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EFTA01534662Set 10

2010-05-0199p9,330w

Market Value/Cost Market Value Premium Unrealized Gain/Loss Note: P indicates position adjusted for Pending Trade Activity. Options Detail Quantity Foreign Exchange EUR CALL USD PUT FX EUROPEAN STYLE OPTION ... DOLLAR in Currency (0.01) 0.01 (717,387.03) Foreign Exchange Contracts Detail Market Value Receivable Trade Date Speculative AUSTRALIA DOLLAR AUSTRALIA DOLLAR AUSTRALIA DOLLAR CANADIAN DOLLAR CANADIAN DOLLAR CANADIAN DOLLAR CANADIAN ... FINANCIAL TRUST COMPANY INC ACCT. For the Period 5/1/10 to 5/31/10 Market Value Receivable Trade Date Speculative CANADIAN DOLLAR INDIAN RUPEE INDIAN RUPEE POUND STERLING POUND STERLING POUND STERLING POUND

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01534662.pdf

EFTA00069109Set 9

2020-07-2838p15,022w

dumped on the public while the grossly corrupt SEC watched. Those damn "penny stock trading fairies" AGAIN! NOPE. BLNK never should have happened. Farkas, his NETE CFO, Keener, Nordlicht ... whistleblower (me) information. Linked to Milken,Russia, Trump, and Epstein. Of course the 7/22 trading activity NEVER would have happened without willing, executing BD's and MM's like ... Before Its Stock Collapsed One company is breathing a sigh of relief after a trading glitch sent shares of Knight Capital Group from more than $10.30 to nearly $2.50 last

https://www.justice.gov/epstein/files/DataSet%209/EFTA00069109.pdf

EFTA00070950Set 9

2017-07-3148p18,482w

back up after I caught them and no changes were made Market Statistics - Equity Trading Data Monthly (finra.org) Market Statistics - OTC Data Ofinra. all rights reserved. finra is a registered ... financial industry regulatory authority, inc. otce.finra.org EFTA00070952 So: 87.7 BILLION total OTCM shares traded in February 2020 to 1.7 TRILLION shares traded in Feb 2021 if the Bloomberg article ... NITE business model. The SDNY Courts have jurisdiction to impose an IMMEDIATE suspension of trading in NITE/VIRT as it poses a clear and ongoing risk to the public

https://www.justice.gov/epstein/files/DataSet%209/EFTA00070950.pdf

EFTA00040288Set 9

2020-12-0755p19,202w

Phlow/Ampac with proven capabilities? Answer: KODK liquidity issues are SEVERE Like Milken: Insider trading is NOT the real issue here. The latest BX orchestrated "glitch": KODK. I know this information ... This is my information. Swiss Banks, FFI's, and of course: penny stock trading fairies aka executing BD's/MM's that made it all possible. Per Dick's complaint ... delivered 80%+ of the trades to executing BD's/MM's. Did Dick Best criminally obstruct an investigation into my claims? Per my extensive correspondence with Robin Traxler at FINRA

https://www.justice.gov/epstein/files/DataSet%209/EFTA00040288.pdf

EFTA00102264Set 9

2021-01-1857p20,545w

Avakian: August 2020. Best is Mr FINRA "BBH AML ALL entities un named/penny stock trading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substantial ... executing BD's/MM's BBH delivered 80%+ of those OTCM money laundering shell trades to. And, it wasm't those damn "penny stock trading fairies". Which is EXACTLY why Dickie ... MONEY LAUNDERING STUPID!! Still MORE record Janey: Bravatek: also Fife and NITE trading billions of shares: MY F'N INFORMATION!!!! LG Capital Funding:prolific Bag Men EDGAR Search Results (sec.gov

https://www.justice.gov/epstein/files/DataSet%209/EFTA00102264.pdf

EFTA01538836Set 10

2010-10-0197p9,433w

W23560001 For the Period 10/1/10 to 10/31/10 Note: P indicates position adjusted for Pending Trade Activity. Equity Detail Estimated Quantity US Large Cap P PROLOGIS ... W23560001 For the Period 10/1/10 to 10/31/10 Note: P indicates position adjusted for Pending Trade Activity. Convertibles Detail Quantity Convertibles - Fixed Income AMR CORP ... Foreign Exchange Contracts Detail Market Value Receivable Trade Date Speculative EURO CURRENCY INDIAN RUPEE Total Speculative US DOLLAR HUNGARIAN FORINT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538836.pdf

