EFTA01592630Set 10
2005-12-3158p17,250w
BOND
10007696 DIS_2.125_4/23 6/14/2005 1 (16,642)
BOND
121621 TJX 0 2/21
- -
5/23/2005 1 17,647 BOND
EFTA01592632
121621 TJX_0_2/21 5/23/2005 1 13,125 BOND ... TJX_0_2/21 5/23/2005 1 2,539 BOND
121621 TJX_0_2/21 5/23/2005 1 8,366 BOND
10012212 WYE_FLT_1/24 8/16/2005 1 32,500 BOND
SUBTOTAL ... HBFT Highbridge - Financial
Trust Co. CREDIT-SUISSE FIRST BOSTON 35683.83 BOND
121621 TJX_0_2/21 Tjx_0%_02/2021 -1000 -805625 -805625
5/23/2005 12282511 BUY 5/23/2005
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592630.pdf
EFTA00200003Set 9
370p82,739w
SYMBOL TECHNOLOGIES INC Sa CASH 2.000 15.8800 31.760 40 0.1259
TJ% COMPANIES INC NEW TJX CASH 1,500 39.8600 59.790 270 0.4516
TALBOTS INC TILB CASH ... EXECUTION BY BUCK
COMMISSION 36,00
12/06/01 12/03/01 BOUGHT TJX COMPANIES INC NEW TJX 800 35.83850 28,733.80
EXECUTION BY BUCK
COMMISSION 48,00
12/06/01 12/03/01 SOLD WILSONS LEATHER EXPERTS ... EXECUTION BY BUCK
COMMISSION 30.00
SEC FEE 1.17
AS OF 12/06/01
12/11/01 12/06/01 SOLD TJX COMPANIES INC NEW 1J% -300 38.19580 11.425.35
EXECUTION BY BUCK
COMMISSION
https://www.justice.gov/epstein/files/DataSet%209/EFTA00200003.pdf
EFTA01593346Set 10
2006-04-0136p3,620w
MARK TO MARKET
S/D FINANCING
FROM 2F8EE0 TO 746FY0
MARK TO MARKET
-6,200 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
650 RPM INCORPORATED
OFFSHORE ARRANGING ... FLIP
TO 736FY0 FROM 746FY0
-650 RPM INCORPORATED
DONE AT EDGETRADE.COM INC.
6,200 TJX COMPANIES INC NEW
4,840 PPL CORP
24.41020
DONE AT EDGETRADE.COM INC.
29.06810
DONE ... MARKET
S/D FINANCING
FROM 2F8EE0 TO 746FY0
S/D FINANCING RETURN
1,000,000 TJX COS INC CONV
FROM 746FY0 TO 2F8EE0
02/13/2021
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593346.pdf
EFTA00791759Set 9
2016-12-0134p13,741w
03/11/13',3 250.000 77.6890 19,422.17 83.9500 20,987.50 1,565.33 500.00 2.38%
TJX COS INC NEW COM Security Identifier: TJX
Dividend Option: Cash CUSIP: 872540109
09/18/12 ... Common Stocks $904,791.37 61,411,293.35 $506,501.98 628,018.30
Options
CALL 100 TJX COS INC NEW COM Option Identifier: 990AE6TJO
EXP 01-20-17(075.000 OPTION ROOT= TJX ... Underlying Security Identifier: TJX
Underlying Security Price: $75.13
10/24/16 • -4.000 22850 -913.81 1.4500 -580.00 333.81
CALL 100 SPDR GOLD TR GOLD SHS Option Identifier: 990AFKFEW
https://www.justice.gov/epstein/files/DataSet%209/EFTA00791759.pdf
EFTA01594006Set 10
2006-04-0151p5,189w
ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
MARK TO MARKET
6,200 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-650 RPM INCORPORATED
OFFSHORE ARRANGING ... OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
-1,000,000 TJX COS INC CONV
EFTA01594036
02/13/2021
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... JOURNAL
03 04/25 MRKD/MARKET
03 04/25 JOURNAL
QUANTITY DESCRIPTION
MARK TO MARKET
24,504 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
3,000 CENTERPOINT ENERGY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01594006.pdf
EFTA00199200Set 9
632p144,902w
SYNCOR INTERNATIONAL CORP-DEL SCOR SHRT -2,300 28.6400 -65.872
