Epstein Files Search

EFTA00239188Set 9

2013-09-23269p127,446w

time. No assurance can be given that the AlphaKeys Fund's or the Underlying Fund's (defined below) investment objective will be achieved or that Investors will receive a return ... investment. As used in this Memorandum, the following capitalized terms have the following meanings. "Underlying Fund" refers to Millennium USA LP and any intermediate investment vehicles controlled by the Underlying ... Fund Manager or its affiliates and into which the Underlying Fund directly or indirectly invests all or a portion of its assets (e.g., through a master-feeder structure). "Underlying Fund

https://www.justice.gov/epstein/files/DataSet%209/EFTA00239188.pdf

EFTA00236853Set 9

2013-09-23258p118,414w

time. No assurance can be given that the AlphaKeys Fund's or the Underlying Fund's (defined below) investment objective will be achieved or that Investors will receive a return ... advisor. As used in this Memorandum, the following capitalized terms have the following meanings. "Underlying Fund" refers to Millennium USA LP and any intermediate investment vehicles controlled by the Underlying ... Fund Manager or its affiliates and into which the Underlying Fund directly or indirectly invests all or a portion of its assets (e.g., through a master-feeder structure). "Underlying Fund

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236853.pdf

EFTA01395758Set 10

342p99,190w

limited partnership (together with its parallel funds and alternative investment vehicles, if applicable, the "Underlying Fund"). The Confidential Private Placement Memorandum of the Underlying Fund dated October 2017 (as supplemented ... amended, restated and/or further supplemented from time to time, the "Underlying Fund PPM") is attached hereto on a confidential basis as Appendix A and is incorporated herein by reference ... Access Fund is to acquire a direct limited partner interest in the Underlying Fund. The Underlying Fund PPM is an integral part of this Memorandum, therefore, prospective investors should carefully

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395758.pdf

EFTA01440455Set 10

342p99,112w

limited partnership (together with its parallel funds and alternative investment vehicles, if applicable, the "Underlying Fund"). The Confidential Private Placement Memorandum of the Underlying Fund dated October 2017 (as supplemented ... amended, restated and/or further supplemented from time to time, the "Underlying Fund PPM") is attached hereto on a confidential basis as Appendix A and is incorporated herein by reference ... Access Fund is to acquire a direct limited partner interest in the Underlying Fund. The Underlying Fund PPM is an integral part of this Memorandum, therefore, prospective investors should carefully

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440455.pdf

EFTA01396322Set 10

342p99,568w

limited partnership (together with its parallel funds and alternative investment vehicles, if applicable, the "Underlying Fund"). The Confidential Private Placement Memorandum of the Underlying Fund dated October 2017 (as supplemented ... amended, restated and/or further supplemented from time to time, the "Underlying Fund PPM") is attached hereto on a confidential basis as Appendix A and is incorporated herein by reference ... Access Fund is to acquire a direct limited partner interest in the Underlying Fund. The Underlying Fund PPM is an integral part of this Memorandum, therefore, prospective investors should carefully

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396322.pdf

EFTA01442887Set 10

2018-03-3061p17,672w

Securities Act of 1933, as amended. iCapital's advisory services primarily include identifying underlying private equity or hedge fund managers with whom to invest the assets of its Private Access ... purpose of investing each such Fund's assets with private equity or hedge funds ("Underlying Funds") managed by third-party managers ("Underlying Managers") that are selected by iCapital. Each Underlying ... Fund has its own PPM ("Underlying Fund PPM"), which includes important disclosures with respect to investment related risks, macroeconomic considerations, fees and other potential conflict issues, and such other EFTA01442891

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01442887.pdf

EFTA01428879Set 10

2018-03-3061p17,701w

Securities Act of 1933, as amended. iCapital's advisory services primarily include identifying underlying private equity or hedge fund managers with whom to invest the assets of its Private Access ... purpose of investing each such Fund's assets with private equity or hedge funds ("Underlying Funds") managed by third-party managers ("Underlying Managers") that are selected by iCapital. Each Underlying ... Fund has its own PPM ("Underlying Fund PPM"), which includes important disclosures with respect to investment related risks, macroeconomic considerations, fees and other potential conflict issues, and such other EFTA01428883

