EFTA01400124Set 10
2018-02-2621p2,782w
From: Jitan Patel
Date: Mon, 26 Feb 2018 18:43:10 -0500
To: Nina Tona
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson
Cc:
Davide-A Sferrazza
Classification: For internal use only ... applies only to GM but
you can gain access from
Thanks
From: Nina Tona
Sent: Monday, Februar 26, 2018 6:29 PM
To: Jitan Patel • ; Rita Shteynberg
Zack Bunimovich Lindsay ... there aren't other clients that shouldn't be on there.
Thank you
Nina Tona
From: Jitan Patel
Sent: Monday, Februar 26, 2018 6:24 PM
To: Nina Tona ; Rita
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400124.pdf
EFTA01406598Set 10
2018-03-3027p3,580w
Date: Fri, 30 Mar 2018 12:53:31 -0400
To: Xavier Avila
Cc: Nina Tona
Martin Zeman
Davide-A Sferrazza
Liam Osullivan
Classification: For internal use only
I believe ... Avila
Sent: Friday, March 30, 2018 12:34 PM
To: Zack Bunimovich
Cc: Nina Tona ; Martin Zeman a; Davide-
A Sferrazza ; Liam Osullivan
Subject: RE: Southern Financial ... Sent: Friday, March 30, 2018 12:02 PM
To: Zack Bunimovich ; Liam Osullivan
Nina Tona Martin Zeman
; Rita Shte nberg
Cc: Mathew Ne us Alastair Mackinla
; Davide-A Sferrazza ;
Anthony
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406598.pdf
EFTA01406508Set 10
2018-03-3027p3,541w
Date: Fri, 30 Mar 2018 12:34:12 -0400
To: Zack Bunimovich
Cc: Nina Tona
Martin Zeman
Davide-A Sferrazza
Liam Osullivan
Thanks Zack, good to know on GED DBSI ... Friday, March 30, 2018 12:02 PM
EFTA01406508
To: Zack Bunimovich ; Liam Osullivan
>; Nina Tona ; Martin Zeman
; Rita Shte nberg
Cc: Mathew Ne us ; Alastair Mad
; Davide-A Sferrazza •
Anthon ... From: Zack Bunimovich
Date: Friday, Mar 30, 2018, 11:26
To: Liam Osullivan , Nina Tona ,
Xavier Avila , Martin Zeman , Rita
Shteynberg
Cc: Mathew Ne us , Alastair Mackinla
, Davide-A Sferrazza
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406508.pdf
EFTA01400010Set 10
2018-02-2620p2,551w
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155
****URGENT** [I]
From: Nina Tona <
Date: Mon, 26 Feb 2018 18:29:14 -0500
To: Jitan Patel <
Rita Shteynberg
Zack ... there aren't other clients that shouldn't be on there.
Thank you
Nina Tona
From: Jitan Patel
Sent: Monday, February 26, 2018 6:24 PM
To: Nina Tona ; Rita ... acct would have been added
to the red list.
Thanks
From: Nina Tona
Sent: Monday, Februar 26, 2018 6:12 PM
To: Rita Shte nber Zack Bunimovich
; Jitan Patel ; Lindsay
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400010.pdf
EFTA01401926Set 10
2018-03-2926p3,481w
Bunimovich <
Date: Thu, 29 Mar 2018 12:57:48 -0400
To: Xavier Avila • >,
Nina Tona
Martin Zeman
Rita Shteynberg
titan Patel <
Cc: Liam Osullivan <
Mathew Negus
Alastair Mackinlay
Davide ... Zack
From: Xavier Avila
Sent: Thursday, March 29, 2018 12:34 PM
To: Nina Tona ; Zack Bunimovich •
Martin Zeman ; Rita Shte nber•
; Jitan Patel
Cc: Liam Osullivan -; Mathew Negus
; Alastair ... Xavier Avila
Cc: Paul Barrett ; Martin Zeman
>; Davide-A
Sferrazza >; Nina Tona ; Stewart
Oldfield
Subject: Re: Southern Financial - Client Confirmation [C]
attached info is correct
thank you
Richard Kahn
HBRK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401926.pdf
EFTA01406292Set 10
2018-03-3025p3,251w
Zack Bunimovich
Liam Osullivan
Nina Tona
Martin Zeman •
Rita Shteynber
Cc: Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Stephanie Dotto
Thanks everyone, we are looking to extend relationship ... From: Zack Bunimovich
Date: Friday, Mar 30, 2018, 11:26
To: Liam Osullivan , Nina Tona
Xavier Avila , Martin Zeman Rita
Shteynberg
, Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Subject ... Liam Osullivan
Sent: Friday, March 30, 2018 10:32 AM
To: Zack Bunimovich Nina Tona
Xavier Avila ; Martin Zeman ; Rita
Shteynberg
; Alastair Mackinla
Davide-A Sferrazza
Anthony Lentini
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406292.pdf
EFTA01408713Set 10
2018-02-2620p2,450w
From: Jitan Patel
Date: Mon, 26 Feb 2018 18:23:58 -0500
To: Nina Tona
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson
Cc: cob-cst.ny@list.db.com,
Davide-A Sferrazza ‹ >
Classification: For internal ... acct would have been added
to the red list.
