Epstein Files Search

EFTA01365268Set 10

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Collateral Manager in its discretion) and the Expense Reserve Account will be closed. The Synthetic Security Counterparty Account To the extent that any Synthetic Security requires the Issuer to secure ... obligations to the Synthetic Security Counterparty. the Issuer shall direct the Trustee and the Trustee shall establish a segregated non-interest bearing trust account (a "Synthetic Security Counterparty Account ... Synthetic Security which shall be held in mist for the benefit of the related Synthetic Security Counterparty. As directed by the Collateral Manager, the Trustee shall deposit into each Synthetic

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365268.pdf

EFTA01376094Set 10

1p718w

Collateral Manager in its discretion) and the Expense Reserve Account will be closed. The Synthetic Security Counterparty Account To the extent that any Synthetic Security requires the Issuer to secure ... obligations to the Synthetic Security Counterparty. the Issuer shall direct the Trustee and the Trustee shall establish a segregated non-interest bearing trust account (a "Synthetic Security Counterparty Account ... Synthetic Security which shall be held in mist for the benefit of the related Synthetic Security Counterparty. As directed by the Collateral Manager, the Trustee shall deposit into each Synthetic

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376094.pdf

EFTA01376440Set 10

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each Synthetic Security that may require the Issuer to secure its obligations to the Synthetic Security Counterparty, the Trustee shall establish a segregated trust account which shall be designated ... Synthetic Security Counterparty Account" for the benefit of the related Synthetic Security Counterparty. (ii) As directed by the Collateral Manager, acting as agent on behalf of the Issuer, the Trustee ... Principal Collection Subaccount or Ramp-Up Account, if applicable, and deposit into each Synthetic Security Counterparty Account the amount required to secure the obligations of the Issuer in accordance with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376440.pdf

EFTA00596126Set 9

2007-01-18183p86,669w

Section 10.4 Expense Reserve Account 140 Section 10.5 Revolving Reserve Account: Ramp-Up Account; Synthetic Security Counterparty Accounts; Synthetic Security Issuer Accounts 140 Section 10.6 Accountings 144 Section 10.7 Release ... Payment Account, (ii) the Collection Account, (iii) the Revolving Reserve Account, (iv) the Synthetic Security Counterparty Accounts (subject to the rights of any Synthetic Security Counterparty in any such Synthetic ... Security Counterparty Accounts), (v) the Expense Reserve Account, (vi) the Synthetic Security Issuer Accounts, (vii) the Ramp-Up Account and (viii) the Custodial Account, (each an "Account" and collectively

https://www.justice.gov/epstein/files/DataSet%209/EFTA00596126.pdf

EFTA01376441Set 10

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Obligations and other financial assets) for application in accordance with the Priority ofPayments. (d) Synthetic Security Issuer Accounts. (i) If and to the extent that any Synthetic Security requires ... Synthetic Security Counterparty (a "Pledgor Counterparty") to secure its obligations to the Issuer with respect to such Synthetic Security, the Trustee shall, on or prior to the date such Synthetic ... entered into, establish a segregated trust account which shall be designated as a "Synthetic Security Issuer Account". The Trustee shall deposit into each Synthetic Security Issuer Account collateral received from

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376441.pdf

EFTA01092343Set 9

2007-01-17141p86,219w

investment grade loans. The Collateral may also include Bonds, Structured Finance Obligations and Synthetic Securities. These assets are subject to liquidity, market value, credit, interest rate, reinvestment and certain other ... thereof (without causing a default thereunder), which may reduce or delay Interest Proceeds therefrom. Synthetic Securities. A portion of the Collateral may consist of Synthetic Securities, the Reference Obligations ... grade loans, leveraged loans or similar obligations. Investments in such types of assets through Synthetic Securities present risks in addition to those resulting from direct purchases of such Collateral Obligations

https://www.justice.gov/epstein/files/DataSet%209/EFTA01092343.pdf

EFTA01365234Set 10

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such Reference Obligation. In addition, in the event of the insolvency of the Synthetic Security Counterparty. the Issuer will be treated as a general creditor of such Synthetic Security Counterparty ... Reference Obligation. Consequently. the Issuer will be subject to the credit risk of the Synthetic Security Counterparty as well as that of the reference entity. As a result, concentrations ... Synthetic Securities entered into with any one Synthetic Security Counterparty will subject the Notes to an additional degree of risk with respect to defaults by such Synthetic Security Counterparty

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365234.pdf

EFTA01376072Set 10

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such Reference Obligation. In addition, in the event of the insolvency of the Synthetic Security Counterparty. the Issuer will be treated as a general creditor of such Synthetic Security Counterparty ... Reference Obligation. Consequently. the Issuer will be subject to the credit risk of the Synthetic Security Counterparty as well as that of the reference entity. As a result, concentrations ... Synthetic Securities entered into with any one Synthetic Security Counterparty will subject the Notes to an additional degree of risk with respect to defaults by such Synthetic Security Counterparty

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376072.pdf

EFTA01376123Set 10

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security interest in the relevant collateral. "Florida Act": The Florida Securities Act. -Form-Approved Synthetic Security": A Synthetic Security (a) the documentation of which conforms (but for the amount ... which the Issuer has certified to the Trustee in writing is a Form-Approved Synthetic Security•: provided that either of the Rating Agencies may withdraw its approval of any such ... Form-Approved Synthetic Security at any time, effective (except in respect of uades executed and not terminated) upon receipt of notice by the Issuer (who will provide notice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376123.pdf

