""Trades"" — Epstein Files Search

Search Entities About Settings

/to search

Dataset

Sort

Status

DOJ Status

Date Range

–

Page Count

–

results for “"Trades"”

Keyboard Shortcuts

/

Focus search

Esc

Blur input

O

Open PDF

←→

Paginate

EFTA01554081Set 10

2004-08-3163p10,864w

Cash and Short Term Equities Equity Research Ratings Other Options Outstanding Foreign Exchange Contracts Trade Activity Account Transactions Account Officers D'ORAZIO/HORNAK Page ... Annual Gain/Loss USD 7,881,664.10 - 121,537.18 Income USD Yield % N/A - 736,056.10 Trade Date Maturity Date Estimated Value USD - 2,494,943.52 JPMorgan Chase Bank 2004 Account Number ... purposes only and are intended solely for your own use. Please refer to the trade confirmation for d etails of each transaction. EFTA01554098 08 JPMorgan Chase Bank 2004 Account Number

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01554081.pdf

EFTA01538933Set 10

2010-12-15105p9,217w

DOLLAR 457,000,000.00 (9,987,979.45) Foreign Exchange Contracts Detail Market Value Receivable Trade Date Speculative INDIAN RUPEE US DOLLAR Currency Settlement Date Counter Currency Amount Counter Amount Contract ... Foreign Exchange - Inflows Total Inflows OUTFLOWS Withdrawals Interest Purchased Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance ... RETURN SWAP 3,008,270.00 USD NOTIONAL BP MAT NOV 03 2011 DEAL 5955541 TRADE DATE 11/03/10 11/10 Forward FX Contract SETTLE FORWARD CURRENCY CONTRACT BUY EUR SELL USD CONTRACT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538933.pdf

EFTA00064615Set 9

2020-08-1947p17,306w

NITE as I know none of you have ever spent a day on a trading desk: IF the avg holding period for VIRT HFT is a matter of seconds ... investigation of my allegations? Janey, Hoecker, Mehraban et al: When it comes to trading fraud/accounting fraud cover ups, SEC attorneys are CLEARLY not qualified. EFTA00064615 The record there is ALSO ... balance at June 30,2020. Well, the SEC does believe in "penny stock trading fairies" too. Nope. Not penny stock trading fairies. AND VIRT didn't zero out :FAILED

https://www.justice.gov/epstein/files/DataSet%209/EFTA00064615.pdf

EFTA00093702Set 9

2021-09-08162p46,046w

distinction that somehow the OW is "broker to broker" when in fact ALL trades are broker to broker. My pleading to the SEC NOT to allow NITE/CDEL/UBSS et al their ... done over the last 7 years? Just a few recently: Gold Transactions International: Utah trading gold in Dubai???7? GLOBAL TECH INDUSTRIES GROUP INC. AND GOLD TRANSACTIONS (globenewswire.com) GLOBAL TECH ... Corporation, focused on www.globenewswire.com https://www.sec.gov/Archives/edgar/data/356590/000149315221005074/form8-k.htm Of course, you can't have "gold trading in Dubai" without a family Eye practice in the Bronx https://www.sec.gov/Archives/edgar/data/356S90/000149315221006672/ex10-1.htm

https://www.justice.gov/epstein/files/DataSet%209/EFTA00093702.pdf

EFTA01538290Set 10

2010-09-0171p6,848w

Foreign Exchange Contracts Detail Market Value Receivable Trade Date Speculative CANADIAN DOLLAR EURO CURRENCY INDIAN RUPEE INDIAN RUPEE US DOLLAR HUNGARIAN FORINT US DOLLAR US DOLLAR ... TRUST COMPANY INC ACCT. W23560001 For the Period 8/1/10 to 8/31/10 Market Value Receivable Trade Date Speculative INDIAN RUPEE Total Speculative US DOLLAR ... Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538290.pdf

