EFTA02135422Set 10
2013-06-128p2,020w
FSLR, CSOD (convert), POR, WDAY (convert),
SPR GY, ARCM SS, NEX LN, VOW3 GY (convert)
IPO's (filed/priced): Gigamon (GIMO) 6.75M shares priced at $19 (middle of range), Coty
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02135422.pdf
EFTA02105754Set 10
2014-06-048p1,913w
VOLVB SS strong ACT data
Secondaries (announced/priced): LG, ALSN, TSLX (convert), PODD (convert), VOW3 GY, REP SM,
SON PL (convert), EVK GY (convert), NRX FP (rights)
IPO's (filed/priced): CareDx
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105754.pdf
EFTA02143854Set 10
7p1,691w
leaves
EFTA_R1_00800168
EFTA02143855
Secondaries (announced/priced): TRLA, KW, DK, CRDC, ING FP, VOW3 GY
IPO's: N/A
US Key Research:
• Bern downgrades JBHT, GS initiates PLG (neut), Jeff cuts
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143854.pdf
EFTA01343936Set 10
2013-09-121p549w
CH0012138605 SEDOL 7110720 83.75 Of 312,37499 313,086.58 491»
VOKSWAGEN AG PFD ISIN VOW3 GY 1,40000 237.4384 USD 1,49 a 332213.79 2.09121 s 340,0720 -7.873.81
DE0037934039
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01343936.pdf