EFTA02147429Set 10
2013-02-219p2,253w
LXEX, MDSO, OMX, PKD, PXP, ROTC, RS, SAFM, SFY, SMA, SPNC, SPPI, SUI,
TASR, TFX, TGP, THS, TK, TNK, TOO, TTC, VAC, VCI, VDSI, WST, ZEUS, ZLC
Reporting Post-Close
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf
EFTA02138060Set 10
2013-05-247p1,584w
Jefferies
US Key Research:
Janney downgrades RUE, Jefferies upgrades DDR (buy), William Blair
initiates TFX (op)
• DB initiates ALNY (buy), Raja downgrades CNC, Barcap downgrades
DAI
Bofa upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02138060.pdf
EFTA00407579Set 9
2012-08-026p1,928w
NSPR, PBCT, PBYI, PFG, QGEN, R, SO, SON, SPNS, UHS,
VSCI, WYN, CRUS, TFX
Shareholder Meetings: CMRG, THR, SENEA, CRVL, HWKN
Equity/Mixed Shelfs: N/A
III 4O0 change (after close
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407579.pdf
EFTA00407451Set 9
2012-08-016p2,004w
IART, INTU, IPHI, JPM, LCAV, NSPR, NU, PBCT, PRK, PTEN, R, SO, SON,
SPNS, TFX, UTEK, CVLT
Shareholder Meetings: BRS, CA, WRLD, NATR, RJET
Equity/Mixed Shelfs: SAVE, CRL
Other Newspaper
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00390873Set 9
2013-05-078p2,555w
CPRX, DEST, DXCM, FB, FCH, GME, LULU, NAVB, NOAH, OFG, OSIS, SBNY, SEAC,
TFX, TWC
Shareholder Meetings: WCRX, ALU, NOK, CVD, FRF, CRL, BIOS, CNW, GEO, HUBB
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf
EFTA00386460Set 9
2013-08-018p2,693w
Deal Roadshows: ASUR, BP, CCL, DOX, GTLS, HBHC, HF, LAZ, SIX, SSH, STML, TBBK, TFX, TTPH, ZLTQ
Shareholder Meetings: JAZZ ALKS, BAH, THR, BRS, DXLG, PHMD, ALVR, GST, RLJE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf
EFTA00417991Set 9
2012-03-155p1,488w
IFSIA, INFY, INTC, IRET,
KLAC, LEN, LTXC, MSFT, QGEN, SGEN, SON, SRI, STAA, TDC, TFX, THR, TSS, VPHM, WWD, ALEX, NAV
Shareholder Meetings: OMN, ASA, BLD, HURC, NEI, SHFL, FFIV
https://www.justice.gov/epstein/files/DataSet%209/EFTA00417991.pdf
EFTA00386261Set 9
2013-07-319p3,206w
LFUS, LPLA LVLT, MTOR, NEO, OIIM, PAG, PAR, REV, RXN, SODA, SPW, TASR, TFX, TLM, TRK, TSRA, TX,
USAP, VG, VNDA, VTNC, WEX
Reporting Post-Close: ALL, CBS, LNC, LRCX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf
EFTA00407720Set 9
2012-07-317p2,168w
MGAM, MLM, NMRX,
NSP, NVMI, PAG, PEI, REV, RTIX, SHF, SLCA, TA CN, TECH, TFX, TICC, TRI, TRW, TVL, TWIN, UBSN
VX, UNT, VSH, ZBRA, ZLTQ, WTR
Reporting Post-Close
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407720.pdf
EFTA00380436Set 9
2013-10-308p2,669w
NVMI, OIIM, PAR, PSE, PSXP, RDEN, SAIA, SAVE, SODA, SPW, STCK, STE, TASR, TEL, TFX,
TOWR, WEX, WLT
Reporting Post-Close: ALL, CSC, EQR, EXPE, FB, JDSU, KRFT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00380436.pdf
EFTA02140417Set 10
2013-05-038p2,188w
ZEUS, AKRX, B,
CBB, ETR, MAG, R, TFX, PPC, TTI, UNS, RSE, OXY, HCOM, CONS, ITW
Equity/Mixed Shelfs: ANV
Other Newspaper Articles & Stories
Barton's positive: Allergan (AGN) Barron
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02140417.pdf
EFTA02114290Set 10
2014-02-218p2,059w
CRWN, DCI, DGICA, GKNT,
LBY, RUTH, SATS, SR, STRZA, TFX, WBAI, WLB
Economic Data: Existing Home Sales @ 10am
Fed Speakers: Bullard 1:10pm (St. Louis)
Conferences: No major conferences
EFTA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114290.pdf