Epstein Files Search

EFTA01593687Set 10

2007-01-0129p3,175w

OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET EFTA01593701 -380,000 UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 CONVERSION DELIVER -680,000 UNISOURCE ENERGY CORP ... 03/01/2035 TO 736FY0 FROM 746FY0 380,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 CONVERSION RECEIVE MARK TO MARKET 1,103 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 ... JOURNAL 03 01/19 JOURNAL 01 01/22 MRKD/MARKET 01 01/22 TND QUANTITY DESCRIPTION 8,215 UNISOURCE ENERGY CORP HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593687.pdf

EFTA01592961Set 10

2007-01-0120p2,060w

RETURN -1,103 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -8,215 UNISOURCE ENERGY CORP HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 8,215 UNISOURCE ENERGY ... DONE AT EDGETRADE.COM INC. FROM 2F8EE0 TO 746FY0 FROM 746FY0 TO 2F8EE0 680,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 ... DONE AT EDGETRADE.COM INC FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -380,000 UNISOURCE ENERGY CORP SR NT CV 4. 109.98700 04.5000 03/01/2035 CORRECTION AS OF 01/10/07 DONE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592961.pdf

EFTA01593975Set 10

2006-11-0131p3,452w

05/15/23 02.6250 05/15/2023 CONVERSION DELIVER MARK TO MARKET MARK TO MARKET -120,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 MARK TO MARKET ... AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000 UNISOURCE ENERGY CORP HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,300 PPL CORP OFFSHORE ... RATING 102,330 (S) PPL CORP 62,840 (S) RPM INCORPORATED 8,215 (S) UNISOURCE ENERGY CORP HLDG CO :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593975.pdf

EFTA01593901Set 10

2006-09-0133p3,434w

OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET -250 UNISOURCE ENERGY CORP HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET ... AUGUST INTEREST CREDIT HCC 2 09/01/21 02.0000 09/01/2021 INTEREST CREDIT 09/01/06 ON 1600000 BONDS UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 INTEREST CREDIT 09/01/06 ON 500000 BONDS CENTERPOINT ENERGY ... UNISOURCE ENERGY CORP HLDG CO AMERICAN FINL GROUP INC OHIO SR NT CV1. CBRL GROUP INC 01.4861 06/02/2033 LYON ZERO 32 04/03/2032 CMS ENERGY CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593901.pdf

EFTA01593323Set 10

2006-11-0123p2,496w

SOLD 03 11/22 SOLD 03 11/22 SOLD 01 11/24 JOURNAL QUANTITY DESCRIPTION 120,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 ... AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,000 UNISOURCE ENERGY CORP HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,300 PPL CORP OFFSHORE ... ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000 UNISOURCE ENERGY CORP HLDGS CO DONE AT J.P. MORGAN SECURITIES, INC. -120,000 UNISOURCE ENERGY CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593323.pdf

EFTA01593841Set 10

2006-12-0128p3,134w

CHARGE 12/08/06 ON -183249 SHARES CSX CORPORATION SUBSTITUTE DIVIDEND CHARGE 12/15/06 ON -33438 SHARES UNISOURCE ENERGY CORP HLDGS CO SUBSTITUTE DIVIDEND CHARGE 12/27/06 ON -8215 SHARES ... UNISOURCE ENERGY CORP HLDG CO AMERICAN FINL GROUP INC OHIO SR NT CV1. CBRL GROUP INC 01.4861 06/02/2033 LYON ZERO 32 04/03/2032 CMS ENERGY CORP ... 05/15/2023 04.0000 11/15/2025 EFTA01593865 02.0000 09/01/2021 07/20/2031 RPM INTL INC SR NT CV 33 UNISOURCE ENERGY CORP CVT 144A TOTAL PRICED PORTFOLIO * Please see the last page for securities ratings

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593841.pdf

EFTA01593782Set 10

2007-03-0124p2,665w

746FY0 81,697 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -120,000 UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 CONVERSION DELIVER 120,000 UNISOURCE ENERGY CORP ... FEBRUARY INTEREST CREDIT HCC 2 09/01/21 02.0000 09/01/2021 INTEREST CREDIT 03/01/07 ON 1600000 BONDS UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 INTEREST CREDIT 03/01/07 ON 120000 BONDS UNISOURCE ENERGY CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593782.pdf

