Epstein Files Search

EFTA01436121Set 10

2018-12-196p909w

Sell 10,000 Nintendo (NTDOY) - sold at 33.44 3) Sell 11,200 Ubisoft Entertainment (UBSFF) — sold at 71.19 EUR Prepared on 12/19/2018 Source: Pershing NetX 360 Unofficial trade confirmations ... EFTA01436122 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436121.pdf

EFTA01063352Set 9

2017-12-2915p5,709w

Members 11)CD PROJEKT SA 51.75% ID CAPC0M CO LTD 43.16% IF ID UBISOFT ENTERTAINMENT 43.16% IL 10 FRONTIER DEVELOPMENTS PLC 32.50% 19 LOGITECH INTERNATIONAL-REG 22.43% III 10 ACTIVISION ... Members ID TRIPADVISOR INC 58.14% ID CD PROJEKT SA 54.12% IS ID UBISOFT ENTERTAINMENT 43.81% CAPCOM CO LTD 43.78% IS) COMMVAULT SYSTEMS INC 31.38% le INC 27.72% I7)ASML HOLDING

https://www.justice.gov/epstein/files/DataSet%209/EFTA01063352.pdf

EFTA00807414Set 9

2018-05-3113p2,883w

Austrian Patisserie, Apple, China Literature, Facebook, South China Morning Post, Spotify, Twitter, Ubisoft Entertainment China's music-streaming Tencent seeks IPO in U.S. NewsNow 109-Jul-2018 Tagged entities: Tencent

https://www.justice.gov/epstein/files/DataSet%209/EFTA00807414.pdf

EFTA00648633Set 9

2015-10-262p1,107w

last cycle. Ticker Name Rating Target ADR UBI FP UBISOFT ENTERTAINMENT OW 20.00 UBSFY 96841T SQUARE END( HOLDINGS CO LTD OW 4000 7974 JP NINTENDO

https://www.justice.gov/epstein/files/DataSet%209/EFTA00648633.pdf

EFTA00842456Set 9

2015-10-264p1,211w

last cycle. Ticker Name Rating Target ADR UBI FP UBISOFT ENTERTAINMENT OW 20.00 UBSFY SQUARE ENIX HOLDINGS 9684 JT CO LTD OW 4000 7974 JP NINTENDO

https://www.justice.gov/epstein/files/DataSet%209/EFTA00842456.pdf

EFTA02348982Set 11

2015-10-2611p1,260w

last cycle. 2 EFTA_R1_01323525 EFTA02348983 Name Ratinga> Target<=> ADR<=u> UBISOFT ENTERTAINMENT OW<=> 20.00</=> UBSFY</=> SQUARE ENIX HOLDINGS CO LTD OW<=> 4000 &nb=p; NINTENDO

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02348982.pdf

EFTA00811912Set 9

2018-10-317p2,226w

Nintendo NTDOY 2/5/18 10,000 517,906 454,650 391,300 -126.606 Ubisoft Entertainment U8SFF 3/29/18 11,200 974,199 1 215 177 1 008 734 34 535 Total Southern

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811912.pdf

EFTA00811866Set 9

2018-08-319p2,586w

Nintendo NTDOY 2/5/18 10,000 517,906 426,700 449.500 -68,406 Ubisoft Entertainment U8SFF 3/29/18 11,200 974.199 1,237,436 1,207.367 233.168 CD Projekt - Poland OTGLF 3/29/18

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811866.pdf

EFTA01063340Set 9

2018-06-0212p4,716w

Members Ill CD PRO)EKT SA 51.75% ea- 12) CAPCOM CO LTD 43.16% ID UBISOFT ENTERTAINMENT 43.16% 14) FRONTIER DEVELOPMENTS PLC 32.50% I LOGITECH INTERNATIONAL -REG 22.43% 16)ACTIVISION BLIZZARD

https://www.justice.gov/epstein/files/DataSet%209/EFTA01063340.pdf

EFTA01392630Set 10

2018-12-191p185w

market 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392630.pdf

EFTA01376964Set 10

2017-01-171p216w

sell 400 shares of Tencent Holdings - market order c) sell 5,000 shares of Ubisoft Entertainment - 6.60 or better thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376964.pdf

EFTA01392629Set 10

2018-12-191p352w

Sell 10,000 Nintendo (NTDOY) - sold at 33.44 3) Sell 11,200 Ubisoft Entertainment (UBSFF) — sold at 71.19 EUR Prepared on 12/19/2018 Source: Pershing NetX 360 Unofficial trade confirmations

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392629.pdf

EFTA01377087Set 10

2017-01-171p192w

sell 400 shares of Tencent Holdings - market order c) sell 5,000 shares of Ubisoft Entertainment - 6.60 or better CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01377087.pdf

EFTA01427157Set 10

2017-01-174p306w

sell 400 shares of Tencent Holdings - market order c) sell 5,000 shares of Ubisoft Entertainment - 6.60 or better thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427157.pdf

EFTA01424130Set 10

2017-01-173p265w

sell 400 shares of Tencent Holdings - market order c) sell 5,000 shares of Ubisoft Entertainment - 6.60 or better EFTA01424131 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424130.pdf

EFTA01416415Set 10

2017-01-173p237w

sell 400 shares of Tencent Holdings - market order c) sell 5,000 shares of Ubisoft Entertainment - 6.60 or better thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01416415.pdf

EFTA01387508Set 10

2018-12-191p149w

market 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn FIBRK Associates Inc. New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387508.pdf

EFTA01423983Set 10

2017-01-185p438w

shares of Tencent Holdings - market order EFTA01423985 c) sell 5,000 shares of Ubisoft Entertainment - 6.60 or better thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423983.pdf

EFTA02481357Set 11

2015-10-302p240w

Boeing Company BA 2.48% 500 147.98 73,990 Ubisoft Entertainment SA UBSFY N/A 5,000 5.88 29,400 Tencent Holdings Limited TCEHY 0.24% 400 18.89 7,556 Total Cost

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02481357.pdf

EFTA01416985Set 10

2018-12-193p441w

market 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01416985.pdf