EFTA01538077Set 10

2010-09-0171p6,846w

Foreign Exchange Contracts Detail Market Value Receivable Trade Date Speculative CANADIAN DOLLAR EURO CURRENCY INDIAN RUPEE INDIAN RUPEE US DOLLAR HUNGARIAN FORINT US DOLLAR US DOLLAR ... TRUST COMPANY INC ACCT. W23560001 For the Period 8/1/10 to 8/31/10 Market Value Receivable Trade Date Speculative INDIAN RUPEE Total Speculative US DOLLAR ... Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538077.pdf

EFTA00069716Set 9

2021-08-24153p44,082w

ANOTHER astronomical milestone in 1Q 2021 with more than 4 + TRILLION shares traded Market Statistics - Equity Trading Data Monthly (finra.org) As the record clearly shows: ALL detailed ... your core business would then trigger another question: HOW does NITE (CDEL) generate trading profits in OTCM Pink sheet shells? So, Cifu intentionally misleads the public as to the true ... have detailed, Cifu also blatantly lied about NITE OTCM share volume NITE traded in 1Q2021. The level of activity claimed by Cifu in 1Q2021 did not match the profitability

https://www.justice.gov/epstein/files/DataSet%209/EFTA00069716.pdf

EFTA01274073Set 10

2014-02-02314p151,174w

sane issuer as an reputed value for en - Cs affiliates also receive trading commatiso and Your oatement Simian siesta( end other anew held valuation model or the most recent spree ... shoring and additional compensation. through areangtenwas yet Alined bats at other averaged lot. The • Trade date • colann presents the thid parties to derive tee estimated values. — In addition to commissions ... fees thrdpasy banks, and provides access to noura-ce and ages' transaction trade date. - You can obtan addle's-al rearnaten regrading rewired n correction wan the distnbution of ennsity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274073.pdf

EFTA01412704Set 10

Title: 10 lo-t 1 V Date: PART A-PAGE 1 3. PARTS SWAP TRADING ADDENDUM If you are a US person, please complete this Swap Trading Addendum ... Annex and return signed, completed copies of both to your DB representative. This Swap Trading Addendum (the "Addendum") modifies and supplements the contract or contracts used by Client ... condition precedent to discussing additional swaps and/or swap trading strategies with 1.3 DB. EFTA01412734 If Client has indicated in the Eligible Contract Participant Questionnaire that it is either a "Hedging

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412704.pdf

EFTA00295614Set 9

2012-12-3152p16,979w

Partnership: Investment Transactions and Valuation — Investment transactions are accounted for on a trade date basis. Realized and change in unrealized gains/(losses) on investments allocated from the Master Fund ... frequency and volume to provide pricing information on an ongoing basis. Investments in securities traded on a recognized national securities exchange or reported on other national markets are valued ... national securities exchange or reported on other national markets, but that are traded among broker-dealers and other institutional investors in over-the-counter ("OTC') markets, are recorded at fair

https://www.justice.gov/epstein/files/DataSet%209/EFTA00295614.pdf

EFTA02115859Set 10

2014-02-069p2,419w

region for a change with the ASX200 closing at the highs after a surprise trade surplus — miners were strong along with Woolworths (+2.4%) which posted solid 2Q food & liquor sales ... results and Hynix helped by stable 2H Jan DRAM prices. HK saw choppy trading, but rallied in the afternoon to close near the highs. Macau names rebounded hard from yesterday ... EFTA02115859 1753 last. ***BOE 7am & ECB @ 7:45am, Nonfarm Productivity / Jobless Claims / Trade Balance @ 8:30am*** ***AET, CMI, DO, EXC, FOXA, GM, K, NBL, PM, SEE, AOL, DNKN, NILE, TEVA

