Epstein Files Search

EFTA01276845Set 10

2014-02-02160p89,676w

UBS Financial Services Inc SUBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 February 2014 M76002244885 02i 4 VI 0 MAX FOUNDATION 116 EAST 65TH STREET ... EFTA01276850 Important information about your statement LEIS Financial Services ex. (the F im or UBS financial sent you the fin stsemert on 0,0Nthe error or The Finn, together with ... UBS Fireside' Services Inc Psi 201402 SDNY_GM_00024839 CONFIDENTIAL EFI'A_00135459 EFTA01276852 UBS Financial Services Inc 4tUBS 299 Park Avenue 25th Floor Business Services Account New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01276845.pdf

EFTA02702204Set 11

5p4,856w

subsidiary of MS AG and an affiliate of t/115 Financial Services Inc.. UBS Financial Services Inc is a subsidiary of UBS AG Version 10/2012 O UBS

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02702204.pdf

EFTA01273285Set 10

2014-07-0123p16,074w

SUBS UBS Financial Services Inc. Account Nurnoer Cicnt Fund Investment Application Cover Sheet ALPHAKEYS MILLENNIUM FUND LLC Fund Name Ghblaine Maxwell Account title Ghklalne Maxwell Client Name ACU6 Form ... Number 102725 Appkation Id ECS-0155002191 III FCS-0155002191 For Internal UseOnly CI 2007 UBS Financial Services Inc. AN Rights Reserved. Member SPC CONFIDENTIAL SDNY_GM_00020458 EFTA_00131078 EFTA01273285 ... Subscription Agreement. • Please refer to the enclosed Tax Forms and speak to your UBS Financial Advisor. You may not be required to complete these forms if your UBS account

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273285.pdf

EFTA01386101Set 10

2010-02-011p368w

Priva w 10iscludsbrettaferhent under Rule Itt:(‘• - 5. Date of Action. March 7, 1005 Entity: UBS Financial Services Brought 8y: State of Illinois Allegations: Failure to provide investors with accurate account ... Fine: $95,000 6. Date of Action: April 28, 2003 March 19, 2004 Entity: UBS Financial Services and affiliates Brought By: Secretary of State of 47 States and Washington ... state securities laws Disposition: Cease & Desist. Fine, Penalty, Disgorgement, Investor Education. Details: UBS Financial Services Inc. (together with UBS Securities LLC) paid a total of S80M (allocated among the states

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386101.pdf

EFTA00238512Set 9

2017-03-032p282w

blank document if you would like to re-sign. Sou! Client Service Associate UBS Financial Services Inc. Private Wealth Mona : ement Phone: Fax: From: G Max Sent: Friday, March ... hesitate to reach out with any questions. CONFIDENTIAL UBSTERRAMAR00003124 EFTA00238512 lenService Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York ... email you this paperwork? We do not need originals. Thank you! lenService Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York

https://www.justice.gov/epstein/files/DataSet%209/EFTA00238512.pdf

EFTA00236716Set 9

2015-08-182p357w

Message From: UBS Financial Services Inc. felert@ubs.coml Sent: To: Subject: Notice: Your July 2015 UBS credit card statements are available Your July 2015 UBS credit card statements are available Notice

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236716.pdf

EFTA00239615Set 9

2019-05-061p302w

Message From: UBS Financial Services Inc. Sent: 5/6/2019 3:11:42 PM To: Subject: Account Alert: UBS Card Activity ransaction notice for your UBS card Notice u have requested

https://www.justice.gov/epstein/files/DataSet%209/EFTA00239615.pdf

EFTA00238396Set 9

2016-10-172p252w

note our new address as of October 3s, 2016 Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38ih Floor New York ... address as of October 3'd, 2016 Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 381° Floor New York

