EFTA02156334Set 10
2012-10-268p1,952w
BCEI (buy), BMO initiates DKS (mp), MS upgrades AB/CRR & cuts
BEN, BB&T cuts TREX
Key Research: Raja upgrades STEIJCMEJDIME/EXPE, Pac Crest downgrades EA, Bofa upgrades
ESS, RBC upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156334.pdf
EFTA02131300Set 10
2013-08-0610p2,632w
SOHO, SPB, SPR, SRE, STWD, SYPR, TA, TAST,
TDG, TDW, TECH, TGH, TICC, TLP, TREX, TRGT, UFCS, VIAS, VITC, VPG, VSI, WILC, WMC,
WPC
Reporting Post-Close: CF, CHRW
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf
EFTA02107535Set 10
2014-05-057p1,601w
FSTR, GSM, INFU, IVR, KOP, KOS, NGS, NHI, NSSC, OWW, PETS, QLTY, RLGY, TESO,
TREX, WLK
Reporting Post-Close: AIG, APC, CFN, EOG, THC, VNO, AAON, ACUR, AEIS, AGII
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107535.pdf
research and intemet search capabilities.
Software: All Windows O/S, Microsoft Word. Excel, Access. PowerPoint, TREX. Outlook,
and WordPerfect.
Innovative, Creative, Dedicated.
EDUCATION
New York University School of Visual Arts
Bachelor
https://www.justice.gov/epstein/files/DataSet%209/EFTA00617240.pdf
EFTA00414284Set 9
2012-05-026p2,188w
Shareholder Meetings: VR, PODD, TCAP, TX, CLNY, CPK, GD, PEP, POOL, RGR, RNB, TREX, UFS,
ATR, ATRO, BWLD, FRT, INPH, KMPR, LUFK, OAS, SHLD, ZIP, WWWW, AUY, BMTC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00390701Set 9
2013-05-088p2,645w
upgrades BAX, Opco cuts CA/TWTC, Baird downgrades CMA, CLSA downgrades MDLZ
•• BB&T upgrades TREX (buy), Bernstein downgrades EMR & initiates ETN (op)
Europe Key Research:
•• Barc
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf
EFTA02140417Set 10
2013-05-038p2,188w
NGLS, NRF, NVE, PNW, PPC, RUTH, SEP, SHEN,
SMP, SUP, TDS, TREX, TRGP, UFPT, UPI, UPL, USM, WCG, XLS, YRCW, ZEUS
Reporting Post-Close: IN, MTGE, SJI
Economic Data: April
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02140417.pdf
EFTA02114263Set 10
2014-02-248p1,984w
CTCH, ECYT, EE, GTAT, KOS, MHR, MOBI, PANW, ROG,
ROSE, SMP, SING, TGE, TGE, TREX
Reporting Post-Close: EOG, FTR, OKE, THC, VNO, ADC, ARCI, AREX, ATAI, BBRG, CHMT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114263.pdf