EFTA01091832Set 9

2004-11-1967p15,221w

registered offering, or an acquisition of the company for cash or the publicly traded stock of an acquiring company provide shareholders attractive wealth transfer planning opportunities. In such case ... objectives. As a result, the flexibility of privately negotiated structures relative to exchange-traded products is important in the areas of maturities, stock This educational presentation is intended for discussion ... EFTA01091835 prices, size, settlement and exercise methods, with particular attention to: Exchan e Traded OTC Settlement Physical — physical delivery of Physical; or the underlying asset Cash Settlement — payment of cash

https://www.justice.gov/epstein/files/DataSet%209/EFTA01091832.pdf

EFTA00690288Set 9

2015-11-1656p26,214w

under the symbol "UZC." If the application is approved. t‘33 4) we expect trading in the Notes on the New York Stock Exchange to begin within 30 days after ... original issue date. The Notes are i— = expected to trade "flat." meaning that purchasers will not pay and sellers will not receive any accrued and unpaid interest on the Notes ... that is not included in the trading price. 433 C3 I= cl , Investing in the Notes involves risks. See "Risk Factors" beginning on page S-6 and in our Annual

https://www.justice.gov/epstein/files/DataSet%209/EFTA00690288.pdf

EFTA02121969Set 10

2013-11-129p2,327w

weaker Yen (JPY -0.59% to 99.74). SHCOMP ended at the highs with most sectors trading better ahead of policy reform announcements expected to come after the CPCC meetings wrap ... Loans missed expectations. While Indonesia also underperforms after a surprise rate increase. European markets trading heavier this morning but its quieter than it's been in recent days with focus ... Veteran's day holiday and the S&P traded in a 2 point range for most of the session. Should be busier today although the earnings and macro calendars

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121969.pdf

EFTA01540135Set 10

2012-12-01109p11,803w

W23560001 For the Period 10/1/12 to 10/31/12 Note: P ** indicates position adjusted for Pending Trade Activity. Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate ... Categories Hard Assets Note: Estimated Value 760,960.62 P indicates position adjusted for Pending Trade Activity. Alternative Assets Detail Original Commitment Amount Private Investments P MPLX LP 55336V ... TRUST COMPANY INC ACCT. W23560001 For the Period 10/1/12 to 10/31/12 Market Value Receivable Trade Date Foreign Exchange Contracts MEXICAN NEW PESO SWISS FRANC US DOLLAR EURO CURRENCY Total Foreign

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540135.pdf

EFTA01477577Set 10

2015-02-0422p3,113w

through its London Branch ("Party A") and Southern Financial LLC ("Party B") on the Trade Date specified below (the 'Transaction'). DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER ... Confirmation relates are as follows: General Terms: Transaction Type; 1. 2 Index and Exchange Traded Fund Basket Option Transaction (Dispersion) 30 January 2015 European Trade Date: Option Style: Option Type ... Party B As specified in Annex 1 Shares: Number of Indices: The exchange traded fund(s) ("ETF') as specified in Annex 1 The aggregate number of Indices

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477577.pdf

EFTA01144269Set 9

2014-07-010p12,898w

Total - Corporate Bond 42.81 51,202,799 49,310,561 Exchange Traded Fund China Funds 0.27 281.506 312.404 Japan Funds 0.30 347.336 342.622 United States Of America Funds ... Vietnam Funds 0.05 57.179 52.836 Total -Exchange Traded Fund 14.74 14,940,856.0 15,181,323.0 Global Depositary Receipts Argentina Financial 0.00 305 307 Total - Global Depositary Receipts ... Proceeds Principal Partners' From Description Amount Capital Sales (s) Fair Value (5) Exchange Traded Fund Hong Kong Funds 0.38 % 371.086 431.468 Indonesia Funds 0.24 266.518 274.400 Japan Funds

https://www.justice.gov/epstein/files/DataSet%209/EFTA01144269.pdf

EFTA00293314Set 9

research and development of what are now the underlying insights of the Atorus trading methodology. Diverse backgrounds and experience combined with complementary skill sets is the foundation for creating, developing ... growing the Atorus trading methodology into a global, leadership-driven asset management business. Michael J. Fowler — Partner & Chief Investment Officer Joshua L. Levy — Partner & Chief Operating Officer (quantitative (trading, position ... level analysis and quantitative systems systems development and implementation, operations and trading). development). Joshua has largely focused on understanding what makes Michael's career has been focused on understanding

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293314.pdf

EFTA01291029Set 10

2014-12-3185p40,081w

account that will be redeemed. Allocations are based on the number of trading units held in the account The probability of any trading unit held by an account being selected ... caled in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts ... called security, the total par value of the called securities held, and the trading unit of the security. Example (unit of trade = $25,000): Client Account Par Value Number

