EFTA01425313Set 10
2018-10-1134p8,972w
Prospectus Supplement dated June 30, 2017 and
Prospectus dated June 30, 2017
Financial
Products
Contingent Coupon Callable Yield Notes due October 22, 2020
Linked to the Performance of the Lowest ... occurred on
any trading day during an Observation Period,
we will pay a contingent coupon expected to be $30 (to be determined on the
Trade Date) per $1,000 principal ... amount of
securities on the immediately following Contingent Coupon Payment Date. If a
Coupon Barrier Event has occurred, no
contingent coupon will be paid on the immediately following Contingent
Coupon
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425313.pdf
Returns of the Lowest Performing Underlying and, in the case of Table 2, total
contingent coupons payable over the term of the securities, which will depend on the number ... Barrier Event does not
occur on any trading day during an Observation Period, a contingent coupon of $30 per $1,000 principal amount of securities
will be paid ... immediately following Contingent Coupon Payment Date, (ii) the securities are not redeemed prior to
maturity, (iii) the term of the securities is exactly two years and (iv) the Knock
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378976.pdf
EFTA01378972Set 10
2018-10-111p774w
dated June 30, 2017 and
Prospectus dated June 30, 2017
Financial
Products CREDIT SUISSEE
Contingent Coupon Callable Yield Notes due October 22, 2020
Linked to the Performance of the Lowest ... occurred on any trading day during an Observation Period,
we will pay a contingent coupon expected to be $30 (to be determined on the Trade Date) per $1,000 principal ... amount of
securities on the immediately following Contingent Coupon Payment Date. If a Coupon Barrier Event has occurred, no
contingent coupon will be paid on the immediately following Contingent Coupon
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378972.pdf
EFTA01434542Set 10
2018-02-076p1,279w
Subject: RE: Launched: [13.0]% p.a. Callable Yield Note with Contingent
Coupon
From: Paul Barrett <
Date: Wed, 07 Feb 2018 17:14:03 -0500
To: Martin Zeman
Cc: Stewart Oldfield
Xavier ... Joshua
Shoshan ; Davide-A Sferrazza <clavicle-
Subject: Launched: [13.0]% p.a. Callable Yield Note with Contingent Coupon
Paul,
Did you see this note we are issuing this week? Let's talk ... Martin
Good morning,
We are launching a 2 year Callable Yield Note (CYN) with Contingent Coupons
for broad subscription through Friday, February 9, 2018 at 10 AM ET. The
note
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01434542.pdf
EFTA01437167Set 10
2018-02-075p1,124w
Subject: Launched: [13.01% D.a. Callable Yield Note with Contingent Coupon
From: Martin Zeman
Date: Wed, 07 Feb 2018
To: "Paul Barrett (
Cc: Stewart Oldfield
Xavier Avila
Vahe Stepanian
Joshua Shoshan ... Martin
Good morning,
We are launching a 2 year Callable Yield Note (CYN) with Contingent Coupons
for broad subscription through Friday, February 9, 2018 at 10 AM ET. The
note ... long as implied volatility remains
elevated.
Callable Yield Note Overview: Callable Yield Notes with Contingent Coupon
are considered equity alternatives, which pay a coupon on a quarterly basis,
provided none
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01437167.pdf
EFTA01425307Set 10
2018-10-126p1,456w
Subject: Paul -> Offering Launched: At least [12.001% p.a. Callable Yield
Note with Contingent Coupon
From: Martin Zeman < la>
Date: Fri, 12 Oct 2018 09:33:35 -0400
To: "Paul Barrett ... launching a 2 year Callable Yield Note (CYN) which offers investors
at least [12.01% Contingent Coupons and is linked to the least of S&P 500
(SPX), Russell ... attractive yield potential and contingent capital
preservation features.
Offering Summary: Callable Yield Note with Contingent Coupon
Issuer:
Credit Suisse
EFTA01425307
Cusip:
22551LFJ4
Trade Date:
October 17, 2018, orders
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425307.pdf
EFTA01388083Set 10
2018-02-091p778w
Callable Yield Note Overview: Callable Yield Notes with Contingent Coupon are considered equity alternatives, which
pay a coupon on a quarterly basis, provided none of the underlying indexes breach ... Materials
Link to: Client Approved Educational Fact Sheet for the Callable Yield Notes with Contingent Coupon
Offering Summary: Callable Yield Note with Contingent Coupon
Issuer: JP Morgan
Trade Date: February ... 2/9/18 close
Fees: Target 1.50% up-front
Product Risk Categorization: Callable Yield Notes with Contingent Coupon are categorized as Product Risk Level 3,
"Contingently Protected Notes." Product Risk Level categorizations
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388083.pdf
EFTA00936559Set 9
2012-06-075p633w
SP500 and Apple Notes
EFTA00936559
12M SPX CBEN
1. 80% barrier (at expiry), 5% contingent coupon, 14.75% cap — UBS
2. 72.5% barrier (daily close), 10% contingent coupon ... barrier (daily close), 15% contingent coupon, 15% cap — JPM
12M AAPL CBEN
1. 80% barrier (at expiry), 18.5% contingent coupon, 18.5% Cap — CS, indicative pricing
Will call to discuss
Paul
https://www.justice.gov/epstein/files/DataSet%209/EFTA00936559.pdf
EFTA02401500Set 11
2012-06-074p387w
SP500 and Apple Notes<=p>
</=>
12M SPX CBEN
1. 80% barrier (at expiry), 5% contingent coupon, 14.=5% cap — UBS
2. = 72.5% barrier (daily=close), 10% contingent coupon ... barrier (daily close), 15% contingent coupon, 15% cap — JPW=:p>
EFTA_R1_01438061
EFTA02401500
320 Park Avenue, 14th Floor, New York, NY 10022
=OA
NMLS 101$ 853441
</=iv>
</=:p>
<=>From
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02401500.pdf