Thanks
From: Nina Tona
Sent: Monday, February 26, 2018 6:12 PM
To: Rita Shteynber. ; Zack Bunimovich
; Jitan Patel ; Lindsay Robinson ... while we were trying to conduct
trades.
Thank you
Nina Tona
From: Rita Shteynberg
Sent: Monday, February 26, 2018 5:48 PM
To: Nina Tona ; Zack Bunimovich
Jitan Patel ; Lindsay
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408713.pdf
EFTA01406657Set 10
2018-03-3024p3,197w
Date: Fri, 30 Mar 2018 10:31:47 -0400
To: Zack Bunimovich
Nina Tona
Xavier Avila >,
Martin Zeman
Rita Shteynber
Cc: Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini ... From: Zack Bunimovich scat•
Date: Friday, Mar 30, 2018, 9:13 AM
To: Nina Tona , Xavier Avila < Martin
Zeman , Rita Shte nberg
Cc: Liam Osullivan , Mathew Ne us
, Alastair Mackinla ... Southern, a C-suite executive, or within the
Legal department?
Thanks,
Zack
From: Nina Tona
Sent: Thursday, March 29, 2018 11:23 AM
To: Zack Bunimovich ; Xavier Avila
; Martin Zeman
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406657.pdf
EFTA01412530Set 10
2018-03-2918p3,254w
www.blackberry.com)
From: Zack Bunimovich < =>
Date: Friday, Mar 30, 2018, 9:13 AM
To: Nina Tona , Xavier Avila Martin
Zeman , Rita
Shteynberg
Cc: Liam Osullivan < , Mathew Negus
Alastair Mackinlay
, Davide ... Southern, a Csuite
executive, or within the Legal department?
Thanks,
Zack
From: Nina Tona
Sent: Thursday, March 29, 2018 11:23 AM
1
Friday, March ... Zack Bunimovich; Nina Tona; Xavier Avila; Martin Zeman; Rita Shteynberg
Mathew Negus; Alastair Mackinlay; Davide-A Sferrazza; Anthony Lentini
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds
onboarding
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412530.pdf
EFTA01406261Set 10
2018-02-2619p2,240w
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155
****URGENT** [I]
From: Nina Tona <
Date: Mon, 26 Feb 2018 18:12:23 -0500
To: Rita Shteynberg
Zack Bunimovich
Jitan ... while we were trying to conduct
trades.
Thank you
Nina Tona
From: Rita Shteynberg
Sent: Monday, February 26, 2018 5:48 PM
To: Nina Tona ; Zack Bunimovich
; Lindsay Robinson
; Davide ... Patel about red listed clients and the process
around this.
Thank you
From: Nina Tona
Sent: Monday, February 26, 2018 4:46 PM
To: Zack Bunimovich
Cc: Rita Shte nber
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406261.pdf
EFTA01406559Set 10
2018-03-2925p3,398w
From: Xavier Avila <
Date: Thu, 29 Mar 2018 12:34:20 -0400
To: Nina Tona
Zack Bunimovich
Martin Zeman
Rita Shteynber
..litan Patel <
Cc: Liam Osullivan
Mathew Negus
Alastair Mackinlay ... Xavier Avila
Cc: Paul Barrett ; Martin Zeman
; Liam Osullivan ; Davide-A
Sferrazza < ; Nina Tona ; Stewart
Oldfield
Subject: Re: Southern Financial - Client Confirmation [C]
attached info is correct
thank you
Richard ... Formation Document
o Attached LLC Documents include the Articles of Organization
From: Nina Tona
Sent: Tuesday, March 27, 2018 6:02 PM
To: Zack Bunimovich ; Xavier Avila
>; Martin Zeman ; Rita
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406559.pdf
EFTA01400089Set 10
2018-03-2922p2,965w
Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
From: Nina Tona <
Date: Thu, 29 Mar 2018 11:22:41 -0400
To: Zack Bunimovich
Xavier Avila
Martin Zeman ... from the client. Let us know what the
next step is.
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Tuesday, March 27, 2018 5:53 PM
To: Xavier Avila Martin ... Zeman
Rita Shteynber. Jitan Patel
Nina Tona <
Cc: Liam Osullivan < ; Mathew Negus
Alastair Mackinla
Davide-A Sferrazza < >; Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400089.pdf
EFTA01408622Set 10
2018-02-2619p2,182w
Rita Shteynberg < =1 >
Date: Mon, 26 Feb 2018 17:47:46 -0500
To: Nina Tona
Zack Bunimovich
_Man Patel
Lindsay Robinson
Cc:
Davide-A Sferrazza
Classification: For internal use only ... Patel about red listed clients and the process
around this.
Thank you
From: Nina Tona
Sent: Monday, February 26, 2018 4:46 PM
To: Zack Bunimovich
Cc: Rita Shte nber ... completed and extended for global credit derivatives.
Thank you
EFTA01408622
Nina Tona
From: Zack Bunimovich
Sent: Monday, February 26, 2018 4:44 PM
To: Nina Tona
Cc: Rita Shte ; Davide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408622.pdf
EFTA01402000Set 10
2018-03-2722p2,962w
Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
From: Nina Tona <
Date: Tue, 27 Mar 2018 18:02:23 -0400
To: Zack Bunimovich
Xavier Avila
Martin Zeman ... only
He did reach out, not sure if they have responded.
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Tuesday, March 27, 2018 5:53 PM
To: Xavier Avila Martin ... Zeman
Rita Shteynber. Jitan Patel
Nina Tona
Cc: Liam Osullivan < ; Mathew Negus
; Alastair Mackinla
Davide-A Sferrazza ; Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402000.pdf
EFTA01406490Set 10
2018-02-2618p2,112w
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155
****URGENT** [I]
From: Nina Tona <
Date: Mon, 26 Feb 2018 16:46:19 -0500
To: Zack Bunimovich
Cc: Rita Shte ... sure
the NCA is completed and extended for global credit derivatives.
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Monday, February 26, 2018 4:44 PM
To: Nina Tona ... trade with them?
Is this request still needed?
Thanks,
Zack
EFTA01406490
From: Nina Tona
Sent: Monday, February 26, 2018 4:14 PM
To: Zack Bunimovich
Cc: Rita Shte nber ; Davide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406490.pdf
EFTA01408641Set 10
2018-02-2622p2,557w
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155
****URGENT** [I]
From: Nina Tona
Date: Mon, 26 Feb 2018 18:46:45 -0500
To: Jitan Patel
Rita Shteynberg
Zack ... only
Thanks, Jitan.
I will reach out to them directly then.
Thank you
Nina Tona
From: Jitan Patel
Sent: Monday, S - y -t 2' 2tini: .•43 PM
To: Nina Tona ... applies only to GM but
you can gain access from rishu.agarwal@db.com
Thanks
From: Nina Tona
Sen PM
To: Rita Shte nber
Bunimovich < Lindsay
Robinson
Cc: cob-c A Sferrazza <
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408641.pdf
EFTA01406322Set 10
2018-02-2617p2,011w
URGENT** [I]
From: Zack Bunimovich
Date: Mon, 26 Feb 201811.1.
To: Nina Tona
Cc: Rita Shteynberg
Davide-A Sferrazza
Classification: For internal use only
Hi Nina,
If the client ... trade with them?
Is this request still needed?
Thanks,
Zack
From: Nina Tona
Sent: Monday, February 26, 2018 4:14 PM
To: Zack Bunimovich
Cc: Rita Shteynberg Davide-
A Sferrazza ... told they were put on a "red List".
Thank you
EFTA01406322
Nina Tona
From: Nina Tona
Sent: Tuesday, February 20, 2018 4:12 PM
To: Zack Bunimovich
Cc: Rita Shteynberg
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406322.pdf
EFTA01406469Set 10
2018-03-2721p2,803w
Martin Zeman
Zack Bunimovich
Rita Shteynberg
..litan Patel
Nina Tona
Cc: Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Zack/Nina, what is the latest on SF KYC/Extension ... Zeman < >
Date: Thursday, Mar 15, 2018, 13:08
To: Zack Bunimovich , Rita Shteynberg
, Nina Tona
Cc: Xavier Avila , Liam Osullivan
us <S, Alastair
Mackinlay < >, Davide-A Sferrazza
, Anthony Lentini
Subject ... Classification: Confidential
Zack — thanks, please keep the foot on the pedal.
Also, adding Nina Tona who I forgot to include on last email.
From: Zack Bunimovich
EFTA01406469
Sent: Thursday, March
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406469.pdf
EFTA01408525Set 10
2018-02-0614p1,501w
Davide-A Sferrazza
Date: Tue, 06 Feb 2018 22:42:12 -0500
To: Nina Tona ‹ >
Classification: Confidential
Didn't forget, but can I call you on this tm morning ... knock
this off the never-ending list of to-dos?
From: Nina Tona
Sent: Tuesday, February 06, 2018 8:15 AM
To: Davide-A Sferrazza ‹ >
Subject: RE: Southern Financial ... Classification: Confidential
Don't forgot please J
Thank you
Nina Tona
From: Davide-A Sferrazza
Sent: Monday, February 05, 2018 3:43 PM
To: Nina Tona ; Liam Osullivan
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408525.pdf
EFTA01406384Set 10
2018-03-1334p2,851w
From: Joshua Shoshan ‹ >
Date: Tue, 13 Mar 2018 14:17:27 -0400
To: Nina Tona
Xavier Avila
Davide-A Sferrazza
Alastair Mackinlay
Cc: Martin Zeman
Billy Obregon
Ian Salters
Nina ... binding
obligation on the part of DBSI or any of its affiliates.
From: Nina Tona
Sent: Tuesday, March 13, 2018 2:00 PM
To: Xavier Avila ; Davide-A Sferrazza
>; Alastair ... know if we are missing anything from you perspective.
Thank you
Nina Tona
From: Xavier Avila
Sent: Tuesday, March 13, 2018 1:55 PM
To: Nina Tona Davidea-
Alastair Mackinlay
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406384.pdf