Epstein Files Search

EFTA01412643Set 10

2014-01-2953p9,023w

trade data repository or any systems or services operated by any trade repository or Market, in each case, in connection with such Reporting Requirements.. "Disclosure" means disclosure, reporting, retention ... will notify DB as soon as practicable of: the identity of each non-US trade repository not registered with the CFTC to which Client has reported such International Swap ... swap identifier used by such noti-US trade repository to identify tlie. International Swap. 12$ Client agrees that, upon the occuirence of any Life Cycle Event relating to a corporate

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412643.pdf

EFTA01467802Set 10

2012-07-0416p2,833w

trade information including a party's identity (by name, identifier or otherwise) to any trade repository registered in accordance with Article 55 of EMIR or, if no trade repository ... complying with regulatory reporting obligations, a TR may engage the services of a global trade repository regulated by one or more governmental regulators, provided that such regulated global trade repository

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467802.pdf

EFTA01467785Set 10

2012-07-0417p2,837w

trade information including a party's identity (by name, identifier or otherwise) to any trade repository registered in accordance with Article 55 of EMIR or, if no trade repository ... complying with regulatory reporting obligations, a TR may engage the services of a global trade repository regulated by one or more governmental regulators, provided that such regulated global trade repository

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467785.pdf

EFTA01453178Set 10

2013-09-151p550w

trade information including a party's identity (by name, identifier or otherwise) to any trade repository registered in accordance with Article 55 of EMIR or, if no trade repository ... complying with regulatory reporting obligations, a TR may engage the services of a global trade repository regulated by one or more governmental regulators, provided that such regulated global trade repository

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453178.pdf

EFTA01453200Set 10

2013-09-151p550w

trade information including a party's identity (by name, identifier or otherwise) to any trade repository registered in accordance with Article 55 of EMIR or, if no trade repository ... complying with regulatory reporting obligations, a TR may engage the services of a global trade repository regulated by one or more governmental regulators, provided that such regulated global trade repository

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453200.pdf

EFTA01412704Set 10

65p11,777w

PART B-PAGE 8 (a) the identity of each non-US trade repository not registered with the CFTC to which Client has reported such International Swap, and (b) the swap ... identifier used by such non-US trade repository to identity the International Swap. 11.3 Client agrees that, upon the occurrence of any Life Cycle Event relating to a corporate event ... both to a CFTC-registered swap data repository as well as to a different trade repository registered in the non-US jurisdiction. "Investment Company" means an investment company subject

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412704.pdf

EFTA01415622Set 10

2018-05-3123p4,626w

London Branch 1 June, 2018 Currency Option Transaction Our ref: DB USt: DB UTI Trade Repository: DTCC PRIVATE CLIEI"TT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank ... June, 2018 Currency Option Transaction Our ref: 1613556779-2 DB USI DB UT1 EFTA01415634 Trade Repository: DTCC Deutsche Bank AG, London Branch FX Options Operations Winchester House 1, Great Wnchester ... London Branch 1 June. 2018 Cuirency Option Transaction Our ref: 1613556780-2 DBUSI: DB Trade Repository: DTCC PRIVATE CUEI'fT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415622.pdf

EFTA01433498Set 10

2018-05-1522p4,519w

Currency Option Transaction Our ref; 1603998242-1 DB USI: 10302106780112000000000000000001603998242P DB UTI110302106780112000000000000000001603998242P Trade Repository: DTCC Deutsche Bank AG. London Branch FX Options Operations Winchester House 1, Great Wnchester Street London ... Currency Option Transaction Our ref: 1603998241-1 DB US!; 10302106780112000000000000000001603998241P DB UTI; 10302106780112000000000000000001603998241P Trade Repository; DTCC PRIVATE CLIEt'TT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank ... Currency Option Transaction Our ref; 1603998244-1 DB USl: 10302106780112000000000000000001603998244P DB UTI:10302106780112000000000000000001603998244P Trade Repository: DTCC PRIVATE CUENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG, London

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433498.pdf

EFTA01477686Set 10

2015-04-097p1,582w

trade data repository or any systems or services operated by any trade repository or Market, in each case, in connection with such Reporting Requirements, "Disclosure" means disclosure, reporting, retention

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477686.pdf

EFTA00670832Set 9

2015-04-093p1,584w

trade data repository or any systems or services operated by any trade repository or Market. in each case, in connection with such Reporting Requirements. "Disclosure" means disclosure, reporting, retention

https://www.justice.gov/epstein/files/DataSet%209/EFTA00670832.pdf

EFTA01368379Set 10

1p338w

trade data repository or any systems or services operated by any trade repository or Market, in each case, in connection with such Reporting Requirements.. "Disclosure" means disclosure, repotting, retention

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368379.pdf

EFTA01467829Set 10

2012-07-0417p2,840w

trade repositoiy registered in accordance with Article 55 of EMIR or, if no trade repository so registered can accept the information to be reported to it under the Reporting Requirements ... complying with regulatory reporting obligations, a TR may engage the services of a global trade repository regulated by one or more governmental regulators, provided that such regulated global trade repositoiy

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467829.pdf

EFTA01376707Set 10

1p514w

notify DB as soon as practicable o£ (a) the identity of each non-US-trade repository not.registered wititthe CFTC10 which Client has reported such international Swap, and (b) the swap ... identifier used by such non-US trade repository to identify Mel International Swap. 12.3 Client agrees that, upon the occurrenceof Any Life Cycle Event relating to a corpOrate event whit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376707.pdf

EFTA01368389Set 10

1p532w

notify DB as soon as practicable of: (a) the identity of each non-US trade repository not registered with.the CFTC to which Client has reported such International Swap ... swap identifier used by such non-US trade repository to Identify the International Swap. 12.3 Client agrees that, upon the occurrence of any Lift Cycle Event relating to a corporate

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368389.pdf

EFTA01368420Set 10

1p478w

identity of each non-US trade repository not registered with the CFTC to which Client has reported such International Swap, and (1) the swap identifier used by such ... trade repository to identify the International Swap. 11.3 Client agrees that, upon the occurrence of any Life Cycle Event relating to a corporate event with respect to Client

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368420.pdf

EFTA01368436Set 10

1p513w

both to a CFTC-registered swap data repository as well as to a different trade repository registered in the non-US jurisdiction. "Investment Company" means an investment company subject

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368436.pdf

EFTA01376697Set 10

1p326w

trade data repositay Or any systems or services operated by any trade repository of Market, in each case, in connection with such Reporting Requirementi.. "Disclosure" means disclosure. reporting, retention

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376697.pdf

EFTA01384667Set 10

2012-12-131p573w

Dodd-Frank Act"), the EU Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (known as the European Market Infrastructure Regulation or "EMIR") and similar regulations globally. In the United

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384667.pdf

EFTA01386089Set 10

1p633w

Currency Option Transaction Cur ret 1661998244.1 DB US!: 103021067801120000000000000CCC01603998244P DB UTI:103021067801120000X00C000000001603993244P Trade Repository: OTCC PRIVATE CLIENT SERVICES PWN1 ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG, London Branch

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386089.pdf

EFTA01386189Set 10

1p738w

Europe, the European Parliament has adopted a regulation on OTC derivatives, central counterparties and trade repositories (known as the European Markets and Infrastructure Regulation, or "EMIR"), which comprehensively regulates

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386189.pdf