https://www.justice.gov/epstein/files/DataSet%209/EFTA00238396.pdf

EFTA00239087Set 9

2018-06-151p274w

Message From: UBS Financial Services Inc. lelert@ubs.coml Sent: 6/15/2018 8:00:46 AM To: gmaxl@ellmax.com Subject: Account Alert: U85 Card Activity IOW ransaction notice for your UBS card Notice

https://www.justice.gov/epstein/files/DataSet%209/EFTA00239087.pdf

EFTA01516173Set 10

2014-02-281p170w

Transfers Date Description Amount 02/27 02/27 Chips Debit Via: UBS Ag Stamford Branch/0799 NC: UBS Financial Services Inc Ben: Max Foundation Ssn: 0230105 Trn: 3.517.75 1000100058Es Total Payments & Transfers

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01516173.pdf

EFTA00238157Set 9

2016-04-301p147w

Message From: UBS Financial Services Inc. lelert@ubs.com] Sent: 4/30/2016 7:47:36 AM To: Subject: Account reminders and updated disclosures now available for you to review Account reminders and updated

https://www.justice.gov/epstein/files/DataSet%209/EFTA00238157.pdf

EFTA00239613Set 9

2019-05-042p301w

Message From: UBS Financial Services Inc. telett@ubs.com] Sent: 5/4/2019 3:51:57 PM To: Subject: Notice: Your April 2019 UBS statements are available Your April 2019 UBS statements are available

https://www.justice.gov/epstein/files/DataSet%209/EFTA00239613.pdf

EFTA00237333Set 9

2p303w

Message From: UBS Financial Services Inc. mj Sent: 1/5/201612:34:40 PM To: Subject: rur rnost recent confirmation is available Your most recent confirmation is available Notice Log into your

https://www.justice.gov/epstein/files/DataSet%209/EFTA00237333.pdf

EFTA00238271Set 9

2016-07-212p301w

Message From: UBS Financial Services Inc Sent: 7/21/2016 10:18:20 AM To: Subject: Notice: Your most recent confirmation is available Your most recent confirmation is available Notice Log into

https://www.justice.gov/epstein/files/DataSet%209/EFTA00238271.pdf

EFTA00238800Set 9

2018-01-092p303w

Message From: UBS Financial Services Inca, Sent: 1/9/2018 11:20:10 AM To: Subject: Notice: Your most recent confirmation is available Your most recent confirmation is available Notice Log into

https://www.justice.gov/epstein/files/DataSet%209/EFTA00238800.pdf

EFTA00237126Set 9

2015-08-272p292w

Message From: UBS Financial Services Inc Sent: 8/27/2015 10:17:02 AM To: Subject: Notice: Your most recent confirmations are available Your most recent confirmations are available Notice Log into

https://www.justice.gov/epstein/files/DataSet%209/EFTA00237126.pdf

EFTA00238435Set 9

2016-12-032p304w

Message From: UBS Financial Services Inc. [elert@ubs.comj Sent: 12/3/2016 11:16:47 AM To: Subject: Notice: Your most recent confirmation is available Your most recent confirmation is available Notice

https://www.justice.gov/epstein/files/DataSet%209/EFTA00238435.pdf

EFTA00237303Set 9

2015-12-162p308w

Message From: UBS Financial Services Inc nt Sent: 12/16/2015 11:21:17 AM To: Subject: Notice: Your most recent confirmation is available Your most recent confirmation is available Notice

https://www.justice.gov/epstein/files/DataSet%209/EFTA00237303.pdf

EFTA00237798Set 9

2016-02-293p156w

Message From: UBS Financial Services Inc. Sent: 2/29/2016 9:03:47 PM To: Subject: Confirmation: We have changed the password for your UBS Online Services account We have changed

https://www.justice.gov/epstein/files/DataSet%209/EFTA00237798.pdf

EFTA00236009Set 9

2014-03-292p307w

Message From: UBS Financial Services Inc. felert@ubs.coml Sent: 3/29/2014 10:17:07 AM To: Subject: Notice: Your most recent confirmation is available Your most recent confirmation is available Notice

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236009.pdf