EFTA00413694Set 9
2012-05-086p2,161w
RBCN, RGP, RSOL, SB, SGEN, SLH, SNTS,
SRDX, SSRI, STEC, STKL, SWS, TAST, TCX, TNGO, TRAK, TSON, TSRX, TTGT, URS, VISN, VTSS, WRI,
WTI, XOMA, XOXO, XRM, ZIPR
Economic Data
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413694.pdf
EFTA00390785Set 9
2013-05-097p2,239w
RICK, RNDY, RNF, RNIN, RTK, SAPE, SDBT, SF, SLXP, SONM, SREV, STEM, STN, TACT, TNGO, TSON,
TSRX, TST, TWER, UBNT, UEPS, UNIS, USMO, VRNM, WAGE, WAVX, WIFI, WLDN, WR, XOXO
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00390547Set 9
2013-05-106p1,832w
CALL #'s light — UBNT eps beat — MBI $20M net loss
PANL loss wider — TNGO penny better — MCP loss narrower revs beat
Secondaries (announced/priced): SNTS, DSCO, APPY, FSP, TRNX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390547.pdf
EFTA00418136Set 9
2012-03-135p1,602w
breakeven earnings 5.11
Secondaries (announced/priced): XPO, SB, MDVN ($175M), MWE, SLXP ($500M convert), TNGO
IPO's: N/A
EFTA00418137
Key Research: Bernstein upgrades SAP, DB downgrades CVC & upgrades SNI (buy), Baird
https://www.justice.gov/epstein/files/DataSet%209/EFTA00418136.pdf
EFTA02128952Set 10
2013-09-057p1,749w
MKTG, MXL, NBL, NOC, ONE, PERY, REG, RESI, RPTP, SCBFF, SFLY, SIMO, SIRI, SMTC,
TNGO, VMW, WX, RNA
Shareholder Meetings: VRTU, ABCO, AXAR
Equity/Mixed Shelfs: MHGC ($500M)
EFTA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128952.pdf
EFTA02139472Set 10
2013-05-098p2,231w
RICK, RNDY, RNF, RNIN, RTK, SAPS, SDBT, SF, SLXP, SQNM, SREV,
STEM, STN, TACT, TNGO, TSON, TSRX, TST, TWER, UBNT, UEPS, UNIS, USMO, VRNM, WAGE,
WAVX, WIFI, WLDN, WR, XOXO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf