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EFTA01384545Set 10

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HUBUS133 Alpha Group Capital provisions of the Exchange Act. The Multi-Swat Funds' investments in unregistered (or restricted) securities of public companies (including instruments that are convertible or exercisable into ... actual value of such investments is higher than the value designated by the Multi-Swat Funds. Conversely, there is a risk that an investor who redeems all or part ... actual value of such investments is lower than the value designated by the Multi-Swat Funds, to the detriment of the other investors. The securities laws and regulations governing investing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384545.pdf

EFTA01384546Set 10

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HUBUS133 Alpha Group Capital Options The Multi-Swat Funds may write (i.e., sell) and purchase put and call options. Sales of options where the Multi-Swat Funds does ... current price levels had been in effect at expiration. Credit Default Swaps The Multi-Swat Funds purchase and sell credit derivatives contracts (primarily credit default swaps). Credit default swaps ... experience credit improvement or deterioration. In the case of expected credit improvement, the Multi-Swat Funds may sell credit default protection in which they receive a premium to take

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384546.pdf

EFTA01384528Set 10

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Capital Structure Fund overlaps substantially with a comparable portfolio in the Multi- Swat Funds (the "Multi-Strat Convertible Portfolio"), managed by the same portfolio manager, albeit on a more highly

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384528.pdf

EFTA01455531Set 10

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please use the brig form. DBAB Amount *lint Account a wee Journal I21 Wire Swat funds in the amount of 5 25.000 o Joumel Funds in the amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455531.pdf

EFTA01384541Set 10

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counterparties and, in certain circumstances, can increase the losses to which a Multi- Swat Fund's portfolio may be subject. Volatility Risk The prices of instruments traded by the Multi

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384541.pdf

EFTA01384543Set 10

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transaction at an acceptable price or at a price sufficient to protect the Multi- Swat Funds from the anticipated decline in value of the portfolio position. Event-Driven Investing Event

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384543.pdf

EFTA01384540Set 10

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associated with the strategies expected to account for a significant portion of the Multi- Swat Funds' investments. This summary does not attempt to describe all of the risks associated with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384540.pdf