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428879.pdf

EFTA01148995Set 9

2015-07-069p6,593w

Notes are designed for investors who seek to participate in the appreciation of the Underlying Asset at maturity and who anticipate that the Final Level 5 of the Underlying Asset ... receive the payment at maturity described below and. if the Final Level of the Underlying E Asset has declined. as compared to the Initial Level. by more than ... lose some or all of their principal. If the Final Level of the 2 Underlying Asset has not declined. as compared to the Initial Level, by more than 1241%. investors

https://www.justice.gov/epstein/files/DataSet%209/EFTA01148995.pdf

EFTA01439515Set 10

2018-04-11132p33,160w

Partnership is to make, hold and dispose of an investment in the Underlying Fund and to engage in any activities incidental thereto, including holding funds in cash or investment funds ... Limited Partners' Subscriptions to the Partnership for investment into the Underlying Fund. Such reserved commitment amounts may be used in accordance with 6.1.3. However, the General Partner is not required ... amounts and may commit up to 100% of the Limited Partners' Subscriptions to the Underlying Fund resulting in an over-commitment of the of the Partnership (i.e., the Partnership

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439515.pdf

EFTA01440110Set 10

138p25,658w

offer to buy an interest in Glendower Capital Secondary Opportunities Fund IV, LP (the "Underlying Fund") or Glendower Access Secondary Opportunities IV (U.S.), L.P. (the "Access Fund"). A private offering ... approval of the General Partner of the Access Fund and the General Partner ofthe Underlying Fund. This Presentation, other than the description of the Access Fund Terms, was not created ... Access Fund. There are important differences between the Access Fund and the Underlying Fund described in the Presentation. An investment in the Access Fund is not suitable for all investors

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440110.pdf

EFTA01395715Set 10

40p12,724w

investable assets into Glendower Capital Secondary Opportunities Fund IV, L.P. (the "Underlying Fund"). ACCESS & UNDERLYING FUND TERMS ACCESS FUND GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. GENERAL PARTNER Glendower Access ... STRATEGY The Access Fund will invest substantially all of its investable assets into the Underlying Fund MINIMUM COMMITMENT $250,000 FUND TERM The Access Fund will continue in existence through ... year anniversary of the dissolution of the Underlying Fund (and accordingly, shall extend automatically upon the extension of the Underlying Fund's term), with two additional one-year optional extension

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395715.pdf

EFTA01440070Set 10

40p12,713w

investable assets into Glendower Capital Secondary Opportunities Fund IV, L.P. (the "Underlying Fund"). ACCESS & UNDERLYING FUND TERMS ACCESS FUND GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. GENERAL PARTNER Glendower Access ... STRATEGY The Access Fund will invest substantially all of its investable assets into the Underlying Fund MINIMUM COMMITMENT $250,000 FUND TERM The Access Fund will continue in existence through ... year anniversary of the dissolution of the Underlying Fund (and accordingly, shall extend automatically upon the extension of the Underlying Fund's term), with two additional one-year optional extension

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440070.pdf

EFTA01397415Set 10

40p12,719w

investable assets into Glendower Capital Secondary Opportunities Fund IV, L.P. (the "Underlying Fund"). ACCESS & UNDERLYING FUND TERMS ACCESS FUND GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. GENERAL PARTNER Glendower Access ... STRATEGY The Access Fund will invest substantially all of its investable assets into the Underlying Fund MINIMUM COMMITMENT $250,000 FUND TERM The Access Fund will continue in existence through ... year anniversary of the dissolution of the Underlying Fund (and accordingly, shall extend automatically upon the extension of the Underlying Fund's term), with two additional one-year optional extension

