EFTA01419618Set 10
2016-03-2843p10,350w
Funds Management Limited, a private limited liability company
incorporated
in Ireland ("ALPRO");
MS Alkeon UCITs Fund ("MS UCITs"), a sub-fund of FundLogic Alternatives plc,
a
company incorporated with limited ... supervised by the Central Bank of
Ireland. ALPRO is
manager of ALPRO Growth.
MS UCITs
Alkeon acts as investment manager for MS Alkeon UCITs Fund ("MS UCITs), a
sub-fund ... Alkeon is paid a portion of the management and
incentive fees
described above.
MS UCITs
MS UCITs has different classes of shares distinguished by different
management fees and
liquidity rights
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419618.pdf
EFTA02687149Set 11
26p6,253w
Using Byhiras, institutions will be able to achieve
- Compliance with regulations, e.g. Solvency II, UCITS III & IV, IFRS7, MiFID, new govemance codes and investment mandates
- Effective risk oversight on both ... wrap platforms increase
the range of investments and funds available
Consequences/impact
Single market (UCITS III & IV) increases the ability of
providers to sell their products across the EU - No assurance ... mandate compliance (style drift) and
Reporting Risks
service contracts, regulatory compliance: IFRS7,
Solvency II, UCITS III, MiFID, UCITS III & IV
• Portfolios and investment products compound the challenges of measurement (consistent
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02687149.pdf
EFTA01091765Set 9
26p6,188w
Using Byhiras, institutions will be able to achieve
- Compliance with regulations, e.g. Solvency II, UCITS III & IV, IFRS7, MiFID, new governance codes and investment mandates
- Effective risk oversight on both ... wrap platforms increase
the range of investments and funds available
Consequences/impact
- Single market (UCITS Ill & IV) increases the ability of
providers to sell their products across the EU - No assurance ... mandate compliance (style drift) and
Reporting Risks
service contracts, regulatory compliance: IFRS7,
Solvency II, UCITS III, MIFID, UCITS III & IV
• Portfolios and investment products compound the challenges of measurement (consistent
https://www.justice.gov/epstein/files/DataSet%209/EFTA01091765.pdf
EFTA00622277Set 9
26p6,200w
Using Byhiras, institutions will be able to achieve
- Compliance with regulations, e.g. Solvency II, UCITS III & IV, IFRS7, MiFID, new governance codes and investment mandates
- Effective risk oversight on both ... wrap platforms increase
the range of investments and funds available
Consequences/impact
- Single market (UCITS Ill & IV) increases the ability of
providers to sell their products across the EU - No assurance ... mandate compliance (style drift) and
Reporting Risks
service contracts, regulatory compliance: IFRS7,
Solvency II, UCITS III, MIFID, UCITS III & IV
• Portfolios and investment products compound the challenges of measurement (consistent
https://www.justice.gov/epstein/files/DataSet%209/EFTA00622277.pdf
EFTA01399156Set 10
2018-06-125p1,283w
client declaration form must be
signature verified.
54. EEA Client Procedure—
UCITS Account Opening Team Controls :
Introduction -
The UCITS IV Directive introduces the KIID (Key Investor Information
Document) designed ... must be
provided to EEA investors prior to executing a transaction that includes a
UCITS product.
European Economic area: EEA country list: Austria, Belgium, Bulgaria,
Croatia, Republic of Cyprus, Czech ... customer page EEA client type should be Retail, only then the process UCITS
Undertakings for Collective Investments in Transferable Securities will be
applicable.
If an EEA client selects
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399156.pdf