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02115859.pdf

EFTA01111989Set 9

2013-02-1312p6,107w

with, the provisions of this Agreement (the "License"). Any and all software, copyrights, trademarks, trade secrets and other proprietary algorithms, formula, structures, plans, information and materials previously or hereafter prepared ... including all designs, plans, illustrations, specifications, flow charts, diagrams, manuals, memoranda, opinions, documentation, trademarks, trade names, service marks, patents and copyrights (if any, whether or not registered); (ii) all know ... derived from any part of anything described in clauses (i) through (iii) above. (b) Trade Secrets. Mr. Black acknowledges that: (i) all information, know-how and data which Mr. Black

https://www.justice.gov/epstein/files/DataSet%209/EFTA01111989.pdf

EFTA00414089Set 9

2012-05-036p2,104w

year bonds vs C7.5 billion max target. Sarkozy and Hollande traded shots last evening in a - 3 hour live tv debate (consensus seems to be that Hollande faired well ... after beating estimates but the other French banks fail to participate (BNP & Credit Agricole trading flat). Green Mountain (-39%) & Weight Watchers (-16%) the two big blow-ups after ... after close*** Green Mountain cut profit forecast on slowing sales (more private label competition) (trading -39%) JDS Uniphase posted Q3 net loss (reversing year ago profit) as revs fell

https://www.justice.gov/epstein/files/DataSet%209/EFTA00414089.pdf

EFTA01421502Set 10

2016-06-1610p1,425w

Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 All trade execution information contained herein is being provided as an accommodation at your request in advance ... your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to EFTA01421502 settlement ... therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421502.pdf

EFTA01571667Set 10

2013-06-3071p8,041w

paid in full, before their stated maturity. Note: P indicates position adjusted for Pending Trade Activity. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MMKT ... Transactions INFLOWS Income Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Total Outflows Withdrawals $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance ... Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01571667.pdf

EFTA00621325Set 9

research and development of what are now the underlying insights of the Atorus trading methodology. Diverse backgrounds and experience combined with complementary skill sets is the foundation for creating, developing ... growing the Atorus trading methodology into a global, leadership-driven asset management business. Michael J. Fowler — Partner & Chief Investment Officer Joshua L. Levy — Partner & Chief Operating Officer (quantitative (trading, position ... level analysis and quantitative systems systems development and implementation, operations and trading). development). Joshua has largely focused on understanding what makes Michael's career has been focused on understanding

https://www.justice.gov/epstein/files/DataSet%209/EFTA00621325.pdf

EFTA01403934Set 10

2016-12-2118p2,768w

Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Email: All trade execution information contained herein is being provided as an accommodation at your request in advance ... your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement ... therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403934.pdf

EFTA00421589Set 9

2012-01-173p1,043w

From: Ike Groff To: a> Subject: RE: E*Trade Securities LLC Date: Tue, 17 Jan 2012 20:36:04 +0000 Yes I for sure do not want this going ... Sent: Tuesday, January 17, 2012 3:35 PM To: Ike Groff Subject: Re: E*Trade Securities LLC i don't know ...he was saying Williams Trading when ... phone with him also...I said NO, not Williams Trading you have been sending confirms to Greenwich Prime...I asked him to stop sending them to Greenwich Prime

https://www.justice.gov/epstein/files/DataSet%209/EFTA00421589.pdf

EFTA01555918Set 10

2010-06-0132p5,107w

Activity Summary Beginning Cash Balance Transactions Income INFLOWS Total Inflows OUTFLOWS Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date ... Disbursement FUNDS TRANSFERRED FROM ASSET AC# TO DDA AC# AS REQUESTED Total Inflows & Outflows TRADE ACTIVITY Settlement Trade Date 6/1 Date 6/1 Type Settled Sales/Maturities/Redemptions Sale Description JPMORGAN PRIME MONEY ... MARKET FUND CAPITAL SHARE CLASS FUND 3605 @ 1.00 TRADE DATE 06/01/10 6/3 6/3 Sale JPMORGAN PRIME MONEY MARKET FUND CAPITAL SHARE CLASS FUND 3605 @ 1.00 TRADE DATE 06/03/10

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01555918.pdf

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Corpus: 1990-03-17 – 2025-12-01

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