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397415.pdf

EFTA01444206Set 10

40p12,724w

investable assets into Glendower Capital Secondary Opportunities Fund IV, L.P. (the "Underlying Fund"). ACCESS & UNDERLYING FUND TERMS ACCESS FUND GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. GENERAL PARTNER Glendower Access ... STRATEGY The Access Fund will invest substantially all of its investable assets into the Underlying Fund MINIMUM COMMITMENT $250,000 FUND TERM The Access Fund will continue in existence through ... year anniversary of the dissolution of the Underlying Fund (and accordingly, shall extend automatically upon the extension of the Underlying Fund's term), with two additional one-year optional extension

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444206.pdf

EFTA01395050Set 10

40p12,737w

investable assets into Glendower Capital Secondary Opportunities Fund IV, L.P. (the "Underlying Fund"). ACCESS & UNDERLYING FUND TERMS ACCESS FUND GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. GENERAL PARTNER Glendower Access ... STRATEGY The Access Fund will invest substantially all of its investable assets into the Underlying Fund MINIMUM COMMITMENT $250,000 FUND TERM The Access Fund will continue in existence through ... year anniversary of the dissolution of the Underlying Fund (and accordingly, shall extend automatically upon the extension of the Underlying Fund's term), with two additional one-year optional extension

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395050.pdf

EFTA00295614Set 9

2012-12-3152p16,979w

table categorizes the aggregate fair value of investment and derivative assets, in which the underlying of the derivative is a security, by type: Cost Fair Value °I, Net Assets Investment ... table categorizes the aggregate fair value of investment and derivative assets, in which the underlying of the derivative is a security, by country: Cost Fair Value % Net Assets Canada ... table categorizes the aggregate fair value of investment and derivative assets, in which the underlying of the derivative is a security, by industry: Cost Fair Value % Net Assets Basic materials

https://www.justice.gov/epstein/files/DataSet%209/EFTA00295614.pdf

EFTA01101557Set 9

2015-02-12100p33,810w

GRAT No. 2 - Valuation Date: September 3, 2014 Page 5 earned the underlying fund's return on investment, net of any non-fee fund expenses. The AIF funds employed ... members. Apollo Private Equity Co-Invest Entities Capital Account Entity Term Expiration Value" The underlying fund was on indefinite extension. There was ACIV $464,127 no indication when the remaining ... portfolio companies would be sold. The underlying fund was on contractual extension. There ACV $3,060,606 was no indication when the remaining portfolio companies would be sold. The fund

https://www.justice.gov/epstein/files/DataSet%209/EFTA01101557.pdf

EFTA01353819Set 10

1p746w

vehicle being formed to facilitate the investment of certain categories of investors into the Underlying Fund. The Access Fund's sole objective is to invest in the Underlying Fund ... contributions to the Access Fund will be contributed by the Access Fund to the Underlying Fund, and the Limited Partners will receive an indirect interest in the Underlying Fund. Because ... sole purpose of the Access Fund is to acquire an interest in the Underlying Fund, all of the risk factors and disclosures of potential conflicts set forth in the Underlying

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353819.pdf

EFTA01390771Set 10

1p744w

vehicle being formed to facilitate the investment of certain categories of investors into the Underlying Fund. The Access Fund's sole objective is to invest in the Underlying Fund ... contributions to the Access Fund will be contributed by the Access Fund to the Underlying Fund, and the Limited Partners will receive an indirect interest in the Underlying Fund. Because ... sole purpose of the Access Fund is to acquire an interest in the Underlying Fund, all of the risk factors and disclosures of potential conflicts set forth in the Underlying

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390771.pdf

EFTA00608765Set 9

2015-10-12108p35,523w

Valuation Date: June 3, 2015 Page 5 interest fees. In effect, they earned the underlying fund's return on investment, net of any non-fee fund expenses. The AIF funds ... Apollo Private Equity Co-Invest Entities Capital Account Entity Term Expiration Value The underlying fund was on indefinite extension. There was ACIV $388,708 no indication when the remaining portfolio ... companies would be sold. The underlying fund was on contractual extension. There ACV $2,376,964 was no indication when the remaining portfolio companies would be sold. The fund

https://www.justice.gov/epstein/files/DataSet%209/EFTA00608765.pdf