Epstein Files Search

EFTA01388303Set 10

1p425w

provisions of Section 13.7 (Automatic Exercise) or Section 13.8 (Fallback Exercise), the other Swaption will expire unexercised. ARTICLE 14 GENERAL TERMS AND PROVISIONS RELATING TO SETTLEMENT OF SWAPTIONS Section ... Certain Definitions Relating to Settlement of Swaptions (a) Cash Settlement. If "Cash" or "Cash Settlement" is specified for a Swaption in the related Confirmation, it means that "Cash Settlement ... applicable to the Swaption and that Seller grants to Buyer pursuant to the Swaption the right to cause Seller to pay Buyer the Cash Settlement Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388303.pdf

EFTA01388319Set 10

1p274w

ISDA Definitions Additional Provisions for a Confirmation of a Swap Transaction that is a Swaption or Swaption Straddle" [See Exhibit I for the introduction, standard paragraphs and closing ... extent that the following terms are inconsistent with those elections.] [In the case ofa Swaption notformingpart ofa Swaption Straddle. include:) [The Swap Transaction to which this Confirmation relates ... Swaption, the terms of which are as follows:I (In the case ofa S'waption Straddle. include:] [The Swap Transaction to which this Confirmation relates is a Swaption Straddle

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388319.pdf

EFTA01535199Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535199.pdf

EFTA01535575Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535575.pdf

EFTA01535857Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535857.pdf

EFTA01534983Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01534983.pdf

EFTA01536233Set 10

2010-06-0194p8,671w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536233.pdf

EFTA01536327Set 10

2010-06-0194p8,671w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536327.pdf

EFTA01535481Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535481.pdf

EFTA01536045Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536045.pdf

EFTA01535387Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535387.pdf

EFTA01535077Set 10

2010-06-01122p11,642w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... 07/26/2010 DEAL 5164984 OTCBDC-GV-H 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE 08/13/2010 DEAL 5166005 OTCBDC ... RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL 5166838 OTCBDC-GX-M P 1 RECEIVER SWAPTION CALL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535077.pdf

EFTA01535669Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535669.pdf

EFTA01535951Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535951.pdf

EFTA01535763Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535763.pdf

EFTA01536139Set 10

2010-06-0194p8,667w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536139.pdf

EFTA01535293Set 10

2010-06-0194p8,672w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535293.pdf

EFTA01536421Set 10

2010-06-0194p8,671w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536421.pdf

EFTA01536515Set 10

2010-06-0194p8,671w

CALL OPTION STRIKE 63.00 EXPIRES 05/17/2011 100,000 BARRELS OTCBDP-EX-L 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... TRUST COMPANY INC ACCT. For the Period 6/1/10 to 6/30/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE ... 08/13/2010 DEAL 5166005 Underlying Asset Price = $0.00 OTCBDC-GW-K 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS 3ML EXP DATE 07/14/2010 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536515.pdf

EFTA01534564Set 10

2010-05-0198p9,325w

6/17/2010 KI @ 1,085 Underlying Asset Price = $1,206.13 OTCBDP-EW-G 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.350% S 30/360 VS 3ML EXP DATE ... 07/26/2010 DEAL 5164984 Underlying Asset Price = $0.00 OTCBDC-GV-H P 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.25% S 30/360 VS 3ML EXP DATE 08/13/2010 ... TRUST COMPANY INC ACCT. For the Period 5/1/10 to 5/31/10 Quantity Other 1 RECEIVER SWAPTION CALL 10,000,000 INTEREST RATE SWAP STRIKE 4.35% S 30/360 VS. 3ML EXP DATE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01534564.pdf