TJ% COMPANIES INC NEW TJX MRGN 3,700 39.8600 147.482 666 0.4516
TALBOTS INC RB MRGN ... EXECUTION BY BUCK
COMMISSION 90.00
12/06/01 12/03/01 BOUGHT TJX COMPANIES INC NEW TJX 2.100 35.83850 75.401.85
EXECUTION BY BUCK
COMMISSION 126,00
027 0143/02:10:04 001 VS19
EFTA00199213
CLEARED ... RESTORATION HARDWARE INC DEL RSTO 12.500 6.67150 83408.75
EXECUTION BY GSCO
12/11/01 12/06/01 SOLD TJX COMPANIES INC NEW TJX .800 38.19580 30,492.62
EXECUTION BY BUCK
COMMISSION
https://www.justice.gov/epstein/files/DataSet%209/EFTA00199200.pdf
EFTA01593934Set 10
2006-06-0141p4,105w
CORP
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
2,000 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
4,500 MASCO ... MASCO CORP
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
-2,000 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET ... TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
EFTA01593958
MARK TO MARKET
MARK TO MARKET
MARK TO MARKET
MARK TO MARKET
MARK TO MARKET
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593934.pdf
EFTA01593253Set 10
2006-07-0126p2,824w
FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
2,900 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-2,900 TJX COMPANIES ... EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
750,000 TJX 0.0 02/13/21
FROM 2F8EE0 TO 746FY0
02/13/2021
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-750,000 TJX 0.0 02/13/21
02/13/2021
DONE AT MERRILL LYNCH, PIERCE,
FENNER AND SMITH, INC.
15,376 TJX COMPANIES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593253.pdf
EFTA01593202Set 10
2006-05-0151p5,688w
MARKET
-22,278 CONSECO INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-5,000 TJX COMPANIES INC NEW
EFTA01593236
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-3,796 ALLERGAN ... DONE AT EDGETRADE.COM INC.
93.87950
CORRECTION
DONE AT EDGETRADE.COM INC.
5,000 TJX COMPANIES INC NEW
EFTA01593240
DONE AT EDGETRADE.COM ... 05/31 JOURNAL
03 05/31 JOURNAL
QUANTITY DESCRIPTION
FROM 736FY0 TO 746FY0
750,000 TJX 0.0 02/13/21
736FY0 TO 746FY0 USD/EUR
02/13/2021
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593202.pdf
EFTA01582136Set 10
2006-07-011p243w
JOURNAL S/D FINANCING 35,317.43
FROM 2F8EE0 TO 746FY0
03 07/17 JOURNAL 2,900 TJX COMPANIES INC NEW 70,634.87
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
03 07/17 SOLD ... TJX COMPANIES INC NEW 24.36310 70,634.87
DONE AT EDGETRADE.COM INC.
01 07/18 JOURNAL S/0 FINANCING RETURN 490,727.24
FROM 746FY0 TO 2F8EE0
01 07/18 JOURNAL S/D FINANCING ... FROM 2F8EE0 TO 746FY0
01 07/18 JOURNAL 750,000 TJX 0.0 02/13/21 612,584.25
0 2/ 13/2021
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
03 07/18 JOURNAL -15,376 TJX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582136.pdf
EFTA01593279Set 10
2006-06-0123p2,428w
FROM 2F8EE0 TO 746FY0
FUNDS RECEIVED BY WIRE
746FY0 HIGHBRIDGE CAPITAL MANA
-2,000 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-4,500 MASCO CORP
OFFSHORE ... MARKET
-1,000 MASCO CORP
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
2,000 TJX COMPANIES INC NEW
CORRECTION
AS OF 06/16/06
DONE AT EDGETRADE.COM INC.