EFTA01365307Set 10

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security interest in the relevant collateral. "Florida Act": The Florida Securities Act. -Form-Approved Synthetic Security": A Synthetic Security (a) the documentation of which conforms (but for the amount ... which the Issuer has certified to the Trustee in writing is a Form-Approved Synthetic Security•: provided that either of the Rating Agencies may withdraw its approval of any such ... Form-Approved Synthetic Security at any time, effective (except in respect of uades executed and not terminated) upon receipt of notice by the Issuer (who will provide notice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365307.pdf

EFTA01376137Set 10

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subordinate to customary permitted liens, such as. but not limited to, tax liens. "Synthetic Security": Any derivative financial instrument with respect to one or more Reference Obligations entered into with ... Synthetic Security Counterparty whether in the form of a swap transaction. structured bond investment, credit-linked note, credit-linked certificate or other similar instrument (including. without limitation, a Loan Credit ... derivative financial instrument in the Collateral (except in the case of a Form-Approved Synthetic Security): provided that such derivative financial instrument either (x) will be treated as debt

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376137.pdf

EFTA01365321Set 10

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Moody's Weighted Average Recovery• Rate and S&P Weighted Average Recovery Rate. a Synthetic Security will be deemed to have the characteristics of such Synthetic Security ... related Reference Obligation). For purposes of the Portfolio Profile Test, a Synthetic Security will be deemed to have the characteristics of the related Reference Obligation (except that the Moody ... Moody's Recovery Rate and the S&P Recovery Rate will be used). "Synthetic Security Counterparty": An entity (other than the Issuer) required to make payments on a Synthetic Security

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365321.pdf

EFTA01365263Set 10

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Collateral Principal Amount: and (xviii) Except as provided herein, the Aggregate Principal Balance of Synthetic Securities or participation interests with a particular Synthetic Security Counterparty. or selling institution ... long-term senior unsecured rating by Moody's or S&P Rating of such Synthetic Security Counterparty or selling institution (using the limit for the lower of such ratings ... different), and the Aggregate Principal Balance of all Synthetic Securities or participation interests with all Synthetic Security Countemarties or selling institutions, as the case may be, with a long-term

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365263.pdf

EFTA01376140Set 10

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Synthetic Security 118 Synthetic Security Counterparty 119 Synthetic Security Counterparty Account 50 Tax Advantaged Jurisdiction 119 Tax Event 119 Temporary Regulation S Global Notes 32, 119 Term Loan 119 Trust

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376140.pdf

EFTA01365328Set 10

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Synthetic Security 118 Synthetic Security Counterparty 119 Synthetic Security Countcrparty Account 50 Tax Advantaged Jurisdiction 119 Tax Event 119 Temporary Regulation S Global Notes 32, 119 Term Loan 119 Trust

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365328.pdf

EFTA00316714Set 9

2009-02-27347p119,473w

those with a recorded bankruptcy or those with limited debt experience. Synthetic CDOs: A synthetic security that mimics or references a CDO. Synthetic Securities: A type of derivative, namely insurance ... structured during the Class Period were backed, in addition to RMBS, by derivatives or "synthetic securities," which were, in effect, insurance contracts where the party buying the insurance paid ... against a decline or default in the underlying RMBS security. In other words, a synthetic security is akin to a "side bet" on the performance of certain assets. Such CDOs

https://www.justice.gov/epstein/files/DataSet%209/EFTA00316714.pdf

EFTA01376364Set 10

2007-01-181p441w

Payment Account, (ii) the Collection Account, (iii) the Revolving Reserve Account, (iv) the Synthetic Security Counterparty Accounts (subject to the rights of any Synthetic Security Counterparty in any such Synthetic ... Security Counterparty Accounts), (v) the Expense Reserve Account, (vi) the Synthetic Security Issuer Accounts, (vii) the Ramp-Up Account and (viii) the Custodial Account, (each an "Account" and collectively

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376364.pdf

EFTA01376376Set 10

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Loan secured by a first priority security interest in the relevant collateral. "Form-Approved Synthetic Security": A Synthetic Security (a) the documentation of which conforms (but for the amount ... which the Issuer has certified to the Trustee in writing is a Form-Approved Synthetic Security; provided that either of the Rating Agencies may withdraw its approval of any such ... Form-Approved Synthetic Security at any time, effective (except in respect of trades executed and not terminated) upon receipt of 22 CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376376.pdf

EFTA01376397Set 10

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Synthetic Security Counterparty": An entity (other than the Issuer) required to make payments on a Synthetic Security (including any guarantor). "Synthetic Security Counterparty Account": A trust account established pursuant ... Section 10.5(c). "Synthetic Security Issuer Account": A trust account established pursuant to Section 10.5(d). "Tax": Any present or future tax, levy, impost, duty, charge, assessment, deduction, withholding

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376397.pdf

EFTA01365661Set 10

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Synthetic Security Counterparty": An entity (other than the Issuer) required to make payments on a Synthetic Security (including any guarantor). "Synthetic Security Counterparty Account": A trust account established pursuant ... Section 10.5(c). "Synthetic Security Issuer Account": A trust account established pursuant to Section 10.5(d). "Tax": Any present or future tax, levy, impost, duty, charge, assessment, deduction, withholding

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365661.pdf