Epstein Files Search

EFTA01567550Set 10

2014-03-0113p2,252w

FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W ... Method Description Settled Sales/Maturities/Redemptions Cash In Lieu 3/12 3/12 Cash In Lieu VODAFONE GROUP PLC-SP ADR CASH IN LIEU OF FRACTIONAL SHARES (ID: 92857W-30-8) VERIZON COMMUNICATIONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567550.pdf

EFTA01567387Set 10

2014-02-0126p4,060w

GROUP PLC 92343V-10-4 VZ 41.57 SPONS ADR 92857W-20-9 VODAFONE GROUP PLC-SP ADR Total EAFE Equity 92857W ... IN/OUT Notes: Settle Date Selection Method Securities Transferred In 2/27 Description NonTaxableExchange VODAFONE GROUP PLC-SP ADR REVERSE SPLIT - HOLDERS RECEIVE 6 NEW SPONSORED ADRS FOR EVERY 11 OLD SPONSORED

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567387.pdf

EFTA01567413Set 10

2014-02-01137p14,690w

GROUP PLC 92343V-10-4 VZ 41.57 SPONS ADR 92857W-20-9 VODAFONE GROUP PLC-SP ADR Total EAFE Equity 92857W ... IN/OUT Notes: Settle Date Selection Method Securities Transferred In 2/27 Description NonTaxableExchange VODAFONE GROUP PLC-SP ADR REVERSE SPLIT HOLDERS RECEIVE 6 NEW SPONSORED ADRS FOR EVERY 11 OLD SPONSORED

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567413.pdf

EFTA01567563Set 10

2013-12-3186p9,388w

FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W ... Method Description Settled Sales/Maturities/Redemptions Cash In Lieu 3/12 3/12 Cash In Lieu VODAFONE GROUP PLC-SP ADR CASH IN LIEU OF FRACTIONAL SHARES (ID: 92857W-30-8) VERIZON COMMUNICATIONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567563.pdf

EFTA01519446Set 10

2014-02-011p161w

VODAFONE GROUP PLC 41.57 0.00 3.88% SPONS ADR 9387.85 92857W-20-9 VODAFONE GROUP PLC-SP ADR 41.57 1,039.000 43,191.23 53,061.37 (9570.14) 3072.32 7.11% 92857W

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519446.pdf

EFTA01519390Set 10

2014-02-281p155w

GROUP PLC 41.57 0.00 3.88% SPONS ADR 9,387.85 92857W-20-9 VODAFONE GROUP PLC-SP ADR 41.57 1,039.000 43.191.23 53,061.37 (9,870.14) 3.072.32 7.11% 92857W

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519390.pdf

EFTA01519394Set 10

2014-02-011p246w

Date Selection Method Description Cost Market Value - Securities Transferred In 2/27 NonTaxableExchange VODAFONE GROUP PLC-SP ADR REVERSE SPLIT- 1,039.000 42,152.23 HOLDERS RECEIVE 6 NEW SPONSORED ADRS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519394.pdf

EFTA01519449Set 10

2014-02-281p235w

Date Selection Method Description Cost Market Value Securities Transferred In 2r27 NonTaxableExchange VODAFONE GROUP PLC-SP ADR REVERSE SPLIT- 1,039.000 42,152.23 HOLDERS RECEIVE 6 NEW SPONSORED ADRS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519449.pdf

EFTA01519494Set 10

2014-03-011p178w

TRADE DATE 03/07/14 39,379.81 (ID: 771195-10-4) 3/10 Free Delivery VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS (1.039.000) (41,48727) FINANCIAL SERVICES INC. TRADE DATE 03/07/14

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519494.pdf

EFTA01519533Set 10

2014-03-011p160w

TRADE DATE 03/07/14 39,379.81 (ID: 771195-10-4) 3110 Free Delivery VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS (1,039.000) (41,487.27) FINANCIAL SERVICES INC. TRADE DATE 03/07/14

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519533.pdf

EFTA01519495Set 10

2014-03-011p101w

Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptlons 3/6 Cash In Lieu VODAFONE GROUP PLC-SP ADR CASH IN LIEU OF 0.090 40.778 3.67 3.67 L 3/6 FRACTIONAL SHARES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519495.pdf

EFTA01519534Set 10

2014-03-011p102w

Quantity Amount Proceeds Tax Cost GaiNLoss Settled Sales/Maturities/Redemptions 3/6 Cash In Lieu VODAFONE GROUP PLC-SP ADR CASH IN LIEU OF 0.090 40.778 3.67 3.67 L 3/6 FRACTIONAL SHARES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519534.pdf