EFTA01582175Set 10

2006-11-011p260w

MONTH TYPE DATE TRANSACTION QUANTITY DESCRIPTION PRICE DEBIT CREDIT O1 11/22 JOURNAL 120,000 UNISOURCE ENERGY CORP SR NT CV 4. 132,617.40 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 ... OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL -2,000 UNISOURCE ENERGY CORP HLDGS CO 72,840.00 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL ... OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 BOUGHT 2,000 UNISOURCE ENERGY CORP HLDGS CO 36.37000 72,840.00 DONE AT J.P. MORGAN SECURITIES, INC. 01 11/22 SOLD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582175.pdf

EFTA01593869Set 10

2006-10-0132p3,478w

MONTH OF SEPTEMBER INTEREST CREDIT PPL CORP SUBSTITUTE DIVIDEND CHARGE 10/01/06 ON -116105 SHARES UNISOURCE ENERGY CORP HLDGS CO SUBSTITUTE DIVIDEND CHARGE 10/10/06 ON -10215 SHARES HCC INSURANCE HOLDINGS ... RATING 116,180 (S) PPL CORP 56,490 (S) RPM INCORPORATED 10,215 (S) UNISOURCE ENERGY CORP HLDG CO :UNDERPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor ... 09/01/2021 07/20/2031 PPL ENERGY SUPPLY LLC CVT RPM INTL INC SR NT CV 33 UNISOURCE ENERGY CORP CVT 144A VALASSIS COMMUNICATIONS INC SR NT CV1. TOTAL PRICED PORTFOLIO * Please

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593869.pdf

EFTA01581988Set 10

2007-01-011p250w

FINANCING RETURN 545,765.87 FROM 746FY0 TO 2F8EE0 01 01/10 JOURNAL 680,000 UNISOURCE ENERGY CORP SR NT CV 4. 758,876.60 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 03 01/10 ... OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 01/10 JOURNAL -8,215 UNISOURCE ENERGY CORP HLDGS CO 300,422.55 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 01/10 BOUGHT ... UNISOURCE ENERGY CORP HLDGS CO 36.52000 300,422.55 DONE AT J.P. MORGAN SECURITIES, INC. CREDIT SUISSE SECURITIES (USA) LLC TEL: li!k ELEVEN MADISON AVENUE CREDIT SUISSE NEW YORK

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581988.pdf

EFTA01593934Set 10

2006-06-0141p4,105w

06/02/06 ON -20645 SHARES CENTERPOINT ENERGY INC CASH DIVIDEND CREDIT 06/09/06 ON 6500 SHARES UNISOURCE ENERGY CORP HLDGS CO SUBSTITUTE DIVIDEND CHARGE 06/09/06 ON -8665 SHARES CENTERPOINT ENERGY INC SUBSTITUTE ... LONG OR SHORT(S) 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 1,452 (S) VALASSIS COMMUNICATION INC *CSSU RATING 15,083 (S) VORNADO REALTY TR *CSSU RATING ... BOND TJX COS INC CONV 02.6250 05/15/2023 01.3890 05/13/2033 11/02/2031 02/13/2021 UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 VALASSIS COMMUNICATIONS INC SR 01.0843 05/22/2033 NT CV1. VORNADO RLTY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593934.pdf

EFTA01582463Set 10

2006-12-011p251w

PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD 03 8,215 (S) UNISOURCE ENERGY CORP HLDG CO 36.53000 300,093.95- 6,900.60- 2.299 01 2,000,000 AMERICAN ... 05/13/2033 01 500,000 UNISOURCE ENERGY CORP CVT 144A 109.87500 549,375.00 22,500.00 4.096 04.5000 03/01/2035 01 120,000 (S) UNISOURCE ENERGY CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582463.pdf