1,000 MASCO CORP ... MARK TO MARKET
FUNDS RECEIVED BY WIRE
746FY0 HIGHBRIDGE CAPITAL MANA
EFTA01593296
2,000 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593279.pdf
EFTA00791740Set 9
2016-12-0119p9,204w
CUSIP: 478160104
01/26/12 200.000 65.8270 13,165.36 115.2100 23,042.00 9,876.64 640.00 2.77%
TJX COS INC PEW COM Security Identifier: TJX
Dividend Option: Cash CUSIP: 872540109
05/24/13 ... 11/10 PD 12/01/16 60.00 USD
88T
12/01/16 CASH DIVIDEND RECEIVED 200 SHRS TJX COS INC NEW COW RD 11/10 PD 12/01/16 52.00 USD
TJX
12/06/16 CASH DIVIDEND RECEIVED 200 SHRS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00791740.pdf
EFTA01593507Set 10
2005-08-0156p5,756w
MARKET
EFTA01593545
FUNDS PAID BY WIRE
WIRE TO CITIBANK
MARK TO MARKET
3,290 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
FUNDS PAID ... WIRED
03 08/31 MRKD/MARKET
QUANTITY DESCRIPTION
MARK TO MARKET
MARK TO MARKET
6,820 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
FROM 746FY0 TO 736FY0
746FY0 ... CORP
43,820 (S) RPM INCORPORATED
26,250 (S) SUPERVALU INC
53,590 (S) TJX COMPANIES INC NEW
*CSFB RATING
:OUTPERFORM
INDEPENDENT RATING:3 STAR - Hold
PROVIDER:Standard & Poor
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593507.pdf
EFTA01581934Set 10
2005-08-011p251w
08/25 JOURNAL S/D FINANCING 35,455.67
FROM TO -
03 08/25 JOURNAL -3,290 TJX COMPANIES INC NEW 70,911.34
OFFSHORE ARRANG i P
TO FROM
03 08/25 BOUGHT ... TJX COMPANIES INC NEW 21 .54860 70, 911. 34
DONE AT EDGE TRA DE . CCM INC.
01 08/29 JOURNAL S/D FINANCING RETURN 576,285.36
FROM TO
01 08/29 JOURNAL ... 08/29 WIRED FUNDS RECEIVED BY WIRE 20,633.00
03 08/29 JOURNAL -6, 820 TJX COMPANIES INC NEW 145,959.59
OFFSHORE ARRANGING FLIP
TO EMMEN. FROM
03 08/29 BOUGHT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581934.pdf
EFTA01592816Set 10
2005-08-0137p4,169w
FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
-3,290 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
3,290 TJX COMPANIES ... 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
FUNDS RECEIVED BY WIRE
-6,820 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
6,820 TJX COMPANIES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592816.pdf
EFTA01582160Set 10
2006-01-011p251w
JOURNAL S/D FINANCING 85,009.07
FROM 2FOEE0 TO 746FY0
03 01/10 JOURNAL 6,980 TJX COMPANIES INC NEW 170,018.15
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
03 01/10 SOLD ... TJX COMPANIES INC NEW 24.36490 170,018.15
DONE AT EDGETRADE.COM INC.
01 01/11 JOURNAL S/D FINANCING RETURN 76,476.28
FROM 746FY0 TO 2F8EE0
01 01/11 JOURNAL S/D FINANCING ... RECEIVED BY WIRE 25,606.00
746FY0 HIGHBRIDGE CAPITAL MANA
03 01/11 JOURNAL 6,280 TJX COMPANIES INC NEW 152,952.56
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
03 01/11 SOLD
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582160.pdf
EFTA01593302Set 10
2006-01-0121p2,246w
FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
6,980 TJX COMPANIES INC NEW
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-6,980 TJX COMPANIES ... FROM 2F8EE0 TO 746FY0
FUNDS RECEIVED BY WIRE
746FY0 HIGHBRIDGE CAPITAL MANA
6,280 TJX COMPANIES INC NEW
EFTA01593313
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-6,280 TJX COMPANIES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593302.pdf