EFTA02120424Set 10
2013-11-268p2,017w
Citi upgrade SUN SW, GEO IM
▪ CBK upgrade MEO GY, GS remove SZU GY from cony sell, JP downgrade THE SM, MAB LN
MAQ upgrade STAN LN, Medio upgrade EFGN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120424.pdf
EFTA02105379Set 10
2014-05-159p2,369w
across board — G IM Ws better
OPHR LN #'s good — PFL LN #'s poor — SZU GY cuts dividend
Secondaries (announced/priced): SIR, SRNE, DQ, LDR, DK, XRS (convert)
IPO's (filed/priced
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105379.pdf
EFTA02130329Set 10
2013-09-038p1,866w
BLNX LN (b), Oriel downgrade VOD LN
• Exane downgrade SZU GY, upgrade ABF LN, Medio initiate KN FP (op)
• DBK dig SESG FP, LAND LN, GPOR LN, INTU
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02130329.pdf
EFTA02093112Set 10
2014-10-158p2,249w
initiates BAYN GR (ow), Kepler downgrades UBM LN/SFER
IM, LBBW upgrades SZU GR
• Nordea upgrades WRT1V FH, Oddo upgrades GLO FP (buy), Oriel downgrades AFR LN/HICL LN,
RBC downgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02093112.pdf