EFTA00151495Set 9
38p10,078w
risk classification and informal designation as an Honorary PEP resulted in enhanced
8
EFTA00151502
transaction monitoring of activity within Epstein's accounts. However, and as discussed below,
this scrutiny ... Epstein Relationship Were Communicated to Neither the Relationship
Managers nor the Relevant Transaction Monitoring Team
38. The following week, another member of the ARRC (the Bank's Head of
Compliance ... purportedly misinterpreted the conditions; as a result they were also not communicated to the
transaction monitoring team responsible for monitoring the Epstein relationship. Specifically,
AML OFFICER-2 interpreted the clause
https://www.justice.gov/epstein/files/DataSet%209/EFTA00151495.pdf
Deutsche Bank
US PWM Transactions Monitored
Total transactions monitored in Total Transactions Monitored
*N0
Prime for March 2014 is
WOO
69,224, which is 6.6% more Nal
than March ... volume. WHO
Sti40
Total transactions monitored in
0.1a0
Actimize for March 2014 is DI140
43,844, which is 7.7% more 20.010
than March 2013 volume. JOAO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368844.pdf
Deutsche Bank
US PWM Transactions Monitored
Total transactions monitored in Total Transactions Monitored
*N0
Prime for March 2014 is
WOO
69,224, which is 6.6% more Nal
than March ... volume. WHO
Sti40
Total transactions monitored in
0.1a0
Actimize for March 2014 is DI140
43,844, which is 7.7% more 20.010
than March 2013 volume. JOAO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370290.pdf
Deutsche Bank
US PWM Transactions Monitored
• Total transactions monitored in Total Transactions Monitored
N
Prime for December 2013 is
/A NO
74,291, which is 1.9% less than ... December 2012 volume. $41vu
4.1.1410
• Total transactions monitored in 40.040
Actimize for December 2013 is 9400
52,235, which is 27.4% less 10 MO
than December 2012 volume
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370310.pdf
Deutsche Bank
US PWM Transactions Monitored
Total transactions monitored in Total Transactions Monitored
*IM0
Prime for June 2014 is 73,999.
$4100
which is 17.3% more than June ... volume. 60.100
•------
50.490
Total transactions monitored in
Side
Actimize for June 2014 is N100
40,541, which is 8.1% less than MOO
June 2013 volume
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370280.pdf
EFTA01413404Set 10
2013-02-2719p1,916w
Clarissa Delafuente's last day at DB will be July 18, 2014.
Total transactions monitored in Prime for June 2014 is 73,999, which is
17.3% more than June ... volume.
Total transactions monitored in Actimize for June 2014 is 40,541, which is
8.1% less than June 2013 volume.
US PWM Transactions Monitored
US PWM Prime Case Volumes
Total ... 36D5FC78-1C8D-424E-A1D4-489FFA603F44}1{[Text]}{1}{en-U5}{1200}Total
transactions monitored in Prime for June 2014 is 73,999, which is 17.3% more
than June 2013 volume
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413404.pdf
EFTA01413503Set 10
2012-06-0819p2,104w
work was reassigned and new work continued to be
assigned to her.
Total transactions monitored in Prime for December 2013 is 74,291, which is
1.9% less than December ... volume.
Total transactions monitored in Actimize for December 2013 is 52,235, which
is 27.4% less than December 2012 volume.
US PWM Transactions Monitored
US PWM Prime Case Volumes
Total ... 36D5FC78-1C8D-424E-A1D4-489FFA603F44}1{[Text]}{1}{en-U5}{1200}Total
transactions monitored in Prime for December 2013 is 74,291, which is 1.9%
less than December 2012 volume
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413503.pdf
EFTA01413446Set 10
2013-02-2719p1,901w
client.
Other
Clarissa Delafuente returned from maternity leave on January 13, 2014.
Total transactions monitored in Prime for March 2014 is 69,224, which is
6.6% more than March ... volume.
Total transactions monitored in Actimize for March 2014 is 43,844, which is
7.7% more than March 2013 volume.
US PWM Transactions Monitored
US PWM Prime Case Volumes
Total ... 36D5FC78-1C8D-424E-A1D4-489FFA603F44}1{[Text]}{1}{en-US}{1200}Total
transactions monitored in Prime for March 2014 is 69,224, which is 6.6% more
than March 2013 volume
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413446.pdf