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01291029.pdf

EFTA01403934Set 10

2016-12-2118p2,768w

Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Email: All trade execution information contained herein is being provided as an accommodation at your request in advance ... your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement ... therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403934.pdf

EFTA00421589Set 9

2012-01-173p1,043w

From: Ike Groff To: a> Subject: RE: E*Trade Securities LLC Date: Tue, 17 Jan 2012 20:36:04 +0000 Yes I for sure do not want this going ... Sent: Tuesday, January 17, 2012 3:35 PM To: Ike Groff Subject: Re: E*Trade Securities LLC i don't know ...he was saying Williams Trading when ... phone with him also...I said NO, not Williams Trading you have been sending confirms to Greenwich Prime...I asked him to stop sending them to Greenwich Prime

https://www.justice.gov/epstein/files/DataSet%209/EFTA00421589.pdf

EFTA02143841Set 10

lower by French carmakers as well as Italy's Fiat. Two big block trades from institutional sellers ovemight in Europe in the Luxury and Cable spaces (both at 3.1% discounts ... Arts CEO to step down & O4 outlook to low end or below previous guidance (trading +2%) • Lululemon to take "significant" financial hit on production problems and pants shortage (trading ... change) • Richemont: GS places 7mm shares for undisclosed institutional seller @ CHF 77, 3.1% discount (trading -3.5%) • Ziggo: Warburg/Cinven place 40mm shs (20%) 25.05, 3.1% discount, retain 17% stake (trading

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143841.pdf

EFTA01568652Set 10

2010-02-0163p6,200w

Cash Balance PRINCIPAL Current Transactions Income INFLOWS Total Inflows OUTFLOWS Total Outflows Withdrawals $0.00 TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance ... Page 18 of 39 EFTA01568677 GHISLAINE MAXWELL ACCT. For the Period 2/1/10 to 2/28/10 TRADE ACTIVITY Note: Trade Date Settlement Date 2/5 S indicates Short Term Realized Gain/Loss Type Settled ... PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568652.pdf

EFTA01555642Set 10

2009-09-0130p4,187w

Cash Balance Transactions Income INFLOWS 29,252.72 Contributions Total Inflows OUTFLOWS Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date ... TXBL CONVERSION A/0 09/18/09 EXCH 1 SHARE FOR 1.000000 OF CUSIP 4812A0367 TRADE DATE 09/18/09 TRADE DATE 09/18/09 (137,413,943.660 ) (1,000,000.00) (55,000.00) (1,000,000.00) Quantity ... TXBL CONVERSION A/0 09/18/09 EXCH 1 SHARE FOR 1.000000 OF CUSIP 4812A2603 TRADE DATE 09/18/09 TRADE DATE 09/18/09 9/29 Misc. Disbursement FUNDS TRANSFERRED FROM ASSET AC# Q30171005

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01555642.pdf

EFTA00595686Set 9

2012-02-146p2,720w

Morgan Investment Themes Jeanne Sun February 14, 2012 (212J 622 2646 NEW TRADE IDEA: Implications of Cheap Natural Gas We believe cheap natural gas in the US is creating attractive ... natural gas pricing can vary significantly across different geographies. With North American natural gas trading at 70-80% discounts to Japanese and UK markets, we believe efforts to close this ... FDIC Insured • No Bank Guarantee • May Lose Value EFTA00595686 GIO Investment Themes J.P.Morgan CLOSING TRADE IDEA: LONG INDONESIAN RUPIAH We are closing our long Indonesia Rupiah trade

https://www.justice.gov/epstein/files/DataSet%209/EFTA00595686.pdf

EFTA01479611Set 10

2014-06-067p1,172w

Park Avenue - 26th Floor New York. NY 10154-0004 Tel. Fax Mobi Email All trade execution information contained herein is being provided as an accommodation at your request in advance ... your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement ... therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479611.pdf

Page 1

Corpus: 1990-03-17 – 2025-12-01

August 2004

Mo

Tu

We

Th

Fr

Sa

Su

None

Light

Medium

Heavy

Results by Dataset1,000 total

Set 8

3

Set 9

286

Set 10

668

Set 11

43