EFTA01582362Set 10

2007-01-011p269w

746FY0 01 01/10 MIRED/MARKET MARK TO MARKET 1,968.68 01 01/10 DELIVERED -380,000 UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 CONVERSION DELIVER 01 01/10 JOURNAL -680,000 UNISOURCE ENERGY ... 03/01/2035 TO 736FY0 FROM 746FY0 01 01/10 RECEIVED 380,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 CONVERSION RECEIVE 03 01/10 MIRED/MARKET MARK TO MARKET

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582362.pdf

EFTA01593408Set 10

2005-09-0149p4,944w

CHGD 03 09/15/05 SUBST CHGD 03 09/16/05 SUBST CHGD 03 09/30/05 SUBST CHGD DESCRIPTION UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 INTEREST CREDIT 09/01/05 ON 500000 BONDS TJX COMPANIES ... OUTPERFORM EFTA01593447 INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 12,233 (S) VORNADO REALTY TR *CSFB RATING ... 05/15/2023 01.3890 05/13/2033 11/02/2031 02/13/2021 UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 SR WYETH NOTE SR CVT FR 03.8750 04/15/2025 EFTA01593454 02.3900 01/15/2024

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593408.pdf

EFTA01593617Set 10

2005-10-0151p5,116w

SUBST CHGD REBATE ON SHORT SALES EFTA01593651 FOR THE MONTH OF SEPTEMBER INTEREST CREDIT UNISOURCE ENERGY CORP HLDGS CO SUBSTITUTE DIVIDEND CHARGE 10/03/05 ON -8665 SHARES ... LONG OR SHORT(S) 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 12,233 (S) VORNADO REALTY TR *CSFB RATING 13,240 (S) WYETH *CSFB RATING ... 05/15/2023 01.3890 05/13/2033 11/02/2031 02/13/2021 UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 SR WYETH NOTE SR CVT FR 03.8750 04/15/2025 02.3900 01/15/2024 02.1250 04/15/2023 01.7500 05/15/2023 05/11/2031

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593617.pdf

EFTA01581989Set 10

2007-01-011p247w

RECEIVED BY WIRE 5,303.00 746FY0 HIGHBRIDGE CAPITAL MANA 01 01/16 SOLD -380,000 UNISOURCE ENERGY CORP SR NT CV 4. 109.98700 424,078.10 04.5000 03/01/2035 CORRECTION AS OF 01/10/07 ... JOURNAL S/D FINANCING 215,440.67 FROM 2F8EE0 TO 746FY0 01 01/17 JOURNAL -680,000 UNISOURCE ENERGY CORP SR NT CV 4. 756,876.60 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 ... 01/17 JOURNAL 380,000 UNISOURCE ENERGY CORP SR NT CV 4. 424,078.10 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 03 01/17 JOURNAL 2,100 CBRL GROUP INC 96,063.25 OFFSHORE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581989.pdf

EFTA01593180Set 10

2006-09-0122p2,259w

FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 250 UNISOURCE ENERGY CORP HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -250 UNISOURCE ENERGY CORP HLDGS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593180.pdf

EFTA01592556Set 10

2006-04-1054p4,209w

NYCO INC 0.00 UNISOURCE MAR 4 1/2 35 909205AA4 11,250.00 (31,00: Mar 1, 2006 Mar 1, 2006 Mar 1, 2006 NYCO ... NYCO DSG 0.00 UNISOURCE ENERGY CORP UNS (1,819.65) 29,073,210.1 Mar 15, 2006 Mar 15, 2006 Mar 15, 2006 NYCO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592556.pdf

EFTA01582613Set 10

2006-11-011p254w

11/22 MRKD/MARKET MARK TO MARKET 63,850.11 01 11/22 JOURNAL -120,000 UNISOURCE ENERGY CORP SR NT CV 4. 132,617.40 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 03 11/22 MRKD/MARKET ... OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL 2,000 UNISOURCE ENERGY CORP HLDGS CO 72,840.00 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582613.pdf

EFTA01582617Set 10

2006-11-011p270w

05/13/2033 01 500,000 UNISOURCE ENERGY CORP CVT 144A 109.62500 548,125.00 22,500.00 4.105 04.5000 03/01/2035 01 120,000 (S) UNISOURCE ENERGY CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582617.pdf