EFTA01103701Set 9
2014-11-0389p57,380w
over the entire
period.
J.P. Morgan ratings or designations: OW Overweight, Na, Neutral, UW Underweight, NR •• Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA01103701.pdf
EFTA00306883Set 9
2014-06-027p4,747w
covered it over the entire
riot
M. Morgan ratings or designations: OW - Overweight, Neutral, UW Underweight, NR Not Rated
Ex lanatlon of Equity Research Ratings, Designations and Analyst(s) Coverage
https://www.justice.gov/epstein/files/DataSet%209/EFTA00306883.pdf
EFTA00300337Set 9
2014-05-229p5,425w
over the entire
period.
J.P. Morgan ratings or designations: OW - Overweight, N— Neutral, UW - Underweight, NR - Not Rated
Explanation of Equity Research Ratings, Designations and Analysts) Coverage Universe:
J.P. Morgan
https://www.justice.gov/epstein/files/DataSet%209/EFTA00300337.pdf
EFTA00598930Set 9
2015-10-025p4,184w
covered it over the entire
M. Morgan ratings or designations: OW Overweight, Ni• Neutral, UW Underweight, NR •• Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA00598930.pdf
EFTA00301083Set 9
2014-06-1214p8,264w
over the entire
period.
J.P. Morgan ratings or designations: OW Overweight, Ni• Neutral, UW Underweight, NR •• Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA00301083.pdf
EFTA01104713Set 9
2013-07-2516p10,274w
over the entire
period.
J.P. Morgan ratings or designations: OW - Overweight, N- Neutral, UW Underweight, NR Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA01104713.pdf
EFTA01148956Set 9
2013-11-0710p5,772w
over the entire
period.
J.P. Morgan ratings or designations: OW - Overweight, N- Neutral, UW Underweight, NR - Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA01148956.pdf
EFTA00301312Set 9
2014-05-135p3,681w
over the entire
period.
J.P. Morgan ratings or designations: OW - Overweight, N- Neutral, UW - Underweight, NR - Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA00301312.pdf
EFTA01087638Set 9
2015-10-015p3,969w
over the entire
period.
J.P. Morgan ratings or designations: OW - Overweight, N- Neutral, UW Underweight, NR Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA01087638.pdf
EFTA00293648Set 9
2014-04-249p5,579w
over the entire
period.
J.P. Morgan ratings or designations: OW Overweight, N- Neutral, UW Underweight, NR •• Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA00293648.pdf
EFTA01087643Set 9
2015-09-307p4,532w
over the entire
period.
J.P. Morgan ratings or designations: OW - Overweight, N- Neutral, UW Underweight, NR - Not Rated
Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe
https://www.justice.gov/epstein/files/DataSet%209/EFTA01087643.pdf