUP INC
OFFSHORE ARRANGING FLIP ... CHARGE
09/09/05 ON -253 SHARES
GENERAL MOTORS
SUBSTITUTE DIVIDEND CHARGE
09/10/05 ON -98300 SHARES
SUPERVALU INC
SUBSTITUTE DIVIDEND CHARGE
09/15/05 ON -26250 SHARES
CSX CORPORATION
SUBSTITUTE DIVIDEND CHARGE
09/15/05
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593408.pdf
EFTA01593901Set 10
2006-09-0133p3,434w
ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
MARK TO MARKET
-2,300 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-2,300 SUPERVALU INC
OFFSHORE ARRANGING FLIP ... 736FY0 FROM 746FY0
2,300 SUPERVALU INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
FUNDS PAID BY WIRE
WIRE TO CITIBANK FUT MGN
MARK TO MARKET ... RATING
116,105 (S) PPL CORP
57,090 (S) RPM INCORPORATED
2,300 (S) SUPERVALU
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593901.pdf
EFTA01592166Set 10
2006-10-1836p2,291w
NYCO
TNC (4,000.000.00) SUPERVALU NOV ZERO 31
868536AP8 0.00 (13.887,425.77)
Sep 27, 2006 Sep 27, 2006 Sep 27, 2006 NYCO
TNG 0.00 SUPERVALUE NOV ZERO 3
86899ABM1 ... NYC475534535
SS (2 300 00) SUPERVALU INC
SVU 68,543.68 17,196,437.52
Sep 18, 2006 Sep 18, 2006 Sep 18, 2006 NYCO
MTM 0.00 MARK TO MARKET ... NYC478215978
BC 2,300.00 SUPERVALU INC SVU (67.935
56) 17,220,116.14
Sep 27, 2006 Sep 27, 2006 Oct 2, 2006 14145097-0 NYC478216022
SS (1,400.00) RPM INCORPORATED
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592166.pdf
EFTA01592211Set 10
2006-09-0131p2,654w
CURRENCY
0.00CURRENCY
0.00CURRENCY
(2,300.00)
SUPERVALU
INC
SVU
Sec ID
Period: Sep-01-2006 To Sep-30-2006
Price
[Settl]
CCY
[Lovl]
CCY
[Settl ... Margin 09/27/2006 09/27/2006 09/27/2006 REORG 4,000,000.00
CSX
CORPORATION
RPM
RPM
INCORPORATED
SUPERVALU
NOV ZERO 31
SUPERVALUE
NOV ZERO 3
868536AP8
USD USD
86899ABM1 ... EFTA01592238
0.00CURRENCY
0.00CURRENCY
USD USD
USD USD
0.0000
0.0000
2,300.00
SUPERVALU
INC
Sec ID
Period: Sep-01-2006 To Sep-30-2006
Price
[Settl]
CCY
[Locl
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592211.pdf
EFTA01581930Set 10
2005-08-011p302w
MRKD/MARKET MARK TO MARKET 80,106.22
03 08/08 JOURNAL 2, 24 0 SUPERVALU INC 80, 10 6.2 2
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
01 08/09 MRKD/MARKET MARK ... MARK TO MARKET 80, 10 6.2 2
03 08/ 09 JOURNAL -2, 24 0 SUPERVALU INC 80,106.22
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746F10
03 08/09 JOURNAL ... SUPERVALU INC 80, 10 6.2 2
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
03 08/09 SOLD -2, 24 0 SUPERVALU INC 35.7 682 0 80,106.22
CORRECT ION
DONE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581930.pdf
EFTA01574082Set 10
2013-02-0154p5,539w
10/15/2011 @ 115.75 MILLER TABAK HIRSCH &
COMPANY TRADE DATE 01/30/13 (ID: 003687-AB-6)
SUPERVALU INC 8% MAY 01 2016 DTD 05/07/2009
(ID: 868536-AT-0)
SUPERVALU ... statement period
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
SUPERVALU INC 8% MAY 01 2016 DTD 05/07/2009 @
100.00 CREDIT SUISSE FIRST BOSTON ... SUPERVALU INC 8% MAY 01 2016 DTD 05/07/2009 @
99.875 FIRST UNION CAPITAL MARKETS
(ID: 868536-AT-0)
(1,000.000)
99.875
998.75
(1,037.50)
(38.75) L *
Quantity
(2,000.000)
Per Unit
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574082.pdf