EFTA02090749Set 10
2014-11-187p1,856w
Stifel Healthcare (NYC), UBS Tech (Sausalito)
Analyst/Investor Days: AZN, EFX, PFE, DNR, INGR, LGND, UTEK, TPH, SYNA, MAC, SGI, ZTS,
BEL, NOV, CY
Non-Deal Roadshows: ABM, ACCO, EEFT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090749.pdf
EFTA00329451Set 9
2016-02-047p2,413w
PRLB, REDF, RFP, RSTI, SBH, SAP CN,
SANS, STRA, SPH, TDY, TPX, UTEK, VLP, VIRT, WILN
Reporting Post-Close: AIV, ESS, ESS, HBI, HIG, NWSA, PKI, QRVO, SRCL, SYMC, ACXM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00329451.pdf
EFTA00407451Set 9
2012-08-016p2,004w
INTU, IPHI, JPM, LCAV, NSPR, NU, PBCT, PRK, PTEN, R, SO, SON,
SPNS, TFX, UTEK, CVLT
Shareholder Meetings: BRS, CA, WRLD, NATR, RJET
Equity/Mixed Shelfs: SAVE, CRL
Other Newspaper Articles
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00357139Set 9
2014-12-096p1,973w
OCFC,
PAG, PCMI, PNW, SAAS, SLTC, SMED, SNMX, SSNC, STRT, SXT, TROX, TUBE, UPL, UTEK, WWE, XNET, XOXO
Shareholder Meetings: ATK, ORB, ODC, ARL, SGI, WDFC, MR, HTHT
EFTA00357141
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%209/EFTA00357139.pdf
EFTA00434602Set 9
2011-04-215p1,693w
SFNC, SILC, SON, ST,
SYNT, TASR, TCB, TEL, TNB, TNC, TPX, TZ00, UAL, UMPQ, UTEK, WCC, WFT, WSO, WTNY, SRCE
Reporting Post-Close: AMD, BCR, CB, IGT, MXIM, RHI, SNDK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00434602.pdf
EFTA00387192Set 9
2013-07-187p2,112w
NTCT, ORB, OSTK, POOL, PVTB, SASR, SCHL, SEIC, SFNC, SIFY, SON, SVU, SYNT, TZPP, UTEK, VAC, VMI,
WSO
Reporting Post-Close: AMD, CMG, COF, GOOG, ISRG, MSFT, PBCT, SYK, ACTG
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387192.pdf
EFTA00370756Set 9
2014-04-247p2,191w
SILC, SNBC, SONS, SQNS, STC, TKR, TWI, UA, UAL, UCBI, UFS, UPS, USG, UTEK, VDSI, VLY, WCC, WMAR, WTBA,
WDKN, YNDX
Reporting Post-Close: ALTR, AMZN, BIDU, BRCM, CB, CERN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370756.pdf
EFTA02107482Set 10
2014-04-248p2,185w
SILC, SNBC, SONS, SANS, STC, TKR, TWI, UA, UAL, UCBI, UFS, UPS,
USG, UTEK, VDSI, VLY, WCC, WMAR, WTBA, WDKN, YNDX
Reporting Post-Close: ALTR, AMZN, BIDU, BRCM, CB, CERN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107482.pdf