EFTA01082482Set 9
2016-05-25126p74,928w
LULU).-
CO Z
LLI
SUBJECT TO COMPLETION, DATED MAY 25, 2016
~oz THE GABELLI UTILITY TRUST
° at
LLI Filed Pursuant to Rule 497(c)
CD l= Registration Statement ... Cumulative Preferred Shares
z¢1-
CO
(Liquidation Preference $25.00 per share)
-
W The Gabelli Utility Trust (the "Fund." "we." "us" or "our') is °tiering shares of %Series C Cumulative Preferred ... water and (ii) telecommunications
CO CO '-'
aC services or infrastructure operations (collectively, the "Utility Industry"). A company will be considered to be in the Utility Industry
https://www.justice.gov/epstein/files/DataSet%209/EFTA01082482.pdf
EFTA01073361Set 9
2007-04-02100p15,398w
customer of such service and the types of services the subscriber or custother
utilized which may be relevant to an authorized law enforcement inquiry, involving the following:
Please provide ... customer of such service and the types of services
the subscriber or customer
utilized which may be relevant to an authorized law enforcement inquiry, involving the following.:
Please provide ... customer of such service and the types of services the subscriber or customer utilized, which may be relevant to
an authorized law enforcement inquiry; or (ii) requiring a custodian
https://www.justice.gov/epstein/files/DataSet%209/EFTA01073361.pdf
EFTA00038329Set 8
2018-05-0443p5,552w
Search Terms 2
Subject 2
Possible Addresses Associated with Subject 3
Work Affiliations 7
Utility Services 7
Phone Numbers Associated with Subject 8
Quick Analysis Flags 8
Phone Listings ... Search Terms (1)
Subject (1)
Possible Addresses Associated with Subject (24)
Work Affiliations (1)
Utility Services (5)
Phone Numbers Associated with Subject (1)
Quick Analysis Flags (1)
Phone Listings ... Equifax
3) MAXWELL. GHISLAINE TransUnion, Historic Credit
NOELLE Bureau, Drivers Licenses
4) MAXWELL. GHISLAINNE Utility Listing
5) MAXWELL. GHISLAINE N
DOB: Experian
MM)
6) MAWELL, GHISLAINE Experian
7) MAXWELL
https://www.justice.gov/epstein/files/DataSet%208/EFTA00038329.pdf
EFTA01097561Set 9
2008-12-3145p16,499w
North America (primarily United States)
Con.sumer Goods 0.11% 661,313
0.00% 5.07E
Utilities
North America (primarily United States) Total (cow 5338,929) 0.11% 666,389
013% 799.244
Options Total ... Options
North America (pnenarily United Slates)
Consumer Goods 0 09% 611.022
0.00% 5,076
Utilities
North America (primarily United States) Total (proceeds ... Health Care 0.02% 127.302
Industrials 0.57% 3.928,759
Technology 0.05% 369,103
Utilities 0.05% 326991
Asia Total 2.18% 14005.071
Europe
Basic Materials 6.21% 42,573,851
Communications
https://www.justice.gov/epstein/files/DataSet%209/EFTA01097561.pdf
EFTA02713615Set 11
2012-11-2957p27,450w
Investment Manager will generally be
responsible for their own overhead expenses including rent and utilities
and the compensation of their employees; provided, that the Partnership
3
EWAGNE1217652.1 - 11/29/12
EFTA ... world's trading markets
to electronic exchanges continues to create opportunities for Portfolio Managers utilizing
statistical trading strategies. The turnover of these strategies can be high and marked by very ... complicated, highly technical, and heavily
dependent on computer processing power. A Portfolio Manager utilizing
a fixed-income arbitrage strategy may attempt to capture changes in the
shape of the yield
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02713615.pdf